SM-ECO-10060 · Jersey

SM-ECO-10060sm-eco-10060.org/market/je/

Jersey · je-eco-10060

chapter je.chapter.v10 · supersedes je.chapter.v9 · as of 2026-10-31 · node je-cm-kg · https://mcp.je-cm-kg.ai/book/

7.2 The field element (every catalogue entry below is one of these)

Appendix A · ECO market section

ECO · je.eco.v3 · supersedes je.eco.v2 · produced 2026-10-31T02:06:53Z · signed on the node door

The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.

`competent_authorities`Regulators, competent authorities and allocation of responsibility	Jersey Financial Services Commission (JFSC). Note: the exchange operator, The International Stock Exchange Authority Limited, 'is licensed by the Guernsey Financial Services Commission to operate an investment exchange under the Protection of Investors (Bailiwick of Guernsey) Law, 2020' source https://www.jerseyfsc.org/ · dated not found
`duty_map`Applicable product-governance and suitability duties by activity and actor	duty record held by the listing market source https://mcp.getissuer.ai/mcp · dated not found
`regulated_activities`Activities requiring authorisation and their scope	activity financial service business requirement Prohibition of carrying on unauthorised financial service business source https://www.jerseylaw.je/laws/current/l_32_1998 · dated 11 December 2024
`product_categories`Instrument classes, exclusions and special regimes	class investment definition an asset, right or interest that falls within a paragraph of Schedule 1 and that is not excepted by virtue of a further provision contained in that paragraph source https://www.jerseylaw.je/laws/current/l_32_1998 · dated 11 December 2024
`issuer_and_listing_scope`Domicile, listing and issuer-status distinctions	public_vs_private If a prospectus is issued, the issuer is (or is treated as) a public company (as opposed to a private company) source https://www.applebyglobal.com/publications/capital-markets-in-jersey-regulatory-overview/ · dated 31 Jan 2025
`exchanges_and_venues`Venue identities linked to AMP records	name The International Stock Exchange (TISE) - 'a regulated public market for listing and trading bonds and equities' operated by The International Stock Exchange Authority Limited (Guernsey); The International Stock Exchange Group Limited has a Jersey branch at No.3 The Forum, Grenville Street, St Helier; wholly owned by Miami International Holdings, Inc. listings_page https://www.tisegroup.com/market/securities/ source https://tisegroup.com/legal-and-regulatory/ · dated not found
`information_stores`Authoritative regulated-information repositories	name Register maintained by the Jersey Financial Services Commission under the Financial Services (Disclosure and Provision of Information) (Jersey) Law 2020 contents the entity’s beneficial owner information and significant person information; the information contained in the entity’s annual confirmation statement; and such other particulars as are specified by Regulations source http://jerseylaw.je/laws/current/l_7_2020 · dated 1 June 2026
`store_lookup`Documented lookup methods and identifier requirements	method Request to the Commission by a relevant person or their representative scope beneficial owner information kept in the register in relation to an entity purpose assisting the relevant person or their representative to fulfil the obligations of the relevant person under Part 3 of the Money Laundering Order source http://jerseylaw.je/laws/current/l_7_2020 · dated 1 June 2026
`periodic_reporting`Periodic duties, deadlines, triggering events and exceptions	report Annual financial information (TISE Equity Market Listing Rules 4.6.1-4.6.2) deadline Unless otherwise agreed with the Authority, the financial information referred to in Listing Rule 4.6.1 must be provided to the Authority within 6 months of the end of the financial period to which it relates, or on the same day it is made available to security holders, whichever is earlier. report Half-yearly reports, where prepared (rule 4.6.3) deadline must be provided to the Authority and published on the Exchange's website within 4 months of the end of the period to which they relate source https://www.tisegroup.com/media/n2unoric/equity-market-listing-rules-2026.pdf · dated not found
`ad_hoc_disclosure`Event-driven and inside-information disclosure obligations	TISE Equity Market Listing Rules 4.2.1: 'an issuer must, within 3 business days, notify the Authority (and publish an announcement on the website of the Exchange) of: a. any information relating to the issuer that is necessary to avoid the establishment or continuation of a false market in its securities; b. any information relating to the issuer that might reasonably be expected to materially affect market activity in, or the price of, its securities' (except where rule 4.7 applies) source https://www.tisegroup.com/media/n2unoric/equity-market-listing-rules-2026.pdf · dated not found
`filing_formats`Required formats, validation requirements and document types	filing information provided to the Commission under Articles 4 and 5 (including the annual confirmation statement) format in the approved form accompaniment the fee published by the Commission and any additional amount specified by Regulations source http://jerseylaw.je/laws/current/l_7_2020 · dated 1 June 2026
`filing_languages`Required or accepted languages and translation conditions	TISE Equity Market Listing Rules 2.1.1: 'Every document submitted to the Authority must be in the English language, except as otherwise agreed by the Authority.' (rule 4.1.1 same for continuing obligations) source https://www.tisegroup.com/media/n2unoric/equity-market-listing-rules-2026.pdf · dated not found
`ownership_reporting`Significant holdings, beneficial ownership and notification duties	duty Entity must notify the Commission of change, error or inaccuracy in beneficial owner and significant person information not later than 21 days after becoming aware exemption beneficial owner information change notification does not apply where the entity is listed on a regulated market law Financial Services (Disclosure and Provision of Information) (Jersey) Law 2020, Article 4 threshold Registry requires details of any individual(s) who ultimately own 25% or more of the entity and any person who otherwise exercises control source JFSC Beneficial Ownership and Controller guidance source https://jerseylaw.je/laws/current/l_7_2020 · dated 01 Jun 2026
`short_selling`Restrictions, disclosure, locate or borrowing requirements, emergency measures	not found
`market_abuse`Insider dealing, manipulation and related disclosure regimes	not found
`trading_controls`Market-wide trading constraints and intervention powers	not found
`market_calendar`Authoritative calendars and exceptional closures	TISE Business Days: 'TISE is generally open for business each weekday' and recognises Guernsey public holidays. 2026: 01 Jan closed; 03 Apr, 06 Apr, 04 May closed; 25 May 'Guernsey & Jersey closed; London open'; 31 Aug closed; 24 Dec close at 12.30 GMT; 25 Dec and 28 Dec closed; 31 Dec close at 12.30 GMT; NOVA on-market trading not available on closed days source https://tisegroup.com/business-days/ · dated not found
`halts_sources`Official halt and suspension sources with scope	not found
`identifiers`Security and entity identifier conventions and validation sources	not found
`isin_prefix`ISIN prefix information and its limits as a jurisdiction indicator	JE - ANNA lists Jersey with 'London Stock Exchange' (status 'Other'); ANNA ISIN:LEI mapping table shows London Stock Exchange Plc covering JE as an additional jurisdiction source https://anna-web.org/anna-members/ · dated not found
`lei_requirements`Legal Entity Identifier requirements and authoritative lookup references	GLEIF API: no LOU based in Jersey on GLEIF's list of 41 LOUs; 14 LOUs accredited for jurisdiction JE (incl. London Stock Exchange, KDPW, Bundesanzeiger Verlag, Nasdaq LEI, WM Datenservice, GS1, EQS, RapidLEI, Bloomberg, NordLEI, Euronext Dublin, GMEI Utility); 7,515 LEIs with legal jurisdiction JE and status ISSUED on 2026-10-24 source https://api.gleif.org/api/v1/lei-issuers · dated not found
`settlement`Settlement cycles by instrument and venue, exceptions and transition dates	instrument Jersey company shares on the London market method settle in the same way as UK shares on the London market (either through the paperless CREST system or through stock transfer forms) source https://www.applebyglobal.com/publications/capital-markets-in-jersey-regulatory-overview/ · dated 31 Jan 2025
`clearing_and_custody`Clearing, depository, custody and asset-protection frameworks	framework Eligible Markets regime for recognised funds requirement trustee/custodian must ensure that adequate custody arrangements can be provided for the market in question source https://www.jerseyfsc.org/media/2852/gn-eligible-markets.pdf · dated 2025-12-17
`corporate_actions`Rights, elections, notices and procedural deadlines	action general meeting notice requirement annual general meetings or extraordinary general meeting for the passing of a special resolution shall be convened on at least 21 days’ written notice while any other general meetings shall be convened on at least 14 days’ written notice source https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Archive/Country-Guides/cg_jersey.pdf · dated January 2022
`retail_access`Retail distribution limits, access restrictions and safeguards	restriction The Jersey Registrar’s consent is required to circulate a prospectus to more than 50 people source https://www.applebyglobal.com/publications/capital-markets-in-jersey-regulatory-overview/ · dated 31 Jan 2025
`cross_border_access`Foreign participation and cross-border offering or service restrictions	regime Control of Borrowing (Jersey) Order 1958 (COBO) restriction restricts the circulation of prospectuses in Jersey without the consent of the JFSC, but the COBO does provide wide exceptions source https://www.applebyglobal.com/publications/capital-markets-in-jersey-regulatory-overview/ · dated 31 Jan 2025
`tax_at_source`Withholding regimes by income, instrument and recipient category; relief conditions	not found
`fees_and_levies`Transaction taxes, statutory levies and relevant charges	type stamp duty statement no stamp duty or similar tax is payable on the transfer or issue of shares in Jersey companies source https://www.jerseyfinance.com/insights/listing-vehicles-factsheet-august26/ · dated 17 Aug 2026
`conduct_and_conflicts`Conduct, inducement and conflict-management duties relevant to distribution	duty Conflicts of interest requirement A registered person (or through an appropriate delegated sub-committee) is required to identify as well as manage any conflicts of interest and must endeavour to avoid any conflict of interest arising. source_instrument Investment Business Code of Practice, paragraph 2.11 source https://www.jerseyfsc.org/industry/codes-of-practice/investment-business-code-of-practice/ · dated 17 January 2022
`recordkeeping`Retention, evidence, format and reconstruction requirements	requirement the registered person must retain written evidence detailing why it is in the client’s interest to make the switch source_instrument Investment Business Code of Practice, paragraph 2.14 source https://www.jerseyfsc.org/industry/codes-of-practice/investment-business-code-of-practice/ · dated 17 January 2022
`effective_changes`Enacted, proposed and transitional changes, kept distinguishable	status enacted change Revised Investment Business Code of Practice effective_date 17 January 2022 scope all registered persons source https://www.jerseyfsc.org/industry/codes-of-practice/investment-business-code-of-practice/ · dated 17 January 2022
`additional_duty_fields`Further sourceable duty-relevant fields, introduced through a versioned catalogue extension	not found

Appendix B · ACM register section

ACM · je.acm.v3 · supersedes je.acm.v2 · produced 2026-10-31T01:48:48Z · signed on the node door

The register revision is incorporated by reference to ACM-68000 (Agent Clearance Manifest) canonical text v1.0 §8.1 and is not redrawn here. These are chapter attachment fields connecting the chapter to that register; they never redefine rule_version, signal meanings or revision internals.

`register_schema_ref`Authoritative register-revision schema and its version	ACM-68000 canonical text v1.0 §8.1 — a register revision source https://acm-68000.org/ · dated 2026-10-30
`chapter_evidence_ref`Immutable chapter version and section from which the revision was produced	chapter je.chapter.v3 chapter_sha256 sha256:569ecff1d20cfd609d183ee0d28461d2a7dd90966d91e31a9fd03eeb5b68e307 sections family ECO version je.eco.v2 field duty_map sha256 sha256:fd31599cb78fc0e8151eb3de5fdb84cbb0c12923285a4331bd631e8585ac07d4 family ACM version je.acm.v2 sha256 sha256:8691640e2acf61e14ed2518aa5dbbc9eac9e5da25da8be2186b3b59cc6710bd0 source https://mcp.getissuer.ai/mcp · dated 2026-10-31
`rule_applicability`Market-specific applicability evidence for the referenced revision	not found
`shared_revision_ref`Shared-family revisions produced by the apex, where applicable	not found
`national_overlay_ref`Separately versioned national additions or exceptions	not found
`revision_change_evidence`Sources supporting selection or succession of the referenced revision	not found

Appendix C · AIO orderability section

standard AIO-10060 · AI Orderability

AIO · je.aio.v4 · supersedes je.aio.v3 · produced 2026-10-31T20:06:30Z · signed on the node door

The chapter describes the source-backed determination framework. A product-specific orderability result requires the product record, the client category, the relevant evidence and the applicable rule revision; this section never manufactures that result from market membership alone. It adds no field to the deployed receipt.

`duty_revision_ref`Applicable immutable ACM rule revision	not found
`product_scope`Products and instrument categories covered by the target-market regime	instrument_class prospectus relating to securities in or membership of a company rule Companies (General Provisions) (Jersey) Order 2002, Article 3(1) source_url https://www.jerseylaw.je/laws/current/ro_74_2002_20260504 source_date 6 March 2026 read_at 2026-10-31T18:37:58Z instrument_class Jersey Private Fund source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T18:37:58Z instrument_class Expert Funds rule Jersey Expert Fund Guide source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T18:37:58Z instrument_class Listed Funds rule Jersey Listed Fund Guide source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T18:37:58Z instrument_class Retail Funds and other Regulated Public Funds (CIFs) source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T18:37:58Z instrument_class Notification Only Funds source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T18:37:58Z source https://www.jerseylaw.je/laws/current/ro_74_2002_20260504 · dated 6 March 2026
`client_categories`Client classifications and source-backed qualification criteria	identifier Retail Client criteria a client that is not a Professional Client rule Investment Business Code of Practice, Glossary terms relating to client classification source_url https://www.jerseyfsc.org/industry/codes-of-practice/investment-business-code-of-practice/ source_date 17 January 2022 read_at 2026-10-31T20:05:09Z identifier Professional Client criteria a client that is a per se Professional Client or an Elective Professional Client rule Investment Business Code of Practice, Glossary terms relating to client classification source_url https://www.jerseyfsc.org/industry/codes-of-practice/investment-business-code-of-practice/ source_date 17 January 2022 read_at 2026-10-31T20:05:09Z identifier Large Undertaking criteria at least two of the following three criteria are satisfied: Balance sheet total assets of not less than £13,000,000; Net turnover of £26,000,000 or greater; or Net assets of £1,300,000 or greater rule Investment Business Code of Practice, Glossary terms relating to client classification source_url https://www.jerseyfsc.org/industry/codes-of-practice/investment-business-code-of-practice/ source_date 17 January 2022 read_at 2026-10-31T20:05:09Z identifier Professional Investor criteria A government, local authority, public authority or supra-national body (wherever established); or A person, partnership, unincorporated association or body corporate whose ordinary business or professional activity includes or it is reasonable to expect that it includes acquiring, underwriting, managing, holding or disposing of investments whether as principal or agent or the giving of advice on investments rule Investment Business Code of Practice, Glossary terms relating to client classification source_url https://www.jerseyfsc.org/industry/codes-of-practice/investment-business-code-of-practice/ source_date 17 January 2022 read_at 2026-10-31T20:05:09Z identifier Elective Professional Client criteria a Retail Client who has requested to be, and been reclassified by the registered person, in accordance with paragraph 3.8, as a Professional Client rule Investment Business Code of Practice, Glossary terms relating to client classification; paragraph 3.8 source_url https://www.jerseyfsc.org/industry/codes-of-practice/investment-business-code-of-practice/ source_date 17 January 2022 read_at 2026-10-31T20:05:09Z source https://www.jerseyfsc.org/industry/codes-of-practice/investment-business-code-of-practice/ · dated 17 January 2022
`target_market`Positive target-market criteria and their applicability	not found
`negative_target_market`Explicit exclusions or incompatible client characteristics	exclusion not eligible to be marketed into the EU/EEA pursuant to the AIFMD applies_to Notification Only Funds source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T18:37:58Z source https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey · dated 30 September 2026
`distribution_conditions`Permitted distribution methods and constraints	condition the prospectus contains the information specified in Part 1 of the Schedule party no person shall circulate a prospectus in Jersey rule Article 5(2)(a) source_url https://www.jerseylaw.je/laws/current/ro_74_2002_20260504 source_date 6 March 2026 read_at 2026-10-31T20:05:09Z condition the prospectus includes the statements specified in Part 2 of the Schedule party no person shall circulate a prospectus in Jersey rule Article 5(2)(b) source_url https://www.jerseylaw.je/laws/current/ro_74_2002_20260504 source_date 6 March 2026 read_at 2026-10-31T20:05:09Z condition there has been delivered to the registrar a copy of the prospectus, signed by or on behalf of all of the directors of the company party company rule Article 5(2)(c) source_url https://www.jerseylaw.je/laws/current/ro_74_2002_20260504 source_date 6 March 2026 read_at 2026-10-31T20:05:09Z condition the registrar has given consent to the circulation of the prospectus party no person shall circulate a prospectus in Jersey rule Article 5(2)(d) source_url https://www.jerseylaw.je/laws/current/ro_74_2002_20260504 source_date 6 March 2026 read_at 2026-10-31T20:05:09Z condition Investors must qualify as 'professional' investors and/or make an initial investment of at least £250,000, and sign a simple investment warning party Investors discharged_by simple investment warning (usually included in the subscription document) source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T20:05:09Z condition Investors must sign a prescribed form of investment warning party Investors discharged_by prescribed form of investment warning (usually contained in the subscription document) rule EF Guide source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T20:05:09Z condition The fund's offering document must carry a clear investment warning party Listed Fund discharged_by offering document rule LF Guide source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T20:05:09Z condition All investors must be "Eligible Investors" party Regulated Eligible Investor Funds source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T20:05:09Z condition must obtain a written acknowledgement from each investor confirming their acceptance of the risks involved in the fund party A Notification Only Fund discharged_by written acknowledgement from each investor (typically dealt with on the application form) source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T20:05:09Z condition may be listed, provided that the exchange permits transfer restrictions (to ensure that only Eligible Investors are allowed to invest in the fund) party A Notification Only Fund source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T20:05:09Z source https://www.jerseylaw.je/laws/current/ro_74_2002_20260504 · dated 6 March 2026
`required_assessments`Suitability, appropriateness or other assessment requirements and triggers	assessment satisfied that the investment is suitable for the underlying investors and they are able to bear the economic consequences of the investment trigger make investments on behalf of investors who do not qualify as "Eligible Investors" (Regulated Eligible Investor Funds) party a discretionary investment manager source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T20:05:09Z assessment satisfied that the investment is suitable for the underlying investors and they are able to bear the economic consequences of the investment trigger make investments on behalf of investors who do not qualify as "Eligible Investors" (Notification Only Funds) party a discretionary investment manager source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T20:05:09Z source https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey · dated 30 September 2026
`product_documentation`Required product, risk and target-market documents	document simple investment warning party Investors rule sign a simple investment warning (usually included in the subscription document) source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T18:37:58Z document prescribed form of investment warning party Investors rule Investors must sign a prescribed form of investment warning (usually contained in the subscription document) source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T18:37:58Z document written acknowledgement party each investor rule confirming their acceptance of the risks involved in the fund (typically dealt with on the application form) source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T18:37:58Z source https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey · dated 30 September 2026
`manufacturer_distributor_roles`Responsibilities and information exchange between actors	actor designated service provider (DSP) role ensure that the necessary criteria and applicable anti-money laundering legislation are complied with, to carry out due diligence on the promoter and to file an annual compliance statement rule must be appointed source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T18:37:58Z actor fund administrator role certifies to the JFSC that the fund complies with the EF Guide rule EF Guide source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T18:37:58Z actor fund administrator role certification that the fund complies with the criteria set out in the LF Guide rule LF Guide source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T18:37:58Z actor discretionary investment manager role satisfied that the investment is suitable for the underlying investors and they are able to bear the economic consequences of the investment source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T18:37:58Z source https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey · dated 30 September 2026
`review_triggers`Required review events and periodic review conditions	event Future changes to the fund period_or_condition contrary to the EF Guide or there is a change to the fund’s directors or service providers rule regulatory approval source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T18:37:58Z source https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey · dated 30 September 2026
`evidence_requirements`Evidence needed to support a scoped outcome	requirement evidence of due deliberation by the manager in coming to and continuing with his decision context the JFSC, on visits to managers, and when inspecting reports and accounts, will pay particular attention to any new markets, designated by the manager as eligible source https://www.jerseyfsc.org/media/2852/gn-eligible-markets.pdf · dated 2025-12-17
`exceptions`Source-backed exceptions with conditions and boundaries	exception No need to prepare an offering memorandum condition Where the fund will not be marketed into the EU/EEA source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T18:37:58Z exception The offering document is not required to comply with the usual disclosure requirements condition Regulated Eligible Investor Funds source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T18:37:58Z exception investments on behalf of investors who do not qualify as “Eligible Investors” condition satisfied that the investment is suitable for the underlying investors and they are able to bear the economic consequences of the investment source_url https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey source_date 30 September 2026 read_at 2026-10-31T18:37:58Z exception invitation will not be considered to be made to the public condition qualified investors as defined in the EU Prospectus Regulation (Regulation 2017/1129), as amended provision Companies Law source_url https://www.applebyglobal.com/publications/capital-markets-in-jersey-regulatory-overview/ source_date 31 Jan 2025 read_at 2026-10-31T18:39:01Z exception invitation will not be considered to be made to the public condition number of persons (other than qualified investors and professional investors) ... does not exceed 50 in Jersey and 150 elsewhere provision Companies Law source_url https://www.applebyglobal.com/publications/capital-markets-in-jersey-regulatory-overview/ source_date 31 Jan 2025 read_at 2026-10-31T18:39:01Z exception invitation will not be considered to be made to the public condition minimum consideration ... at least EUR100,000 provision Companies Law source_url https://www.applebyglobal.com/publications/capital-markets-in-jersey-regulatory-overview/ source_date 31 Jan 2025 read_at 2026-10-31T18:39:01Z exception invitation will not be considered to be made to the public condition denominated in amounts of at least EUR100,000 provision Companies Law source_url https://www.applebyglobal.com/publications/capital-markets-in-jersey-regulatory-overview/ source_date 31 Jan 2025 read_at 2026-10-31T18:39:01Z source https://www.careyolsen.com/insights/briefings/guide-investment-funds-and-private-equity-jersey · dated 30 September 2026
`orderability_profile_ref`Schema for the product, market and client-class outcome produced under these rules	not found
`sources`Supporting documents and provenance not attached to a specific field	title Companies (Jersey) Law 1991 Official Consolidated Version version Showing the law from 19 June 2026 to 21 June 2026 source https://www.jerseylaw.je/laws/current/PDFs/L_30_1991_20260621.pdf · dated 19 June 2026

Appendix D · AMP venue section

standard AMP-10060 · Agentic Market Protocol

AMP · je.amp.v2 · supersedes je.amp.v1 · produced 2026-10-31T02:39:08Z · signed on the node door

Each venue record is keyed by its evidenced Market Identifier Code (MIC). Where an activity has no applicable code, the gap is preserved with a separately typed reference; no code is invented. This section supplies reference information only; it establishes no entitlement, permission to route or order placement. A later permission profile requires its own actor, instrument, action and endpoint evidence.

venue_mic · XCIE
source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20170522

`venue_identity`Venue name, operator and authoritative identity evidence	not found
`venue_scope`Operating or segment scope, products and jurisdiction bindings	scope investment exchange licensing licensed by the Guernsey Financial Services Commission (GFSC) to operate an investment exchange under the Protection of Investors (Bailiwick of Guernsey) Law, 2020 (POI Law) established 1998 source https://www.applebyglobal.com/publications/capital-markets-in-jersey-regulatory-overview/ · dated 31 Jan 2025
`rules_page`Authoritative venue rule source	not found
`halts`Official halt information and applicability scope	not found
`calendar`Sessions, holidays and exceptional closures	not found
`clearing_house`Clearing relationships by instrument and service	not found
`participant_roles`Defined participant categories and responsibilities	role Trading Members responsibility input trade orders for all traded securities listed on TISE via NOVA source https://www.tisegroup.com/media/ygza4ftw/equity-market-brochure-2025.pdf · dated January 2025
`market_maker_obligations`Source-backed obligations and exemptions for market makers	not found
`reference_endpoints`Public reference locations with purpose and source	not found
`settlement_links`Related market or venue settlement records	Euroclear UK & Ireland source https://www.tisegroup.com/media/ygza4ftw/equity-market-brochure-2025.pdf · dated Version: January 2025
`change_notices`Versioned rules changes and operational notices	document Membership Rules version Effective: 2 September 2024 notice are subject to revision. Current copies of the Membership Rules are available on the Exchange's website. The Authority will inform Members of the Exchange of any revisions source https://tisegroup.com/media/0qpno1v2/membership-rules-september-2024.pdf · dated Effective: 2 September 2024

Appendix E · ESG disclosure section

standard ESG-10060 · Sustainability Disclosure

ESG · je.esg.v2 · supersedes je.esg.v1 · produced 2026-10-31T02:58:05Z · signed on the node door

Sustainability disclosure remains a specialised ECO record with its rules in ACM. A jurisdiction's adoption of a framework is distinct from the framework's application to a particular issuer or period; the schema preserves that distinction and never turns disclosure availability into a sustainability rating.

`regime`Named sustainability-disclosure regime and its scope	not found
`authority`Responsible issuing or supervisory authorities	not found
`applicability`Covered entities, products, thresholds and exemptions	not found
`adoption_stage`Proposal, adoption, commencement and transitional operation, distinguished	corporate_sustainability_disclosures under development following the Government of Jersey's 2024 Sustainable Finance Action Plan; industry engagement in 2025, preparing to establish policy certainty by Q1 2026; voluntary survey to be followed by a consultation source https://www.jerseyfsc.org/industry/sustainable-finance/sustainable-finance-action-plan/ · dated 24 February 2025
`effective_dates`Effective intervals and staged commencement conditions	not found
`disclosure_duties`Required disclosures, reporting periods and filing obligations	not found
`reporting_standards`Referenced disclosure standards and applicable editions	not found
`taxonomy`Classification frameworks, criteria and binding status	not found
`assurance`Required assurance, qualifications and transition conditions	not found
`filing_store_and_format`Authoritative destination and required filing format	destination via website, prospectus, pre-contractual documents or subscription agreements applies_to a fund or JPF marketed as investing in sustainable investments source https://www.jerseyfsc.org/industry/guidance-and-policy/sustainable-finance/ · dated 09 April 2026
`interoperability`Recognised equivalence, mapping or substituted-compliance provisions	not found
`rule_revision_ref`Applicable immutable ACM disclosure-rule revisions	not found
`sources`Supporting regime and disclosure evidence	url https://www.jerseyfsc.org/industry/guidance-and-policy/sustainable-finance/ title Sustainable finance — Jersey Financial Services Commission issued 09 April 2026 effective 09 April 2026 source https://www.jerseyfsc.org/industry/guidance-and-policy/sustainable-finance/ · dated 09 April 2026