Standard held by Allooloo Technologies Corp. · Open standard, MIT licence.

SM-ECO-10060 · Sweden

SM-ECO-10060sm-eco-10060.org/market/se/

Sweden · se-eco-10060

chapter se.chapter.v12 · supersedes se.chapter.v11 · as of 2026-10-31 · node se-cm-kg · https://se.eu-cm-kg.ai/book/

7.2 The field element (every catalogue entry below is one of these)

Ask get_orderability with: the chapter names no client category yet (AIO client_categories not found), so no outcome can be concluded here · https://se.eu-cm-kg.ai/book/aio.json

Appendix A · ECO market section

ECO · se.eco.v5 · supersedes se.eco.v4 · produced 2026-10-31T03:33:10Z · signed on the node door

The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.

jurisdiction_scopeTerritory, regime boundaries and cross-border applicability
territory
Sweden
regime
Securities Market Act (2007:528), based on MiFID II (Directive 2014/65/EU) and MiFIR (Regulation (EU) No 600/2014)
cross_border
MiFID II and MiFIR specify the conditions for authorisation to perform investment services and activities as well as how such activities should be performed in the Home Member State and across borders

source https://www.fi.se/en/markets/apply-for-authorisation/securities/ · dated 2025-01-03

competent_authoritiesRegulators, competent authorities and allocation of responsibilityFinansinspektionen (FI)

source https://www.fi.se/en/ · dated not found

duty_mapApplicable product-governance and suitability duties by activity and actor
  • duty
    MiFID II product governance

source https://mcp.getissuer.ai/mcp · dated not found

regulated_activitiesActivities requiring authorisation and their scope
  • activity
    Operating a securities business in Sweden
    authorisation
    requires authorisation in accordance with the Securities Market Act (2007:528)

source https://www.fi.se/en/markets/apply-for-authorisation/securities/ · dated 2025-01-03

participant_categoriesIssuer, intermediary, investor and client categories
  • category
    eligible counterparties
    definition
    as defined in Directive 2014/65/EU
  • category
    professional clients
    definition
    as defined in Directive 2014/65/EU
  • category
    retail clients
    definition
    as defined in Directive 2014/65/EU

source http://idoc.ngm.se/20251029125605938360.pdf · dated 30 October 2025

product_categoriesInstrument classes, exclusions and special regimesnot found
issuer_and_listing_scopeDomicile, listing and issuer-status distinctionsnot found
exchanges_and_venuesVenue identities linked to AMP records
  • name
    Nasdaq Stockholm (regulated market); NGM Main Regulated (regulated market); Nasdaq First North (MTF)
    listings_page
    not found

source https://www.fi.se/en/markets/issuers/ · dated not found

information_storesAuthoritative regulated-information repositoriesFI's stock exchange information database (storage function under the Securities Market Act); public and searchable; storage began 1 July 2007

source https://www.fi.se/en/our-registers/stock-exchange-information/ · dated not found

store_lookupDocumented lookup methods and identifier requirementsFI 'Search for information – including major shareholding notifications' in the stock exchange information database

source https://www.fi.se/en/our-registers/stock-exchange-information/ · dated not found

periodic_reportingPeriodic duties, deadlines, triggering events and exceptions
  • report
    Annual report (and group report)
    deadline
    så snart som möjligt och senast fyra månader efter utgången av varje räkenskapsår (Securities Market Act 2007:528, 16 kap. 4 §)
  • report
    Half-year report
    deadline
    så snart som möjligt och senast två månader efter rapportperiodens utgång (16 kap. 5 §)

source https://www.riksdagen.se/sv/dokument-och-lagar/dokument/svensk-forfattningssamling/lag-2007528-om-vardepappersmarknaden_sfs-2007-528/ · dated not found

ad_hoc_disclosureEvent-driven and inside-information disclosure obligationsEU MAR art. 17 — issuers on a regulated market or MTF 'shall inform the public as soon as possible about inside information that directly affects that issuer'; delay on three conditions; issuer must inform FI immediately when the information is disclosed; Listing Act changes apply from 5 June 2026

source https://www.fi.se/en/markets/issuers/inside-information/ · dated not found

filing_formatsRequired formats, validation requirements and document typesESEF: EU electronic reporting format applies to annual financial reports with consolidated statements for financial years beginning on or after 1 January 2020 (as stated by FI)

source https://www.fi.se/en/markets/issuers/periodic-financial-information/ · dated not found

filing_languagesRequired or accepted languages and translation conditionsReports are sent to FI's database in the language in which they have been published, which in most cases is Swedish; the Securities Market Act (17 kap. 5 §) delegates the language of publication to government regulations

source https://www.fi.se/en/markets/issuers/periodic-financial-information/ · dated not found

prospectus_regimeOffering and admission requirements, exemptions and thresholdsnot found
product_disclosuresProduct documents and pre-contract information dutiesnot found
takeover_regimeOffer rules, control triggers and shareholder treatmentnot found
ownership_reportingSignificant holdings, beneficial ownership and notification dutiesnot found
short_sellingRestrictions, disclosure, locate or borrowing requirements, emergency measuresnot found
market_abuseInsider dealing, manipulation and related disclosure regimesnot found
trading_controlsMarket-wide trading constraints and intervention powersnot found
market_calendarAuthoritative calendars and exceptional closuresnot found
halts_sourcesOfficial halt and suspension sources with scopenot found
identifiersSecurity and entity identifier conventions and validation sources
central_securities_depository
Swedish Central Security Depository & Clearing Organisation (Euroclear Sweden)
csd_identification_number
556112 - 8074

source http://idoc.ngm.se/20260408141846671221.pdf · dated 03/02/2026

isin_prefixISIN prefix information and its limits as a jurisdiction indicatorSE — Euroclear Sweden is Sweden's National Numbering Agency, the only authorised agency for ISIN assignment (example SE0000123456)

source https://cf.euroclear.com/sweden/en/tilldelning-av-isin.html · dated not found

lei_requirementsLegal Entity Identifier requirements and authoritative lookup referencesnot found
settlementSettlement cycles by instrument and venue, exceptions and transition dates
  • instrument
    BNP Paribas Issuance B.V. SEK Bull and Bear Open-End Certificates (Swedish Dematerialised Securities) listed on Nordic MTF
    cycle
    delivered on or about the second Business Day after their purchase by the investor against payment of the purchase amount

source http://idoc.ngm.se/20251003124716376735.pdf · dated 6 October 2025

clearing_and_custodyClearing, depository, custody and asset-protection frameworks
  • clearing_system
    Euroclear Sweden
    form
    Swedish Dematerialised Securities
    instrument
    BNP Paribas Issuance B.V. certificates offered in Sweden

source http://idoc.ngm.se/20251215121529464513.pdf · dated 16 December 2025

corporate_actionsRights, elections, notices and procedural deadlinesnot found
cross_border_accessForeign participation and cross-border offering or service restrictionsnot found
tax_at_sourceWithholding regimes by income, instrument and recipient category; relief conditionsnot found
fees_and_leviesTransaction taxes, statutory levies and relevant chargesnot found
recordkeepingRetention, evidence, format and reconstruction requirementsnot found
complaints_and_redressComplaint, escalation and redress routesnot found
effective_changesEnacted, proposed and transitional changes, kept distinguishablenot found
additional_duty_fieldsFurther sourceable duty-relevant fields, introduced through a versioned catalogue extensionnot found

Appendix B · ACM register section

ACM · se.acm.v3 · supersedes se.acm.v2 · produced 2026-10-31T01:50:38Z · signed on the node door

The register revision is incorporated by reference to ACM-68000 (Agent Clearance Manifest) canonical text v1.0 §8.1 and is not redrawn here. These are chapter attachment fields connecting the chapter to that register; they never redefine rule_version, signal meanings or revision internals.

register_revision_refExact immutable revision governed by ACM-68000 §8.1
rule_version
acm-68000/se/mifid-ii-product-governance/r1
path
register/se/acm-68000-se-mifid-ii-product-governance-r1.json
content_hash
sha256:36c98f666ae22994a1ab222cafb4e1afb522b2bf1f0e08aae6afa57fa7ef87e1

source http://idoc.ngm.se/20250324121631934630.pdf · dated 25 March 2025

register_schema_refAuthoritative register-revision schema and its versionACM-68000 canonical text v1.0 §8.1 — a register revision

source https://acm-68000.org/ · dated 2026-10-30

chapter_evidence_refImmutable chapter version and section from which the revision was produced
chapter
se.chapter.v3
chapter_sha256
sha256:fce035ff2883c0f0432a1e72b6aa644ea4ab64afce6f926f05dc80be03d51b80
sections
  • family
    ECO
    version
    se.eco.v2
    field
    duty_map
    sha256
    sha256:4ed878668a40728a453772fdb56d302e75ce04778636899f0e508662bd32b554
  • family
    ACM
    version
    se.acm.v2
    sha256
    sha256:3dae5f06ef587267b1cc28d9249470c020bdeabef66898bd96d4965ac20b1d5c

source https://mcp.getissuer.ai/mcp · dated 2026-10-31

rule_applicabilityMarket-specific applicability evidence for the referenced revision

source http://idoc.ngm.se/20250324121631934630.pdf · dated 25 March 2025

shared_revision_refShared-family revisions produced by the apex, where applicable
  • rule_version
    acm-68000/eu/mifid-ii-product-governance/r1
    path
    register/eu/acm-68000-eu-mifid-ii-product-governance-r1.json
    content_hash
    sha256:00fb9967096a93cc500e409b0e1521a207f3c57c7ebea1035f8c986cd387f44d

source https://www.esma.europa.eu/sites/default/files/2023-08/ESMA35-43-3448_Guidelines_on_product_governance.pdf · dated 03/08/2023

national_overlay_refSeparately versioned national additions or exceptionsnot found
revision_change_evidenceSources supporting selection or succession of the referenced revision
  • field
    legal_reference
    value
    • instrument
      Guidelines published by the European Securities and Markets Authority ("ESMA") on 3 August 2023
      provision
      item 19
      authority
      European Securities and Markets Authority ("ESMA")
    • instrument
      Directive 2014/65/EU (as amended, "MiFID II")
    source_url
    http://idoc.ngm.se/20250324121631934630.pdf
    source_date
    25 March 2025

source http://idoc.ngm.se/20250324121631934630.pdf · dated 25 March 2025

Appendix C · AIO orderability section

standard AIO-10060 · AI Orderability

AIO · se.aio.v4 · supersedes se.aio.v3 · produced 2026-10-31T20:08:02Z · signed on the node door

The chapter describes the source-backed determination framework. A product-specific orderability result requires the product record, the client category, the relevant evidence and the applicable rule revision; this section never manufactures that result from market membership alone. It adds no field to the deployed receipt.

duty_revision_refApplicable immutable ACM rule revisionnot found
product_scopeProducts and instrument categories covered by the target-market regimenot found
client_categoriesClient classifications and source-backed qualification criterianot found
target_marketPositive target-market criteria and their applicability
  • criterion
    eligible counterparties, professional clients and retail clients, each as defined in MiFID II
    applicability
    Solely for the purposes of the manufacturer's product approval process; assessment taking into account the five categories in item 19 of the ESMA Guidelines of 3 August 2023

source http://idoc.ngm.se/20251215121529464513.pdf · dated 16 December 2025

negative_target_marketExplicit exclusions or incompatible client characteristicsnot found
distribution_conditionsPermitted distribution methods and constraints
  • condition
    should take into consideration the manufacturer's target market assessment
    party
    distributor
    rule
    MiFID II product governance
    source_url
    http://idoc.ngm.se/20251029125605938360.pdf
    source_date
    30 OCTOBER 2025
    read_at
    2026-10-31T18:42:15Z
  • condition
    determining appropriate distribution channels
    party
    a distributor subject to MiFID II
    rule
    MiFID II
    source_url
    http://idoc.ngm.se/20251029125605938360.pdf
    source_date
    30 OCTOBER 2025
    read_at
    2026-10-31T18:42:15Z

source http://idoc.ngm.se/20251029125605938360.pdf · dated 30 OCTOBER 2025

required_assessmentsSuitability, appropriateness or other assessment requirements and triggers
  • assessment
    specifies its target group for a financial instrument
    trigger
    when a securities institution specifies its target group for a financial instrument
    party
    securities institution
    rule
    sustainability factors and sustainability-related objectives shall be considered
    source_url
    https://www.fi.se/en/our-registers/fffs/search-fffs/2017/20172/
    source_date
    2022-11-22
    read_at
    2026-10-31T20:07:50Z

source https://www.fi.se/en/our-registers/fffs/search-fffs/2017/20172/ · dated 2022-11-22

product_documentationRequired product, risk and target-market documents
  • document
    target market assessment
    party
    manufacturer
    rule
    item 19 of the Guidelines published by the European Securities and Markets Authority ("ESMA") on 3 August 2023
    source_url
    http://idoc.ngm.se/20251215121529464513.pdf
    source_date
    16 DECEMBER 2025
    read_at
    2026-10-31T18:42:15Z

source http://idoc.ngm.se/20251215121529464513.pdf · dated 16 DECEMBER 2025

manufacturer_distributor_rolesResponsibilities and information exchange between actors
  • actor
    manufacturer
    role
    target market assessment for the manufacturer's product approval process
    rule
    MiFID II product governance
    source_url
    http://idoc.ngm.se/20251215121529464513.pdf
    source_date
    16 DECEMBER 2025
    read_at
    2026-10-31T18:42:15Z
  • actor
    distributor
    role
    responsible for undertaking its own target market assessment (by either adopting or refining the manufacturer's target market assessment) and determining appropriate distribution channels
    rule
    MiFID II
    source_url
    http://idoc.ngm.se/20251215121529464513.pdf
    source_date
    16 DECEMBER 2025
    read_at
    2026-10-31T18:42:15Z
  • actor
    Issuer
    role
    accepts responsibility for the information contained in these Final Terms
    source_url
    http://idoc.ngm.se/20251215121529464513.pdf
    source_date
    16 DECEMBER 2025
    read_at
    2026-10-31T18:42:15Z

source http://idoc.ngm.se/20251215121529464513.pdf · dated 16 DECEMBER 2025

review_triggersRequired review events and periodic review conditionsnot found
evidence_requirementsEvidence needed to support a scoped outcome
  • evidence
    manufacturer's target market assessment
    condition
    taking into account the five categories in item 19 of the Guidelines published by ESMA on 3 August 2023

source http://idoc.ngm.se/20251029125605938360.pdf · dated 30 OCTOBER 2025

exceptionsSource-backed exceptions with conditions and boundaries
  • exception
    offer in circumstances in which no obligation arises to publish a prospectus
    condition
    no obligation arises for the Issuer, the Guarantor or any Manager to publish a prospectus
    provision
    Article 3 of the Prospectus Regulation
    source_url
    http://idoc.ngm.se/20251215121529464513.pdf
    source_date
    16 DECEMBER 2025
    read_at
    2026-10-31T18:42:15Z

source http://idoc.ngm.se/20251215121529464513.pdf · dated 16 DECEMBER 2025

orderability_profile_refSchema for the product, market and client-class outcome produced under these rulesnot found

Appendix D · AMP venue section

standard AMP-10060 · Agentic Market Protocol

AMP · se.amp.v2 · supersedes se.amp.v1 · produced 2026-10-31T02:48:04Z · signed on the node door

Each venue record is keyed by its evidenced Market Identifier Code (MIC). Where an activity has no applicable code, the gap is preserved with a separately typed reference; no code is invented. This section supplies reference information only; it establishes no entitlement, permission to route or order placement. A later permission profile requires its own actor, instrument, action and endpoint evidence.

venue_mic · XSTO

source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20230925

venue_identityVenue name, operator and authoritative identity evidence
venue_name
Nasdaq Stockholm
operator
Nasdaq Stockholm Aktiebolag
operator_registration_number
556420-8394
authorisation
authorisation to operate a regulated market in accordance with the Securities Market Act (2007:528)
identity_evidence
Finansinspektionen decision FI Ref. 23-25934 / 23-32698

source https://www.fi.se/contentassets/0f5accab074446028e30708f9e67b2a3/decision-nasdaq-stockholm_eng.pdf · dated 2024-06-18

venue_scopeOperating or segment scope, products and jurisdiction bindings
regulated_market
Nasdaq Stockholm (Nasdaq's regulated market)
mtf
Nasdaq First North Sweden
operator
Nasdaq Stockholm
jurisdiction
Sweden

source https://www.fi.se/contentassets/0f5accab074446028e30708f9e67b2a3/decision-nasdaq-stockholm_eng.pdf · dated 2024-06-18

rules_pageAuthoritative venue rule sourcenot found
haltsOfficial halt information and applicability scope
  • date
    21 December 2021
    time
    3:20 p.m.
    instrument
    Lundin Energy share and related financial instruments
    reason
    prior to disclosure of agreement to merge
    decided_by
    the stock exchange

source https://www.fi.se/contentassets/0f5accab074446028e30708f9e67b2a3/decision-nasdaq-stockholm_eng.pdf · dated 2024-06-18

clearing_houseClearing relationships by instrument and servicenot found
participant_rolesDefined participant categories and responsibilitiesnot found
market_maker_obligationsSource-backed obligations and exemptions for market makersnot found
gatesDocumented entry, membership and access prerequisitesnot found
reference_endpointsPublic reference locations with purpose and source
  • location
    http://www.esma.europa.eu/
    purpose
    full information of the new regulation and reporting requirements (Short Selling Regulation)
    source
    European Securities and Markets Authority website

source https://www.rbcis.com/en/gmi/global-custody/market-profiles/market.page?dcr=templatedata/globalcustody/marketprofiles/data/sweden · dated September 1, 2026

settlement_linksRelated market or venue settlement records
  • name
    Euroclear Nordics AB
    role
    the sole central securities depository in Sweden, responsible for the Swedish securities settlement system

source https://www.rbcis.com/en/gmi/global-custody/market-profiles/market.page?dcr=templatedata/globalcustody/marketprofiles/data/sweden · dated September 1, 2026

change_noticesVersioned rules changes and operational notices
  • effective
    September 3, 2013
    notice
    Non CSD eligible derivates are traded and cleared through a separate legal entity, NASDAQ OMX Clearing AB

source https://www.rbcis.com/en/gmi/global-custody/market-profiles/market.page?dcr=templatedata/globalcustody/marketprofiles/data/sweden · dated September 1, 2026

venue_mic · SSME

source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20230925

venue_identityVenue name, operator and authoritative identity evidence
venue_name
Nasdaq Stockholm
also_known_as
  • Stockholm Stock Exchange
  • Stockholmsbörsen
  • Main Market
operator
Nasdaq Stockholm AB
status
one of two regulated markets in Sweden

source https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/europe-middle-east--africa/nasdaq-stockholm/topics/overview-of-exchange · dated 1 February 2026

venue_scopeOperating or segment scope, products and jurisdiction bindings
jurisdiction
Sweden
governing_law
Swedish Securities Market Act (lag (2007:528) om värdepappersmarknaden)
supervisor
Swedish Financial Supervisory Authority (SFSA) (Sw. Finansinspektionen)

source https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/europe-middle-east--africa/nasdaq-stockholm/topics/overview-of-exchange · dated 1 February 2026

rules_pageAuthoritative venue rule sourcenot found
haltsOfficial halt information and applicability scopenot found
calendarSessions, holidays and exceptional closuresnot found
participant_rolesDefined participant categories and responsibilitiesnot found
market_maker_obligationsSource-backed obligations and exemptions for market makersnot found
gatesDocumented entry, membership and access prerequisites
  • gate
    Admission fee
    requirement
    The Issuer applying for admission to trading shall pay the Exchange the applicable fee at the time when requesting the process for admission to trading to be initiated with the Exchange.
    venue
    Nasdaq First North Growth Market

source https://www.faronline.se/dokument/nasdaq-stockholm/firstnorthrulebook/ · dated 2026-08-01

reference_endpointsPublic reference locations with purpose and source

source https://www.faronline.se/dokument/nasdaq-stockholm/firstnorthrulebook/ · dated 2026-08-01

settlement_linksRelated market or venue settlement recordsnot found
change_noticesVersioned rules changes and operational notices
  • document
    Nasdaq First North Growth Market Rulebook for Issuers of Shares
    version
    2026-08-01
    notice
    Such changes shall apply to the Issuer and its Financial Instruments at the earliest 30 days after the Exchange has informed the Issuer and published the information via the Exchange’s website.

source https://www.faronline.se/dokument/nasdaq-stockholm/firstnorthrulebook/ · dated 2026-08-01

sourcesAdditional source-backed venue evidence
  • venue
    Nasdaq First North Growth Market
    evidence
    registered SME growth market in accordance with the Directive on Markets in Financial Instruments (2014/65/EU) as implemented in the national legislation of Denmark, Iceland, Finland and Sweden

source https://www.faronline.se/dokument/nasdaq-stockholm/firstnorthrulebook/ · dated 2026-08-01

Appendix E · ESG disclosure section

standard ESG-10060 · Sustainability Disclosure

ESG · se.esg.v2 · supersedes se.esg.v1 · produced 2026-10-31T03:00:03Z · signed on the node door

Sustainability disclosure remains a specialised ECO record with its rules in ACM. A jurisdiction's adoption of a framework is distinct from the framework's application to a particular issuer or period; the schema preserves that distinction and never turns disclosure availability into a sustainability rating.

regimeNamed sustainability-disclosure regime and its scope
name
EU Sustainable Finance Disclosure Regulation (SFDR)
instrument
Regulation (EU) 2019/2088
scope
regulates, among other things, how Swedish fund management companies, insurance companies, and financial advisors must inform their investors and customers on sustainability factors (ESG factors)

source https://www.fi.se/en/sustainability/sustainability-regulations/sustainability-related-disclosures/ · dated 2025-01-16

authorityResponsible issuing or supervisory authoritiesnot found
applicabilityCovered entities, products, thresholds and exemptions
  • entities
    some types of financial market participants
  • entities
    Swedish fund management companies, insurance companies, and financial advisors

source https://www.fi.se/en/sustainability/sustainability-regulations/sustainability-related-disclosures/ · dated 2025-01-16

adoption_stageProposal, adoption, commencement and transitional operation, distinguished
entry_into_force
March 2021
supplementation
will be supplemented with delegated regulations that will specify the information that is to be disclosed and how the disclosures should be made public

source https://www.fi.se/en/sustainability/sustainability-regulations/sustainability-related-disclosures/ · dated 2025-01-16

effective_datesEffective intervals and staged commencement conditions
  • event
    entered into force
    date
    March 2021

source https://www.fi.se/en/sustainability/sustainability-regulations/sustainability-related-disclosures/ · dated 2025-01-16

disclosure_dutiesRequired disclosures, reporting periods and filing obligations
  • duty
    disclose certain sustainability information on their website
  • duty
    disclose certain sustainability information in information provided prior to entering into agreements

source https://www.fi.se/en/sustainability/sustainability-regulations/sustainability-related-disclosures/ · dated 2025-01-16

reporting_standardsReferenced disclosure standards and applicable editions
  • standard
    delegated regulations that will specify the information that is to be disclosed and how the disclosures should be made public
    referenced_act
    Commission Delegated Regulation (EU) 2022/1288 (corrigendum)

source https://www.fi.se/en/sustainability/sustainability-regulations/sustainability-related-disclosures/ · dated 2025-01-16

taxonomyClassification frameworks, criteria and binding statusnot found
climate_requirementsSource-backed climate disclosure requirements and scopenot found
assuranceRequired assurance, qualifications and transition conditionsnot found
filing_store_and_formatAuthoritative destination and required filing formatnot found
interoperabilityRecognised equivalence, mapping or substituted-compliance provisionsnot found
rule_revision_refApplicable immutable ACM disclosure-rule revisionsnot found
sourcesSupporting regime and disclosure evidencenot found