SM-ECO-10060 · Luxembourg
Luxembourg · lu-eco-10060
chapter lu.chapter.v11 · supersedes lu.chapter.v10 · as of 2026-10-31 · node lu-cm-kg · https://mcp.lu-cm-kg.ai/book/
ECO · lu.eco.v4 · supersedes lu.eco.v3 · produced 2026-10-31T03:27:36Z · signed on the node door
The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.
competent_authoritiesRegulators, competent authorities and allocation of responsibility | Commission de Surveillance du Secteur Financier (CSSF) source https://www.cssf.lu/en/ · dated not found |
|---|---|
duty_mapApplicable product-governance and suitability duties by activity and actor |
source https://mcp.getissuer.ai/mcp · dated not found |
regulated_activitiesActivities requiring authorisation and their scope | not found |
participant_categoriesIssuer, intermediary, investor and client categories | not found |
product_categoriesInstrument classes, exclusions and special regimes | not found |
issuer_and_listing_scopeDomicile, listing and issuer-status distinctions | not found |
exchanges_and_venuesVenue identities linked to AMP records |
source https://www.luxse.com/listing/our-markets-and-platforms · dated not found |
information_storesAuthoritative regulated-information repositories | LuxSE Officially Appointed Mechanism (OAM) - 'a regulated information access point'; 'Documents stored via our OAM are centrally archived and publicly available via our website.' CSSF: regulated information must be stored on the OAM when disseminated and no later than the end of that same day; the OAM is operated by the Luxembourg Stock Exchange. Transparency Law art. 20(2): OAM(s) 'shall be appointed by way of Grand-ducal regulation'. source https://www.luxse.com/issuer-services-overview/oam · dated not found |
store_lookupDocumented lookup methods and identifier requirements | LuxSE OAM search - 'Search for regulated information'; keyword box plus advanced filters: country of issuer, issuer name, publication date, reference year, ISIN code, CSSF code, type of regulated information source https://www.luxse.com/issuer-services-overview/oam/oam-search · dated not found |
periodic_reportingPeriodic duties, deadlines, triggering events and exceptions |
source https://www.cssf.lu/wp-content/uploads/L_110108_transparency.pdf · dated not found |
ad_hoc_disclosureEvent-driven and inside-information disclosure obligations | CSSF: issuers subject to the Transparency Law must disclose inside information (MAR art. 17) and managers' transactions (MAR art. 19) as regulated information - filed with the CSSF, stored on the OAM and disseminated under the Transparency Law; filings via eRIIS since 30 May 2022 source https://www.cssf.lu/en/information-requirements-issuers-of-securities/ · dated not found |
filing_formatsRequired formats, validation requirements and document types | CSSF: annual financial reports prepared in 'Extensible Hypertext Markup Language (XHTML) format' for financial years starting on or after 1 January 2020; IFRS consolidated statements also tagged in XBRL (ESEF; CSSF points to ESMA's ESEF Reporting Manual) source https://www.cssf.lu/en/information-requirements-issuers-of-securities/ · dated not found |
filing_languagesRequired or accepted languages and translation conditions | Transparency Law art. 19: regulated information disclosed 'in a language accepted by the CSSF' (and/or, per case, a language accepted by host Member State authorities or 'a language customary in the sphere of international finance, recognised as such by the CSSF'); art. 19(5): 'the languages accepted in any case by the CSSF are Luxembourgish, French, German and English.' source https://www.cssf.lu/wp-content/uploads/L_110108_transparency.pdf · dated not found |
prospectus_regimeOffering and admission requirements, exemptions and thresholds | not found |
product_disclosuresProduct documents and pre-contract information duties |
source https://www.cssf.lu/en/mifid-ii-mifir-priips/ · dated 4 May 2020 |
takeover_regimeOffer rules, control triggers and shareholder treatment | not found |
ownership_reportingSignificant holdings, beneficial ownership and notification duties | not found |
short_sellingRestrictions, disclosure, locate or borrowing requirements, emergency measures | not found |
market_abuseInsider dealing, manipulation and related disclosure regimes | not found |
trading_controlsMarket-wide trading constraints and intervention powers |
source https://www.cssf.lu/en/mifid-ii-mifir-priips/ · dated 4 May 2020 |
market_calendarAuthoritative calendars and exceptional closures | LuxSE markets 'open from 09:00 to 17:40 (CET) from Monday to Friday, excluding some public holidays'; Closing days 2026 listed: Friday 25 December (Christmas Day); not closed on Tuesday 23 June (National day); on Thursday 24 and Thursday 31 December 2026 'the trading sessions will close at 14h05 CET' source https://www.luxse.com/trading/opening-hours-and-closing-days · dated not found |
halts_sourcesOfficial halt and suspension sources with scope | LuxSE Market overview page - 'Latest Suspensions' tab (also 'Upcoming delistings') source https://www.luxse.com/market-overview · dated not found |
identifiersSecurity and entity identifier conventions and validation sources | not found |
isin_prefixISIN prefix information and its limits as a jurisdiction indicator | LU (ANNA row shows prefix 'XS / LU') - national numbering agency Clearstream Banking S.A., ANNA status Member source https://anna-web.org/anna-members/ · dated not found |
lei_requirementsLegal Entity Identifier requirements and authoritative lookup references | GLEIF API: no LEI issuer (LOU) based in Luxembourg is on GLEIF's list of 41 LOUs; 22 LOUs are accredited for jurisdiction LU (incl. London Stock Exchange, KDPW, Bundesanzeiger Verlag, Nasdaq LEI, WM Datenservice, GS1, EQS, RapidLEI, Bloomberg, NordLEI, Euronext Dublin, KVK, InfoCamere, GMEI Utility); 42,494 LEIs with legal jurisdiction LU and status ISSUED on 2026-10-24 source https://api.gleif.org/api/v1/lei-issuers · dated not found |
settlementSettlement cycles by instrument and venue, exceptions and transition dates | not found |
corporate_actionsRights, elections, notices and procedural deadlines | not found |
tax_at_sourceWithholding regimes by income, instrument and recipient category; relief conditions | not found |
fees_and_leviesTransaction taxes, statutory levies and relevant charges | not found |
conduct_and_conflictsConduct, inducement and conflict-management duties relevant to distribution |
source https://lsfi.lu/regulations/mifid-ii/ · dated 8 July 2025 |
recordkeepingRetention, evidence, format and reconstruction requirements |
source https://www.cssf.lu/wp-content/uploads/cssf23_840eng.pdf · dated 14 September 2023 |
complaints_and_redressComplaint, escalation and redress routes | not found |
ACM · lu.acm.v3 · supersedes lu.acm.v2 · produced 2026-10-31T01:49:45Z · signed on the node door
The register revision is incorporated by reference to ACM-68000 (Agent Clearance Manifest) canonical text v1.0 §8.1 and is not redrawn here. These are chapter attachment fields connecting the chapter to that register; they never redefine rule_version, signal meanings or revision internals.
register_revision_refExact immutable revision governed by ACM-68000 §8.1 |
source https://www.cssf.lu/wp-content/uploads/cssf23_840eng.pdf · dated 14 September 2023 |
|---|---|
register_schema_refAuthoritative register-revision schema and its version | ACM-68000 canonical text v1.0 §8.1 — a register revision source https://acm-68000.org/ · dated 2026-10-30 |
chapter_evidence_refImmutable chapter version and section from which the revision was produced |
source https://mcp.getissuer.ai/mcp · dated 2026-10-31 |
rule_applicabilityMarket-specific applicability evidence for the referenced revision |
source https://www.cssf.lu/wp-content/uploads/cssf23_840eng.pdf · dated 14 September 2023 |
shared_revision_refShared-family revisions produced by the apex, where applicable |
source https://www.esma.europa.eu/sites/default/files/2023-08/ESMA35-43-3448_Guidelines_on_product_governance.pdf · dated 03/08/2023 |
national_overlay_refSeparately versioned national additions or exceptions | not found |
revision_change_evidenceSources supporting selection or succession of the referenced revision |
source https://www.cssf.lu/wp-content/uploads/cssf23_840eng.pdf · dated 14 September 2023 |
standard AIO-10060 · AI Orderability
AIO · lu.aio.v4 · supersedes lu.aio.v3 · produced 2026-10-31T20:07:11Z · signed on the node door
The chapter describes the source-backed determination framework. A product-specific orderability result requires the product record, the client category, the relevant evidence and the applicable rule revision; this section never manufactures that result from market membership alone. It adds no field to the deployed receipt.
duty_revision_refApplicable immutable ACM rule revision | not found |
|---|---|
product_scopeProducts and instrument categories covered by the target-market regime |
source https://www.cssf.lu/wp-content/uploads/cssf23_835eng.pdf · dated 23 September 2022 |
client_categoriesClient classifications and source-backed qualification criteria | not found |
target_marketPositive target-market criteria and their applicability |
source https://www.cssf.lu/en/mifid-ii-priips/ · dated 4 May 2020 |
negative_target_marketExplicit exclusions or incompatible client characteristics |
source https://www.cssf.lu/en/mifid-ii-priips/ · dated 26 June 2019 |
distribution_conditionsPermitted distribution methods and constraints |
source https://www.cssf.lu/en/mifid-ii-priips/ · dated 4 May 2020 |
required_assessmentsSuitability, appropriateness or other assessment requirements and triggers |
source https://www.cssf.lu/en/mifid-ii-priips/ · dated 4 May 2020 |
product_documentationRequired product, risk and target-market documents |
source https://www.cssf.lu/en/mifid-ii-priips/ · dated 4 May 2020 |
manufacturer_distributor_rolesResponsibilities and information exchange between actors |
source https://www.cssf.lu/en/mifid-ii-priips/ · dated 4 May 2020 |
review_triggersRequired review events and periodic review conditions | not found |
evidence_requirementsEvidence needed to support a scoped outcome |
source https://www.cssf.lu/en/mifid-ii-priips/ · dated Last update: 4 May 2020 |
exceptionsSource-backed exceptions with conditions and boundaries |
source https://www.cssf.lu/en/mifid-ii-priips/ · dated 4 May 2020 |
orderability_profile_refSchema for the product, market and client-class outcome produced under these rules | not found |
sourcesSupporting documents and provenance not attached to a specific field |
source https://www.cssf.lu/en/mifid-ii-priips/ · dated 15 September 2023 - Updated on 29 September 2025 |
standard AMP-10060 · Agentic Market Protocol
AMP · lu.amp.v2 · supersedes lu.amp.v1 · produced 2026-10-31T02:41:51Z · signed on the node door
Each venue record is keyed by its evidenced Market Identifier Code (MIC). Where an activity has no applicable code, the gap is preserved with a separately typed reference; no code is invented. This section supplies reference information only; it establishes no entitlement, permission to route or order placement. A later permission profile requires its own actor, instrument, action and endpoint evidence.
source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20230925
venue_identityVenue name, operator and authoritative identity evidence | not found |
|---|---|
venue_scopeOperating or segment scope, products and jurisdiction bindings | not found |
haltsOfficial halt information and applicability scope | not found |
clearing_houseClearing relationships by instrument and service | not found |
participant_rolesDefined participant categories and responsibilities | not found |
market_maker_obligationsSource-backed obligations and exemptions for market makers | not found |
gatesDocumented entry, membership and access prerequisites | not found |
reference_endpointsPublic reference locations with purpose and source | not found |
settlement_linksRelated market or venue settlement records | not found |
change_noticesVersioned rules changes and operational notices |
source https://www.luxse.com/about-us/press-centre/LuxSE-publishes-latest-version-of-its-Rules-and-Regulations · dated 02 September 2024 |
sourcesAdditional source-backed venue evidence | not found |
source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20230925
venue_identityVenue name, operator and authoritative identity evidence |
source https://www.cssf.lu/en/operation-of-trading-venue/ · dated 4 May 2020 |
|---|---|
venue_scopeOperating or segment scope, products and jurisdiction bindings | not found |
rules_pageAuthoritative venue rule source | not found |
haltsOfficial halt information and applicability scope | not found |
calendarSessions, holidays and exceptional closures | not found |
clearing_houseClearing relationships by instrument and service | not found |
participant_rolesDefined participant categories and responsibilities | not found |
market_maker_obligationsSource-backed obligations and exemptions for market makers | not found |
gatesDocumented entry, membership and access prerequisites |
source https://www.lexgo.lu/en/news-and-articles/14096-luxse-unveils-euro-mtf-em3s-unlocking-new-opportunities-for-professional-investors · dated 04/04/25 |
settlement_linksRelated market or venue settlement records | not found |
sourcesAdditional source-backed venue evidence |
source https://www.cssf.lu/en/operation-of-trading-venue/ · dated 4 May 2020 |
standard ESG-10060 · Sustainability Disclosure
ESG · lu.esg.v2 · supersedes lu.esg.v1 · produced 2026-10-31T02:58:59Z · signed on the node door
Sustainability disclosure remains a specialised ECO record with its rules in ACM. A jurisdiction's adoption of a framework is distinct from the framework's application to a particular issuer or period; the schema preserves that distinction and never turns disclosure availability into a sustainability rating.
regimeNamed sustainability-disclosure regime and its scope |
source https://elvingerhoss.lu/publications/mifid-esg-requirements-specified · dated 22.12.2022 |
|---|---|
authorityResponsible issuing or supervisory authorities |
source https://www.bgl.lu/en/individuals/blog/how-to-manage-your-budget/mifid-ii.html · dated 15/05/2026 |
applicabilityCovered entities, products, thresholds and exemptions |
source https://elvingerhoss.lu/publications/mifid-esg-requirements-specified · dated 22.12.2022 |
adoption_stageProposal, adoption, commencement and transitional operation, distinguished |
source https://www.cssf.lu/wp-content/uploads/cssf23_835eng.pdf · dated 16 May 2023 |
effective_datesEffective intervals and staged commencement conditions |
source https://elvingerhoss.lu/publications/mifid-esg-requirements-specified · dated 22.12.2022 |
disclosure_dutiesRequired disclosures, reporting periods and filing obligations |
source https://elvingerhoss.lu/publications/mifid-esg-requirements-specified · dated 22.12.2022 |
reporting_standardsReferenced disclosure standards and applicable editions | not found |
taxonomyClassification frameworks, criteria and binding status |
source https://www.bgl.lu/en/individuals/blog/how-to-manage-your-budget/mifid-ii.html · dated 15/05/2026 |
climate_requirementsSource-backed climate disclosure requirements and scope | not found |
assuranceRequired assurance, qualifications and transition conditions | not found |
filing_store_and_formatAuthoritative destination and required filing format | not found |
interoperabilityRecognised equivalence, mapping or substituted-compliance provisions | not found |
rule_revision_refApplicable immutable ACM disclosure-rule revisions | not found |
sourcesSupporting regime and disclosure evidence | not found |