SM-ECO-10060 · South Korea

SM-ECO-10060sm-eco-10060.org/market/kr/

South Korea · kr-eco-10060

chapter kr.chapter.v10 · supersedes kr.chapter.v9 · as of 2026-10-31 · node kr-cm-kg · https://mcp.kr-cm-kg.ai/book/

7.2 The field element (every catalogue entry below is one of these)

Ask get_orderability with: the chapter names no client category yet (AIO client_categories not found), so no outcome can be concluded here · https://mcp.kr-cm-kg.ai/book/aio.json

Appendix A · ECO market section

ECO · kr.eco.v3 · supersedes kr.eco.v2 · produced 2026-10-31T02:10:31Z · signed on the node door

The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.

`jurisdiction_scope`Territory, regime boundaries and cross-border applicability	not found
`competent_authorities`Regulators, competent authorities and allocation of responsibility	Financial Services Commission (FSC) - policy/rule-making; Financial Supervisory Service (FSS) - operates DART (page footer 'Financial Supervisory Service') source https://www.fsc.go.kr/eng/ · dated not found
`duty_map`Applicable product-governance and suitability duties by activity and actor	duty suitability and appropriateness (FSCMA Articles 46 and 46-2) source https://mcp.getissuer.ai/mcp · dated not found
`regulated_activities`Activities requiring authorisation and their scope	not found
`participant_categories`Issuer, intermediary, investor and client categories	category normal investors category professional investors source https://www.kci.go.kr/kciportal/ci/sereArticleSearch/ciSereArtiView.kci?sereArticleSearchBean.artiId=ART001361479 · dated 2009
`product_categories`Instrument classes, exclusions and special regimes	not found
`issuer_and_listing_scope`Domicile, listing and issuer-status distinctions	not found
`exchanges_and_venues`Venue identities linked to AMP records	name Korea Exchange (KRX) - KOSPI Market, KOSDAQ Market, KONEX Market listings_page https://englishdart.fss.or.kr/ source https://englishdart.fss.or.kr/ · dated not found
`information_stores`Authoritative regulated-information repositories	DART (Data Analysis, Retrieval and Transfer System; FSS) for FISCMA filings; KRX KIND (Korea Investor's Network for Disclosure) for exchange disclosure source https://englishdart.fss.or.kr/about/engAbout1.do · dated not found
`store_lookup`Documented lookup methods and identifier requirements	DART English: Search Filings > Search by Company / Integrated Search for Disclosures source https://englishdart.fss.or.kr/ · dated not found
`periodic_reporting`Periodic duties, deadlines, triggering events and exceptions	report Annual Report deadline submitted and disclosed within 90 days after the end of that business year report Semi-annual Report deadline submitted and disclosed within 45 days after the end of the semi-annual period report Quarterly Report (first three months and nine months) deadline submitted and disclosed within 45 days after the end of each quarterly term source https://global.krx.co.kr/contents/GLB/06/0602/0602020102/GLB0602020102T1.jsp · dated not found
`ad_hoc_disclosure`Event-driven and inside-information disclosure obligations	KRX timely disclosure of important business matters under the Disclosure Regulations of the KRX-KOSDAQ Market; "the disclosure regulations of the KRX specifies the matters to be disclosed on the same day and on the next day"; material-information trading suspension of 30 minutes from disclosure source https://global.krx.co.kr/contents/GLB/06/0602/0602020101/GLB0602020101T1.jsp · dated not found
`filing_formats`Required formats, validation requirements and document types	Electronic filing mandatory (Chapter 6 of the Regulation on Securities Issuance and Disclosure, via DART); XBRL financial statements (K-IFRS taxonomy) available on DART source https://englishdart.fss.or.kr/about/engAbout3.do · dated not found
`filing_languages`Required or accepted languages and translation conditions	Korean; English disclosure from KRX: large KOSPI-listed companies (assets KRW10 trillion or more) submit English disclosures on 26 key material items within three business days of the Korean filing (effective Jan 2024); FSC proposal extends mandatory English disclosure to all KRX-required items and same-day filing for those large companies source https://www.fsc.go.kr/eng/pr010101/85653 · dated not found
`prospectus_regime`Offering and admission requirements, exemptions and thresholds	term public offering definition the invitation of 50 or more investors, as computed by a formula prescribed by Presidential Decree, to make offers to acquire securities newly issued source FSCMA Article 9(7) source https://www.kca.go.kr/down/eng/laws/Financial_Investment_Services_and_Capital_Markets_Act.pdf · dated Mar. 12, 2010
`product_disclosures`Product documents and pre-contract information duties	not found
`takeover_regime`Offer rules, control triggers and shareholder treatment	rule Fair-value pricing for Subject M&A Transactions under the revised FSCMA scope Listed company merger, spin-off or split and merger, acquisition or transfer of a significant business or asset, comprehensive share exchange or transfer requirement must calculate the transaction value based on a fair value calculated by comprehensively taking into account the share price, asset value, earnings value, etc. effective December 9, 2026 source https://www.fsc.go.kr/eng/pr010101 · dated Sep 16, 2026
`ownership_reporting`Significant holdings, beneficial ownership and notification duties	not found
`short_selling`Restrictions, disclosure, locate or borrowing requirements, emergency measures	not found
`market_abuse`Insider dealing, manipulation and related disclosure regimes	not found
`trading_controls`Market-wide trading constraints and intervention powers	not found
`market_calendar`Authoritative calendars and exceptional closures	KRX Guide to Trading in the Korean Stock Market - Trading Days and Holidays: markets open Monday to Friday, closed on Labor Day (May 1), the last trading day of the year, etc. source https://global.krx.co.kr/contents/GLB/01/0109/0109000000/guide_to_trading_in_the_korean_stock_market.pdf · dated not found
`halts_sources`Official halt and suspension sources with scope	KRX trading suspension of individual issue under the disclosure regulations (e.g. 30 minutes from disclosure of material information; designation as unfaithful disclosure corporation; missed periodic-report deadline) - described in KRX trading guide; no live halts list page read source https://global.krx.co.kr/contents/GLB/01/0109/0109000000/guide_to_trading_in_the_korean_stock_market.pdf · dated not found
`identifiers`Security and entity identifier conventions and validation sources	not found
`isin_prefix`ISIN prefix information and its limits as a jurisdiction indicator	KR - Korea Exchange (KRX) "As the National Numbering Agency (NNA) in the Republic of Korea" source https://anna-web.org/meet-our-members-korea-exchange/ · dated not found
`lei_requirements`Legal Entity Identifier requirements and authoritative lookup references	Korea Securities Depository (KSD) is listed by GLEIF among LEI issuing organizations (original sources) source https://www.gleif.org/en/lei-data/gleif-concatenated-file/lei-issuers-original-sources · dated not found
`settlement`Settlement cycles by instrument and venue, exceptions and transition dates	not found
`clearing_and_custody`Clearing, depository, custody and asset-protection frameworks	not found
`corporate_actions`Rights, elections, notices and procedural deadlines	action Subject M&A Transactions by listed companies (merger, spin-off or split and merger, acquisition or transfer of significant business or asset, comprehensive share exchange or transfer) rule transaction value must be calculated based on a fair value taking into account the share price, asset value, earnings value, etc. effective revised FSCMA takes effect on December 9, 2026 source https://www.fsc.go.kr/eng/pr010101 · dated Sep 16, 2026
`retail_access`Retail distribution limits, access restrictions and safeguards	context KRX derivatives night session safeguard derivatives account same as regular trading, but the derivatives service agreement must be re-issued and the derivatives risk warning statement re-delivered with acknowledgement of receipt requested source https://open.krx.co.kr/contents/OPN/01/01041401/Guide_to_Night_Session_in_KRX_Derivatives_Market.pdf · dated April 2025
`cross_border_access`Foreign participation and cross-border offering or service restrictions	measure abolishment of foreign investors' prior registration requirement effective December 14, 2023 measure easing of reporting duty for foreign securities firms using omnibus accounts (monthly reporting) effective December 14, 2023 measure expanded scope of foreign investors' OTC transactions eligible for ex post reporting effective December 14, 2023 measure mandatory English disclosure rule for listed companies effective phase in from January 1, 2024 source https://www.fsc.go.kr/eng/pr010101/81237 · dated Dec 13, 2023
`tax_at_source`Withholding regimes by income, instrument and recipient category; relief conditions	not found
`fees_and_levies`Transaction taxes, statutory levies and relevant charges	not found
`conduct_and_conflicts`Conduct, inducement and conflict-management duties relevant to distribution	not found
`recordkeeping`Retention, evidence, format and reconstruction requirements	not found
`complaints_and_redress`Complaint, escalation and redress routes	not found
`effective_changes`Enacted, proposed and transitional changes, kept distinguishable	change implementation of the tokenization of securities issuance and circulation under the revised FSCMA and Electronic Registration Act status enacted (revised FSCMA and Electronic Registration Act); subordinate regulation revisions proposed effective_date February 4, 2027 comment_period October 2 to November 11, 2026 source https://www.fsc.go.kr/eng/pr010101 · dated Oct 01, 2026
`additional_duty_fields`Further sourceable duty-relevant fields, introduced through a versioned catalogue extension	not found

Appendix B · ACM register section

ACM · kr.acm.v3 · supersedes kr.acm.v2 · produced 2026-10-31T01:49:52Z · signed on the node door

The register revision is incorporated by reference to ACM-68000 (Agent Clearance Manifest) canonical text v1.0 §8.1 and is not redrawn here. These are chapter attachment fields connecting the chapter to that register; they never redefine rule_version, signal meanings or revision internals.

`register_revision_ref`Exact immutable revision governed by ACM-68000 §8.1	rule_version acm-68000/kr/suitability-and-appropriateness-fscma-articles-46-and-46-2/r1 path register/kr/acm-68000-kr-suitability-and-appropriateness-fscma-articles-.json content_hash sha256:1db92c79b5a9c809ae99aa0160b22cbb69ea248bfbe4d7ea4cba11e2fc146729 source https://atlaw.kr/en-blog/elderly-investor-private-fund-damages-south-korea/ · dated 2026년 04월 30일
`register_schema_ref`Authoritative register-revision schema and its version	ACM-68000 canonical text v1.0 §8.1 — a register revision source https://acm-68000.org/ · dated 2026-10-30
`chapter_evidence_ref`Immutable chapter version and section from which the revision was produced	chapter kr.chapter.v3 chapter_sha256 sha256:da487be9a52f4076f490b23bc1799d0fe9c06a78724cbf8970fa4a64cdad27d8 sections family ECO version kr.eco.v2 field duty_map sha256 sha256:b048966d2b4d8e908f21810d1d31aeb64688a6a4cca0acc02cfcd03cf3d0abc8 family ACM version kr.acm.v2 sha256 sha256:6c6f0f40f047a0a811c1e4bcc65c96060751d24152f5b0564bab663b2b5cdde3 source https://mcp.getissuer.ai/mcp · dated 2026-10-31
`rule_applicability`Market-specific applicability evidence for the referenced revision	field actions value entering into financial product contracts providing advisory services source_url https://atlaw.kr/en-blog/elderly-investor-private-fund-damages-south-korea/ source_date 2026년 04월 30일 field actor_classes value Financial product distributors, etc. source_url https://atlaw.kr/en-blog/elderly-investor-private-fund-damages-south-korea/ source_date 2026년 04월 30일 field client_classes value ordinary financial consumer professional financial consumer source_url https://atlaw.kr/en-blog/elderly-investor-private-fund-damages-south-korea/ source_date 2026년 04월 30일 source https://atlaw.kr/en-blog/elderly-investor-private-fund-damages-south-korea/ · dated 2026년 04월 30일
`shared_revision_ref`Shared-family revisions produced by the apex, where applicable	not found
`national_overlay_ref`Separately versioned national additions or exceptions	not found
`revision_change_evidence`Sources supporting selection or succession of the referenced revision	field instrument_published value March 24, 2020 source_url https://atlaw.kr/en-blog/elderly-investor-private-fund-damages-south-korea/ source_date 2026년 04월 30일 source https://atlaw.kr/en-blog/elderly-investor-private-fund-damages-south-korea/ · dated 2026년 04월 30일

Appendix C · AIO orderability section

standard AIO-10060 · AI Orderability

AIO · kr.aio.v4 · supersedes kr.aio.v3 · produced 2026-10-31T20:06:51Z · signed on the node door

The chapter describes the source-backed determination framework. A product-specific orderability result requires the product record, the client category, the relevant evidence and the applicable rule revision; this section never manufactures that result from market membership alone. It adds no field to the deployed receipt.

`duty_revision_ref`Applicable immutable ACM rule revision	not found
`client_categories`Client classifications and source-backed qualification criteria	not found
`target_market`Positive target-market criteria and their applicability	not found
`negative_target_market`Explicit exclusions or incompatible client characteristics	not found
`product_documentation`Required product, risk and target-market documents	not found
`manufacturer_distributor_roles`Responsibilities and information exchange between actors	actor issuer role an entity that has already issued or intends to issue securities rule Article 9 (10) source_url https://elaw.klri.re.kr/eng_mobile/viewer.do?hseq=28847&type=new&key= source_date Apr. 5, 2013 read_at 2026-10-31T18:39:18Z actor underwriter role an entity that conducts the acts set forth in any subparagraph of paragraph (11) in the context of public offering, private placement, or public sale of securities rule Article 9 (12) source_url https://elaw.klri.re.kr/eng_mobile/viewer.do?hseq=28847&type=new&key= source_date Apr. 5, 2013 read_at 2026-10-31T18:39:18Z actor investment trader role an entity engaging in investment trading business rule Article 8 (2) source_url https://elaw.klri.re.kr/eng_mobile/subjectViewer.do?hseq=51438&type=subject&key=04&pCode=53&pName=Financial%20Investor%20(Fund) source_date Dec. 31, 2018 read_at 2026-10-31T18:39:18Z actor investment broker role an entity engaging in investment brokerage business rule Article 8 (3) source_url https://elaw.klri.re.kr/eng_mobile/subjectViewer.do?hseq=51438&type=subject&key=04&pCode=53&pName=Financial%20Investor%20(Fund) source_date Dec. 31, 2018 read_at 2026-10-31T18:39:18Z actor collective investment business entity role a financial investment business entity engaging in collective investment business rule Article 8 (4) source_url https://elaw.klri.re.kr/eng_mobile/subjectViewer.do?hseq=51438&type=subject&key=04&pCode=53&pName=Financial%20Investor%20(Fund) source_date Dec. 31, 2018 read_at 2026-10-31T18:39:18Z source https://elaw.klri.re.kr/eng_mobile/viewer.do?hseq=28847&type=new&key= · dated Apr. 5, 2013
`review_triggers`Required review events and periodic review conditions	not found
`evidence_requirements`Evidence needed to support a scoped outcome	requirement maintain and control the information (purpose, current financial standing, previous investment experiences) by receiving a confirmation through signature, recording or any other methods whichever Presidential decree regulates as a method, and provide the details to the investors immediately legal_reference Article 46, Clause 2 source https://www.kci.go.kr/kciportal/landing/article.kci?arti_id=ART001361479 · dated 2009
`exceptions`Source-backed exceptions with conditions and boundaries	exception Negotiable certificates of deposit denominated in KRW condition excluded from financial investment instruments provision Article 3 (1) 1 source_url https://elaw.klri.re.kr/eng_mobile/viewer.do?hseq=69898&type=new&key= source_date Oct. 22, 2024 read_at 2026-10-31T18:38:45Z exception No business shall be deemed investment trading business when it issues its own securities condition this shall not apply to any of the following securities provision Article 7 (1) source_url https://elaw.klri.re.kr/eng_mobile/viewer.do?hseq=69898&type=new&key= source_date Oct. 22, 2024 read_at 2026-10-31T18:38:45Z exception No business shall be deemed investment brokerage business condition when an investment solicitor as defined in Article 51 (9) acts as an agent for recommending investments provision Article 7 (2) source_url https://elaw.klri.re.kr/eng_mobile/viewer.do?hseq=69898&type=new&key= source_date Oct. 22, 2024 read_at 2026-10-31T18:38:45Z exception non-individual advice through periodicals, publications, communications, or broadcasts shall not be considered investment advisory business condition this shall not apply where opinions can be exchanged with customers who have paid a certain amount of compensation online provision Article 7 (3) source_url https://elaw.klri.re.kr/eng_mobile/viewer.do?hseq=69898&type=new&key= source_date Feb. 13, 2024 read_at 2026-10-31T18:38:45Z exception No business shall be deemed discretionary investment business condition when it is necessary for an investment broker to be authorized to make discretionary judgments in the course of dealing with orders received from investors for trading, in cases prescribed by Presidential Decree provision Article 7 (4) source_url https://elaw.klri.re.kr/eng_mobile/viewer.do?hseq=69898&type=new&key= source_date Oct. 22, 2024 read_at 2026-10-31T18:38:45Z exception trust business for secured bond; copyright trust management business condition shall not be deemed trust business provision Article 7 (5) source_url https://elaw.klri.re.kr/eng_mobile/viewer.do?hseq=69898&type=new&key= source_date Oct. 22, 2024 read_at 2026-10-31T18:38:45Z exception sells or buys financial investment instruments directly to or from an investment trader or through an investment broker condition not regarded as a financial investment business, as prescribed by Presidential Decree provision Article 7 (6) 2 source_url https://elaw.klri.re.kr/eng_mobile/viewer.do?hseq=69898&type=new&key= source_date Oct. 22, 2024 read_at 2026-10-31T18:38:45Z exception general private equity fund business entity sells collective investment securities of a hedge fund that it manages condition not regarded as a financial investment business, as prescribed by Presidential Decree provision Article 7 (6) 3 source_url https://elaw.klri.re.kr/eng_mobile/viewer.do?hseq=69898&type=new&key= source_date Oct. 22, 2024 read_at 2026-10-31T18:38:45Z source https://elaw.klri.re.kr/eng_mobile/viewer.do?hseq=69898&type=new&key= · dated Oct. 22, 2024
`orderability_profile_ref`Schema for the product, market and client-class outcome produced under these rules	not found
`sources`Supporting documents and provenance not attached to a specific field	title FINANCIAL INVESTMENT SERVICES AND CAPITAL MARKETS ACT reference Act No. 8635, Aug. 3, 2007, as amended source https://elaw.klri.re.kr/eng_mobile/subjectViewer.do?hseq=51438&type=subject&key=04&pCode=53&pName=Financial%20Investor%20(Fund) · dated Dec. 31, 2018

Appendix D · AMP venue section

standard AMP-10060 · Agentic Market Protocol

AMP · kr.amp.v2 · supersedes kr.amp.v1 · produced 2026-10-31T02:42:52Z · signed on the node door

Each venue record is keyed by its evidenced Market Identifier Code (MIC). Where an activity has no applicable code, the gap is preserved with a separately typed reference; no code is invented. This section supplies reference information only; it establishes no entitlement, permission to route or order placement. A later permission profile requires its own actor, instrument, action and endpoint evidence.

venue_mic · not found

`venue_identity`Venue name, operator and authoritative identity evidence	venue_name Korea Exchange (KRX) description the sole exchange in South Korea governing_law Financial Investment Services and Capital Markets Act source https://www.rbcis.com/en/gmi/global-custody/market-profiles/market.page?dcr=templatedata/globalcustody/marketprofiles/data/south-korea · dated October 7, 2026
`venue_scope`Operating or segment scope, products and jurisdiction bindings	role market operator and self-regulatory organisation markets KRX KOSPI Market KRX KOSDAQ Market KRX Derivatives Market jurisdiction South Korea source https://www.rbcis.com/en/gmi/global-custody/market-profiles/market.page?dcr=templatedata/globalcustody/marketprofiles/data/south-korea · dated October 7, 2026
`rules_page`Authoritative venue rule source	not found
`halts`Official halt information and applicability scope	type Circuit breaker stage 1 scope KOSPI and KOSDAQ market trigger index decreases by 8% or more from the previous day's closing price for one minute effect trading suspended for 20 minutes type Circuit breaker stage 2 scope KOSPI and KOSDAQ market trigger index decreases by 15% or more from the previous day's closing price for one minute and an additional 1% from the first circuit breaker effect trading suspended for 20 minutes type Circuit breaker stage 3 scope KOSPI and KOSDAQ market trigger index decreases by 20% or more from the previous day's closing price for one minute and an additional 1% from the second circuit breaker effect trading suspended for the remainder of the day type Volatility Interruption trigger price changes by 10% or more from the previous single price execution (static VI), or +/-3~6% from latest executed price (dynamic VI) effect two-minute cooling period source https://www.rbcis.com/en/gmi/global-custody/market-profiles/market.page?dcr=templatedata/globalcustody/marketprofiles/data/south-korea · dated October 7, 2026
`calendar`Sessions, holidays and exceptional closures	market KOSPI/KOSDAQ Equity Market days Monday to Friday session Pre-hours session hours 08:00 - 09:00 market KOSPI/KOSDAQ Equity Market days Monday to Friday session Regular trading session hours 09:00 - 15:30 market KOSPI/KOSDAQ Equity Market days Monday to Friday session After-hours session hours 15:40 - 18:00 market KRX Derivatives Market session Regular session for index related futures and options hours 09:00 - 15:45; 09:00 - 15:20 on Last Trading Day; 08:45 -15:45 for listed KOSPI 200, KOSDAQ 150 and KRX 300 products from 31 July 2023 source https://www.rbcis.com/en/gmi/global-custody/market-profiles/market.page?dcr=templatedata/globalcustody/marketprofiles/data/south-korea · dated October 7, 2026
`clearing_house`Clearing relationships by instrument and service	not found
`participant_roles`Defined participant categories and responsibilities	not found
`market_maker_obligations`Source-backed obligations and exemptions for market makers	participant securities firms (liquidity providers) products all ETFs and ETNs obligation premium/discount rate management duty strengthened from 3 percent to 2 percent for domestically listed products and from 6 percent to 5 percent for overseas listed products effective August 19 source https://www.fsc.go.kr/eng/pr010101/87514 · dated Aug 12, 2026
`gates`Documented entry, membership and access prerequisites	not found
`settlement_links`Related market or venue settlement records	Korea Securities Depository (KSD) source https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/asia-pacific/south-korea-stock-exchange/topics/principal-listing-and-maintenance-requirements-and-procedures · dated 1 February 2026
`change_notices`Versioned rules changes and operational notices	date May 13, 2026 title FSC Approves Revisions to KRX Listing Rules to Facilitate Effective Delisting of Unviable Companies date Apr 21, 2026 title Capital Market Rules Change Allowing the Introduction of Single-stock ETFs to Take Effect from April 28 source https://www.fsc.go.kr/eng/pr010101?srchCtgry=&curPage=3&srchKey=sj&srchText=&srchBeginDt=2024-07-01&srchEndDt= · dated May 13, 2026
`sources`Additional source-backed venue evidence	field board_lot value 1 share in both KOSPI and KOSDAQ market source https://www.clearstream.com/clearstream-en/res-library/market-coverage/securities-trading-south-korea-1283558 · dated 12.10.2026

venue_mic · XKOS
source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20130923

`venue_identity`Venue name, operator and authoritative identity evidence	not found
`venue_scope`Operating or segment scope, products and jurisdiction bindings	markets KOSPI Market (main board of the KRX) KOSDAQ Market (venture, small and medium sized companies) KONEX Market (Korea New Exchange) regulator Financial Services Commission source https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/asia-pacific/south-korea-stock-exchange/topics/overview-of-exchange · dated 1 February 2026
`halts`Official halt information and applicability scope	not found
`calendar`Sessions, holidays and exceptional closures	not found
`clearing_house`Clearing relationships by instrument and service	not found
`participant_roles`Defined participant categories and responsibilities	not found
`market_maker_obligations`Source-backed obligations and exemptions for market makers	not found
`gates`Documented entry, membership and access prerequisites	gate Listing sponsor requirement Each listing applicant must appoint a listing sponsor to assist with its listing application. source https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/asia-pacific/south-korea-stock-exchange/topics/principal-listing-and-maintenance-requirements-and-procedures · dated 1 February 2026
`reference_endpoints`Public reference locations with purpose and source	not found
`settlement_links`Related market or venue settlement records	Korea Securities Depository (KSD) source https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/asia-pacific/south-korea-stock-exchange/topics/principal-listing-and-maintenance-requirements-and-procedures · dated 1 February 2026
`change_notices`Versioned rules changes and operational notices	date Dec 19, 2025 effective January 2026 notice the market capitalization requirement to stay listed will be adjusted upward to KRW15 billion from KRW4 billion previously source https://www.fsc.go.kr/eng/pr010101/85903 · dated Dec 19, 2025
`sources`Additional source-backed venue evidence	not found

venue_mic · XKON
source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20160125

`venue_identity`Venue name, operator and authoritative identity evidence	name Korea New Exchange acronym KONEX mic XKON operating_mic XKRX mic_type Market segment MIC country KR - South Korea city Seoul status ACTIVE source https://www.iotafinance.com/en/Detail-view-MIC-code-XKON.html · dated 01/2016
`venue_scope`Operating or segment scope, products and jurisdiction bindings	scope segment of Korea Exchange purpose serve small and mid-sized enterprises location Seoul, South Korea launch_date 1 July 2013 source https://twelvedata.com/mic/xkon · dated Jun 24, 2013
`rules_page`Authoritative venue rule source	not found
`halts`Official halt information and applicability scope	issuer Tech Trans notice Change of Trading Suspension Period date 2026.05.06 jurisdiction Korea Exchange’s KONEX Market source https://englishdart.fss.or.kr/dsbh001/main.do?rcpNo=20260506600688 · dated 2026.05.06
`calendar`Sessions, holidays and exceptional closures	not found
`clearing_house`Clearing relationships by instrument and service	not found
`participant_roles`Defined participant categories and responsibilities	role designated advisors responsibilities Prior to listing, discover candidate companies, conduct listing eligibility review, and arrange sales of the to-be-listed company’s stocks to professional investors; after the listing, assist the listed SMEs in submitting business reports and holding IR events designation Advisors will be designated by KONEX, and their eligibility will be reviewed on a regular basis by KONEX as well as the financial regulator. source https://www.fsc.go.kr/eng/pr010101/21990 · dated Apr 16, 2012
`market_maker_obligations`Source-backed obligations and exemptions for market makers	not found
`reference_endpoints`Public reference locations with purpose and source	not found
`settlement_links`Related market or venue settlement records	not found
`change_notices`Versioned rules changes and operational notices	date May 13, 2026 title FSC Approves Revisions to KRX Listing Rules to Facilitate Effective Delisting of Unviable Companies date Apr 21, 2026 title Capital Market Rules Change Allowing the Introduction of Single-stock ETFs to Take Effect from April 28 effective April 28 source https://www.fsc.go.kr/eng/pr010101?curPage=3 · dated May 13, 2026
`sources`Additional source-backed venue evidence	field regulator value The primary regulatory authority involved in listing on the exchange is the Financial Services Commission, a government regulatory authority overseeing the KRX. source https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/asia-pacific/south-korea-stock-exchange/topics/overview-of-exchange · dated 1 February 2026

Appendix E · ESG disclosure section

standard ESG-10060 · Sustainability Disclosure

ESG · kr.esg.v2 · supersedes kr.esg.v1 · produced 2026-10-31T02:59:13Z · signed on the node door

Sustainability disclosure remains a specialised ECO record with its rules in ACM. A jurisdiction's adoption of a framework is distinct from the framework's application to a particular issuer or period; the schema preserves that distinction and never turns disclosure availability into a sustainability rating.

`authority`Responsible issuing or supervisory authorities	name Financial Services Commission role announced the final version of the roadmap for sustainability (ESG) disclosure, with the government and the ruling Democratic Party of Korea source https://www.fsc.go.kr/eng/pr010101/87276 · dated Jul 08, 2026
`applicability`Covered entities, products, thresholds and exemptions	entities KOSPI-listed companies threshold total consolidated assets worth KRW10 trillion or more from 2028 (FY2027) entities KOSPI-listed companies threshold KRW5 trillion or more from 2029 source https://www.fsc.go.kr/eng/pr010101/87276 · dated Jul 08, 2026
`adoption_stage`Proposal, adoption, commencement and transitional operation, distinguished	stage final roadmap announced; legislation pending legislation authorities agreed to draw up a revision bill for the FSCMA as early as in July this year source https://www.fsc.go.kr/eng/pr010101/87276 · dated Jul 08, 2026
`taxonomy`Classification frameworks, criteria and binding status	not found
`climate_requirements`Source-backed climate disclosure requirements and scope	requirement ESG (sustainability) disclosure required scope KOSPI-listed companies with total consolidated assets worth KRW10 trillion or more effective From 2028 (FY2027) requirement ESG (sustainability) disclosure required scope threshold lowered to KRW5 trillion or more effective from 2029 source https://www.fsc.go.kr/eng/pr010101/87276 · dated Jul 08, 2026
`assurance`Required assurance, qualifications and transition conditions	requirement third-party verification effective from 2030 transition two years after the disclosure requirement kicks in, grace period for the development of relevant workforce source https://www.fsc.go.kr/eng/pr010101/87276 · dated Jul 08, 2026
`filing_store_and_format`Authoritative destination and required filing format	format corporate business reports required under the FSCMA effective from 2028 (FY2027) source https://www.fsc.go.kr/eng/pr010101/87276 · dated Jul 08, 2026
`interoperability`Recognised equivalence, mapping or substituted-compliance provisions	not found
`rule_revision_ref`Applicable immutable ACM disclosure-rule revisions	not found