Standard held by Allooloo Technologies Corp. · Open standard, MIT licence.

SM-ECO-10060 · India

SM-ECO-10060sm-eco-10060.org/market/in/

India · in-eco-10060

chapter in.chapter.v11 · supersedes in.chapter.v10 · as of 2026-10-31 · node in-cm-kg · https://mcp.in-cm-kg.ai/book/

7.2 The field element (every catalogue entry below is one of these)

Ask get_orderability with: accredited investor · Retail individual investor · Qualified Institutional Buyer · Non‐Institutional Investors — the client categories the chapter names, in the regime's own words (AIO client_categories, in.aio.v4) · https://mcp.in-cm-kg.ai/book/aio.json. The other category lists below are the chapter's ECO and ACM fields, not the identifiers the door takes.

Appendix A · ECO market section

ECO · in.eco.v4 · supersedes in.eco.v3 · produced 2026-10-31T02:07:48Z · signed on the node door

The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.

competent_authoritiesRegulators, competent authorities and allocation of responsibilitySecurities and Exchange Board of India (SEBI) - preamble: "to protect the interests of investors in securities and to promote the development of, and to regulate the securities market"

source https://www.sebi.gov.in/ · dated not found

duty_mapApplicable product-governance and suitability duties by activity and actor
  • duty
    SEBI suitability — SEBI (Investment Advisers) Regulations, 2013, regs 16–17

source https://www.sebi.gov.in/sebi_data/attachdocs/aug-2026/1785912187595.pdf · dated not found

regulated_activitiesActivities requiring authorisation and their scope
  • activity
    Acting as or holding out as an investment adviser
    requirement
    certificate of registration from the Board

source https://www.sebi.gov.in/sebi_data/attachdocs/aug-2026/1785912187595.pdf · dated Amended upto November 25, 2025

participant_categoriesIssuer, intermediary, investor and client categories
  • category
    individual investment adviser
  • category
    non-individual investment adviser
    definition
    a body corporate including a limited liability partnership and a partnership firm

source https://www.sebi.gov.in/sebi_data/attachdocs/aug-2026/1785912187595.pdf · dated Amended upto November 25, 2025

product_categoriesInstrument classes, exclusions and special regimes
  • class
    securities
    note
    investment advice means advice relating to investing in, purchasing, selling or otherwise dealing in securities

source https://www.sebi.gov.in/sebi_data/attachdocs/aug-2026/1785912187595.pdf · dated Amended upto November 25, 2025

issuer_and_listing_scopeDomicile, listing and issuer-status distinctionsnot found
exchanges_and_venuesVenue identities linked to AMP records

source https://www.nseindia.com/companies-listing/corporate-filings-application · dated not found

information_storesAuthoritative regulated-information repositories
  • repository
    SEBI website
    content
    details of the investment advisers registered and the details of the pending applications for grant of registration along with the status of the application
  • repository
    SEBI Complaints Redress System (SCORES)
    content
    Action Taken Report along with supporting documents
  • repository
    SEBI website, category 'Legal' -> 'Master Circulars'
    content
    Master circulars

source https://www.sebi.gov.in/media/press-releases/aug-2013/sebi-investment-advisers-regulations-2013_25260.html · dated Aug 28, 2013

store_lookupDocumented lookup methods and identifier requirements
  • method
    Shareholding pattern displayed on Stock Exchange website; PAN numbers disclosed in tables not displayed

source https://www.sebi.gov.in/sebi_data/attachdocs/jul-2023/1689087475880.pdf · dated July 11, 2023

periodic_reportingPeriodic duties, deadlines, triggering events and exceptions
  • report
    Quarterly financial results (LODR Reg. 33(3)(a))
    deadline
    Within 45 days from the end of the quarter
  • report
    Last-quarter and annual audited financial results (Reg. 33(3)(d),(e))
    deadline
    Within 60 days from the end of the financial year
  • report
    Half-yearly results incl. statement of assets and liabilities and cash flows (Reg. 33(3)(f))
    deadline
    as part of the financial results (no separate deadline read)
  • report
    Annual Report (Reg. 34(1))
    deadline
    Not later than the day of commencement of dispatch to its shareholders

source https://www.nseindia.com/static/companies-listing/compliance-information-compliance-calendar-main-board · dated not found

ad_hoc_disclosureEvent-driven and inside-information disclosure obligationsSEBI LODR Regulation 30: disclose to stock exchange(s) all events or information specified in Part A of Schedule III "as soon as reasonably possible and not later than thirty minutes/three hours/twelve hours/twenty-four hours from the occurrence of event or information as may be applicable" (NSE compliance calendar); SEBI Master Circular 2023: material events "as soon as reasonably possible and not later than 24 hours from occurrence"

source https://www.nseindia.com/static/companies-listing/compliance-information-compliance-calendar-main-board · dated not found

filing_formatsRequired formats, validation requirements and document types
  • document
    Shareholding pattern
    format
    Annexure 2 format containing six separate disclosures (Tables I-VI)

source https://www.sebi.gov.in/sebi_data/attachdocs/jul-2023/1689087475880.pdf · dated July 11, 2023

filing_languagesRequired or accepted languages and translation conditionsnot found
prospectus_regimeOffering and admission requirements, exemptions and thresholdsnot found
product_disclosuresProduct documents and pre-contract information duties
  • duty
    Investment adviser to disclose to a prospective client all material information about itself including its business, disciplinary history, the terms and conditions on which it offers advisory services, affiliations with other intermediaries
    basis
    regulation 18(1) IA Regulations

source https://www.sebi.gov.in/sebi_data/attachdocs/mar-2026/ORDER_1774326039.pdf · dated March 25, 2026

takeover_regimeOffer rules, control triggers and shareholder treatmentnot found
ownership_reportingSignificant holdings, beneficial ownership and notification dutiesnot found
short_sellingRestrictions, disclosure, locate or borrowing requirements, emergency measuresnot found
market_abuseInsider dealing, manipulation and related disclosure regimes
  • instrument
    SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003
    provision
    Regulation 4(1)
    rule
    no person shall indulge in a manipulative, fraudulent or an unfair trade practice in securities markets
  • instrument
    SEBI Act, 1992
    provision
    Section 12A
    rule
    Prohibition of manipulative and deceptive devices, insider trading and substantial acquisition of securities or control

source https://www.sebi.gov.in/sebi_data/attachdocs/mar-2026/ORDER_1774326039.pdf · dated March 25, 2026

trading_controlsMarket-wide trading constraints and intervention powersnot found
market_calendarAuthoritative calendars and exceptional closuresNSE Market Timings & Holidays page - 'Holidays for the calendar year', selectable by product (Equities, Derivatives, Debt etc.)

source https://www.nseindia.com/resources/exchange-communication-holidays · dated not found

halts_sourcesOfficial halt and suspension sources with scopenot found
identifiersSecurity and entity identifier conventions and validation sourcesnot found
isin_prefixISIN prefix information and its limits as a jurisdiction indicatorIN - ANNA member list names the Securities and Exchange Board of India (SEBI) as India's member numbering agency (member status)

source https://anna-web.org/anna-members/ · dated not found

lei_requirementsLegal Entity Identifier requirements and authoritative lookup referencesGLEIF lists two LEI issuing organizations in India: Legal Entity Identifier India Limited (LEIL) and National Securities Depository Limited (NSDL)

source https://www.gleif.org/en/lei-data/gleif-concatenated-file/lei-issuers-original-sources · dated not found

settlementSettlement cycles by instrument and venue, exceptions and transition dates
  • instrument
    Equity cash segment
    cycle
    T+1 rolling settlement
    scope
    if a security is placed under T+1 settlement on a SE, the regular market deals as well as block deals will follow the T+1 settlement cycle on that SE
    schedule_T+1
    custodial confirmation
    By 07:30 AM
    download of final obligations
    By 09:00 AM
    pay-in of securities and funds
    By 11:00 AM
    pay-out of funds
    By 01.30 PM
    pay-out of securities
    By 03.30 pm
  • instrument
    Equity cash segment
    cycle
    Beta version of T+0 rolling settlement cycle on optional basis in addition to the existing T+1 settlement cycle
    scope
    top 500 scrips in terms of market capitalization as on December 31, 2024
  • instrument
    Auction for default by selling broker
    schedule
    By T+1 Auction session; By T+2 Pay-in/pay-out and close-out of auction

source https://www.sebi.gov.in/sebi_data/commondocs/aug-2026/Annexure_A__p.pdf · dated 2026-08-06

clearing_and_custodyClearing, depository, custody and asset-protection frameworks
  • framework
    Net settlement at clearing member level
    detail
    CCs shall continue to settle obligations on net basis at CM level
  • framework
    Default waterfalls
    detail
    CCs shall continue to maintain segment-wise default waterfalls, regardless of a single settlement across segments
  • framework
    Direct pay-out to client
    detail
    In T+1 settlement, the securities for pay-out in the equity cash segment shall be credited directly to the respective client's demat account on the same settlement day by the CCs

source https://www.sebi.gov.in/sebi_data/commondocs/aug-2026/Annexure_A__p.pdf · dated 2026-08-06

corporate_actionsRights, elections, notices and procedural deadlinesnot found
retail_accessRetail distribution limits, access restrictions and safeguards
  • safeguard
    Investment adviser fee limits for individual and HUF clients
    detail
    AUA mode subject to a limit of 2.5 per cent of AUA per annum per family of client; fixed fee mode shall not exceed ₹1,51,000 per annum per family of client
    applicability
    individual and Hindu Undivided Family (HUF) clients (provided these clients are not accredited investors)
  • safeguard
    Advance fees
    detail
    such advance shall not exceed fees for a period of one year

source https://www.sebi.gov.in/sebi_data/attachdocs/feb-2026/1770375291405.pdf · dated February 06, 2026

cross_border_accessForeign participation and cross-border offering or service restrictions
  • restriction
    Foreign entities providing investment advisory services
    detail
    In case an entity incorporated outside India undertakes to provide investment advisory services under these regulations, whether, it has set up a subsidiary in India and whether such subsidiary has made the application for registration
  • restriction
    Foreign citizens providing investment advisory services
    detail
    whether the applicant has set up an office in India and proposes to undertake investment advisory services through such office

source https://www.sebi.gov.in/sebi_data/attachdocs/1358779330956.pdf · dated January 21, 2013

tax_at_sourceWithholding regimes by income, instrument and recipient category; relief conditionsnot found
fees_and_leviesTransaction taxes, statutory levies and relevant charges
  • charge
    Investment adviser fee, Fixed fee mode
    rule
    The maximum fees that may be charged under this mode shall not exceed INR 1,25,000 per annum per client across all services offered by IA.
    source_instrument
    SEBI Circular SEBI/HO/IMD/DF1/CIR/P/2020/182 dated September 23, 2020 (as reproduced in adjudication order)
  • charge
    Investment adviser fee, Assets under Advice (AUA) mode
    rule
    The maximum fees that may be charged under this mode shall not exceed 2.5 percent of AUA per annum per client across all services offered by IA.
  • charge
    Mode of charging
    rule
    IA shall charge fees from a client under any one mode i.e. (A) or (B) on an annual basis.

source https://www.sebi.gov.in/sebi_data/attachdocs/oct-2024/1729597803780_1.pdf · dated September 23, 2020

conduct_and_conflictsConduct, inducement and conflict-management duties relevant to distribution
  • duty
    Fiduciary capacity and conflict disclosure
    text
    An investment adviser shall act in a fiduciary capacity towards its clients and shall disclose all conflicts of interests as and when they arise.
    provision
    Regulation 15(1)
  • duty
    No third-party consideration
    text
    An investment adviser shall not receive any consideration by way of remuneration or compensation or in any other form from any person other than the client being advised, in respect of the underlying products or securities for which advice is provided.
    provision
    Regulation 15(2)
  • duty
    Arms-length relationship
    text
    An investment adviser shall maintain an arms-length relationship between its activities as an investment adviser and other activities.
    provision
    Regulation 15(3)

source https://www.sebi.gov.in/sebi_data/attachdocs/1358779330956.pdf · dated January 21, 2013

recordkeepingRetention, evidence, format and reconstruction requirements
  • requirement
    Preservation of proof of dispatch of complaint reply
    text
    The proof of dispatch of the reply of the listed Company / SEBI registered intermediary to the concerned investor should also be uploaded in SCORES and preserved by the listed Company / SEBI registered intermediary, for future reference.
    source_instrument
    SEBI Circular CIR/OIAE/1/2014 dated December 18, 2014 (as reproduced in order)

source https://www.sebi.gov.in/sebi_data/attachdocs/sep-2023/1694516444235_4.pdf · dated December 18, 2014

additional_duty_fieldsFurther sourceable duty-relevant fields, introduced through a versioned catalogue extensionnot found

Appendix B · ACM register section

ACM · in.acm.v3 · supersedes in.acm.v2 · produced 2026-10-31T01:48:53Z · signed on the node door

The register revision is incorporated by reference to ACM-68000 (Agent Clearance Manifest) canonical text v1.0 §8.1 and is not redrawn here. These are chapter attachment fields connecting the chapter to that register; they never redefine rule_version, signal meanings or revision internals.

register_revision_refExact immutable revision governed by ACM-68000 §8.1
rule_version
acm-68000/in/sebi-suitability-sebi-investment-advisers-regulations-2013-r/r1
path
register/in/acm-68000-in-sebi-suitability-sebi-investment-advisers-regul.json
content_hash
sha256:c90ff58af7a7f4395a2d5800142e0663cd8978ca8221d136944c93c8a1830469

source https://www.sebi.gov.in/sebi_data/attachdocs/aug-2026/1785912187595.pdf · dated Amended upto November 25, 2025

register_schema_refAuthoritative register-revision schema and its versionACM-68000 canonical text v1.0 §8.1 — a register revision

source https://acm-68000.org/ · dated 2026-10-30

chapter_evidence_refImmutable chapter version and section from which the revision was produced
chapter
in.chapter.v4
chapter_sha256
sha256:d00451b394b7242e7090465d35486c8ab69cac0d610fea4a1e831db3d2c808aa
sections
  • family
    ECO
    version
    in.eco.v3
    field
    duty_map
    sha256
    sha256:ef9eb343d04c4f91a698db547b9ec3ad936280b89faee2c4842fbeed4764c275
  • family
    ACM
    version
    in.acm.v2
    sha256
    sha256:a4ab366669d8631a6dcc82514e1f11f3f5860165128e6b91146c9e47926f3066

source https://www.sebi.gov.in/sebi_data/attachdocs/aug-2026/1785912187595.pdf · dated 2026-10-31

rule_applicabilityMarket-specific applicability evidence for the referenced revision

source https://www.sebi.gov.in/sebi_data/attachdocs/aug-2026/1785912187595.pdf · dated Amended upto November 25, 2025

shared_revision_refShared-family revisions produced by the apex, where applicablenot found
national_overlay_refSeparately versioned national additions or exceptionsnot found
revision_change_evidenceSources supporting selection or succession of the referenced revision

source https://www.sebi.gov.in/sebi_data/attachdocs/aug-2026/1785912187595.pdf · dated Amended upto November 25, 2025

Appendix C · AIO orderability section

standard AIO-10060 · AI Orderability

AIO · in.aio.v4 · supersedes in.aio.v3 · produced 2026-10-31T20:06:16Z · signed on the node door

The chapter describes the source-backed determination framework. A product-specific orderability result requires the product record, the client category, the relevant evidence and the applicable rule revision; this section never manufactures that result from market membership alone. It adds no field to the deployed receipt.

duty_revision_refApplicable immutable ACM rule revisionnot found
client_categoriesClient classifications and source-backed qualification criteria
  • identifier
    accredited investor
    criteria
    shall have the same meaning as assigned to it under clause (ab) of sub-regulation (1) of regulation 2 of the Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012
    rule
    Regulation 2(1)(ab), SEBI (Investment Advisers) Regulations, 2013
    source_url
    https://www.sebi.gov.in/sebi_data/attachdocs/aug-2026/1785912187595.pdf
    source_date
    Amended upto November 25, 2025
    read_at
    2026-10-31T20:05:03Z
  • identifier
    Retail individual investor
    criteria
    an investor who applies or bids for securities for a value of not more than Rs. 2,00,000
    source_url
    https://www.sebi.gov.in/sebi_data/faqfiles/may-2025/1747290561386.pdf
    source_date
    May 15, 2025
    read_at
    2026-10-31T20:05:03Z
  • identifier
    Qualified Institutional Buyer
    criteria
    a mutual fund, venture capital fund, alternative investment fund and foreign venture capital investor registered with the Board; foreign portfolio investor other than individuals, corporate bodies and family offices; a public financial institution; a scheduled commercial bank; a multilateral and bilateral development financial institution; a state industrial development corporation; an insurance company registered with the Insurance Regulatory and Development Authority of India; a provident fund with minimum corpus of twenty five crore rupees; a pension fund with minimum corpus of twenty five crore rupees; National Investment Fund; insurance funds set up and managed by army, navy or air force of the Union of India; insurance funds set up and managed by the Department of Posts, India; systematically important non-banking financial companies
    source_url
    https://www.sebi.gov.in/sebi_data/faqfiles/may-2025/1747290561386.pdf
    source_date
    May 15, 2025
    read_at
    2026-10-31T20:05:03Z
  • identifier
    Non‐Institutional Investors
    criteria
    Investors who do not fall within the definition of the above two categories
    source_url
    https://www.sebi.gov.in/sebi_data/faqfiles/may-2025/1747290561386.pdf
    source_date
    May 15, 2025
    read_at
    2026-10-31T20:05:03Z

source https://www.sebi.gov.in/sebi_data/attachdocs/aug-2026/1785912187595.pdf · dated Amended upto November 25, 2025

target_marketPositive target-market criteria and their applicabilitynot found
negative_target_marketExplicit exclusions or incompatible client characteristicsnot found
distribution_conditionsPermitted distribution methods and constraints

source https://www.sebi.gov.in/sebi_data/attachdocs/1358779330956.pdf · dated 21st January, 2013

required_assessmentsSuitability, appropriateness or other assessment requirements and triggers
  • assessment
    risk assessment
    trigger
    for the purpose of giving investment advice; updated periodically
    party
    Investment adviser
    discharged_by
    risk profile of the client is communicated to the client after risk assessment is done (Regulation 16(e))
    rule
    Regulation 16(b), 16(e), 16(f)
    source_url
    https://www.sebi.gov.in/sebi_data/attachdocs/1358779330956.pdf
    source_date
    21st January, 2013
    read_at
    2026-10-31T20:05:36Z

source https://www.sebi.gov.in/sebi_data/attachdocs/1358779330956.pdf · dated 21st January, 2013

product_documentationRequired product, risk and target-market documents

source https://www.sebi.gov.in/sebi_data/attachdocs/jun-2023/1687965605074_2.pdf · dated 2023-06-28

manufacturer_distributor_rolesResponsibilities and information exchange between actors
  • actor
    investment adviser
    role
    shall not receive any consideration ... from any person other than the client being advised, in respect of the underlying products or securities
    rule
    Regulation 15(2)
    source_url
    https://www.sebi.gov.in/sebi_data/attachdocs/mar-2026/ORDER_1774326039.pdf
    source_date
    March 25, 2026
    read_at
    2026-10-31T18:36:54Z
  • actor
    person dealing in distribution of securities
    role
    shall not use the nomenclature “Independent Financial Adviser or IFA or Wealth Adviser or any other similar name” unless registered with the Board as Investment Adviser
    rule
    Regulation 3(3)
    source_url
    https://www.sebi.gov.in/sebi_data/attachdocs/aug-2026/1785912187595.pdf
    source_date
    November 25, 2025
    read_at
    2026-10-31T18:36:28Z
  • actor
    banks, NBFCs and body corporate providing distribution or execution services
    role
    shall keep their investment advisory services segregated from such activities
    rule
    Regulation 22 [Prior to SEBI (Investment Advisers) (Amendment) Regulations, 2020]
    source_url
    https://www.sebi.gov.in/sebi_data/attachdocs/sep-2023/1694516444235_4.pdf
    source_date
    September 12, 2023
    read_at
    2026-10-31T18:36:54Z
  • actor
    senior management of a body corporate which is registered as investment adviser
    role
    primary responsibility for ensuring the maintenance of appropriate standards of conduct and adherence to proper procedures
    rule
    Third Schedule, Clause 9
    source_url
    https://www.sebi.gov.in/sebi_data/attachdocs/sep-2023/1694516444235_4.pdf
    source_date
    September 12, 2023
    read_at
    2026-10-31T18:36:54Z

source https://www.sebi.gov.in/sebi_data/attachdocs/mar-2026/ORDER_1774326039.pdf · dated March 25, 2026

review_triggersRequired review events and periodic review conditions

source https://www.sebi.gov.in/sebi_data/attachdocs/1358779330956.pdf · dated January 21, 2013

evidence_requirementsEvidence needed to support a scoped outcome
  • requirement
    IA shall be required to demonstrate AUA with supporting documents like demat statements, unit statements etc. of the client.
    context
    Assets under Advice (AUA) fee mode

source https://www.sebi.gov.in/sebi_data/attachdocs/oct-2024/1729597803780_1.pdf · dated OCTOBER 22, 2024

exceptionsSource-backed exceptions with conditions and boundaries

source https://www.sebi.gov.in/sebi_data/attachdocs/1358779330956.pdf · dated January 21, 2013

orderability_profile_refSchema for the product, market and client-class outcome produced under these rulesnot found
sourcesSupporting documents and provenance not attached to a specific field
  • title
    Securities and Exchange Board of India (Investment Advisers) Regulations, 2013 [Last amended on December 16, 2024]
    date
    Dec 16, 2024

source https://www.sebi.gov.in/legal/regulations/dec-2024/securities-and-exchange-board-of-india-investment-advisers-regulations-2013-last-amended-on-december-16-2024-_90151.html · dated Dec 16, 2024

Appendix D · AMP venue section

standard AMP-10060 · Agentic Market Protocol

AMP · in.amp.v2 · supersedes in.amp.v1 · produced 2026-10-31T02:40:19Z · signed on the node door

Each venue record is keyed by its evidenced Market Identifier Code (MIC). Where an activity has no applicable code, the gap is preserved with a separately typed reference; no code is invented. This section supplies reference information only; it establishes no entitlement, permission to route or order placement. A later permission profile requires its own actor, instrument, action and endpoint evidence.

venue_mic · XNSE

source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20050627

venue_identityVenue name, operator and authoritative identity evidence
name
NATIONAL STOCK EXCHANGE OF INDIA LIMITED
corporate_identity_number
U67120MH1992PLC069769
registered_office
Exchange Plaza, C-1, Block G, Bandra Kurla Complex, Bandra (East), Mumbai 400 051, Maharashtra, India
website
www.nseindia.com

source https://www.sebi.gov.in/sebi_data/commondocs/sep-2026/NATIONAL%20STOCK%20EXCHANGE%20OF%20INDIA%20LIMITED%20-%20AP_p.pdf · dated September 10, 2026

venue_scopeOperating or segment scope, products and jurisdiction bindings
scope
vertically integrated, multi -asset class stock exchange offering a single platform for trading, clearing and listing
products
  • cash market
  • futures
  • options
  • mutual funds platform
  • commodity derivatives
  • exchange-traded currency derivatives
  • wholesale debt market
  • interest rate futures
jurisdiction
India

source https://www.sebi.gov.in/sebi_data/commondocs/sep-2026/NATIONAL%20STOCK%20EXCHANGE%20OF%20INDIA%20LIMITED%20-%20AP_p.pdf · dated September 10, 2026

rules_pageAuthoritative venue rule sourcenot found
haltsOfficial halt information and applicability scopenot found
calendarSessions, holidays and exceptional closuresnot found
clearing_houseClearing relationships by instrument and servicenot found
participant_rolesDefined participant categories and responsibilitiesnot found
market_maker_obligationsSource-backed obligations and exemptions for market makersnot found
gatesDocumented entry, membership and access prerequisitesnot found
reference_endpointsPublic reference locations with purpose and sourcenot found
settlement_linksRelated market or venue settlement recordsnot found
change_noticesVersioned rules changes and operational noticesnot found

venue_mic · XBOM

source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20251027

venue_identityVenue name, operator and authoritative identity evidence
source
SEBI list of recognized stock exchanges
recognized_stock_exchanges
  • BSE Ltd.
  • Calcutta Stock Exchange Ltd.
  • Indian Commodity Exchange Limited
  • Metropolitan Stock Exchange of India Ltd.
  • Multi Commodity Exchange of India Ltd.
  • National Commodity & Derivatives Exchange Ltd.
  • National Stock Exchange of India Ltd.

source https://www.sebi.gov.in/stock-exchanges.html · dated January 17, 2020

venue_scopeOperating or segment scope, products and jurisdiction bindings
National Stock Exchange of India Ltd.
recognition_valid_upto
PERMANENT
segments_permitted
  • Equity
  • Equity Derivatives
  • Currency Derivatives (including Interest Rate Derivatives)
  • Commodity Derivatives
  • Debt

source https://www.sebi.gov.in/stock-exchanges.html · dated January 17, 2020

rules_pageAuthoritative venue rule sourcenot found
haltsOfficial halt information and applicability scopenot found
calendarSessions, holidays and exceptional closuresnot found
clearing_houseClearing relationships by instrument and servicenot found
participant_rolesDefined participant categories and responsibilities
  • category
    stock brokers
    type
    market intermediary
  • category
    depository participants
    type
    market intermediary

source https://investor.sebi.gov.in/pdf/reference-material/languages/english/SM%20Booklet_English%20-%20Final%20(Low).pdf · dated 2022-04-04

market_maker_obligationsSource-backed obligations and exemptions for market makersnot found
gatesDocumented entry, membership and access prerequisites
  • gate
    Bank account
    description
    In order to invest in equity shares, an investor needs to open three accounts namely: BANK ACCOUNT TRADING ACCOUNT DEMAT ACCOUNT
  • gate
    Trading account
    description
    Trading account or broking account with a SEBI registered stock broker of a recognized Stock Exchange. To open a trading account, you have to fill ACCOUNT OPENING FORM and submit the signed Know Your Client (KYC) documents.
  • gate
    Demat account
    description
    Demat account maintained with a Depository through a SEBI registered Depository Participant (DP)
  • gate
    KYC
    description
    KYC is mandatory under the Prevention of Money Laundering Act, 2002 and Rules framed thereunder.

source https://investor.sebi.gov.in/pdf/reference-material/languages/english/SM%20Booklet_English%20-%20Final%20(Low).pdf · dated 2022-04-04

reference_endpointsPublic reference locations with purpose and source

source https://investor.sebi.gov.in/pdf/reference-material/languages/english/SM%20Booklet_English%20-%20Final%20(Low).pdf · dated 2022-04-04

change_noticesVersioned rules changes and operational notices
  • notice
    SEC Division of Corporation Finance designates BSE Limited as a designated offshore securities market within the meaning of Rule 902(b) of Regulation S
    date
    May 15, 2018

source https://www.sec.gov/files/divisions/corpfin/cf-noaction/2018/bse-limited-exchange-reg-s-051518.pdf · dated May 15, 2018

Appendix E · ESG disclosure section

standard ESG-10060 · Sustainability Disclosure

ESG · in.esg.v2 · supersedes in.esg.v1 · produced 2026-10-31T02:58:13Z · signed on the node door

Sustainability disclosure remains a specialised ECO record with its rules in ACM. A jurisdiction's adoption of a framework is distinct from the framework's application to a particular issuer or period; the schema preserves that distinction and never turns disclosure availability into a sustainability rating.

regimeNamed sustainability-disclosure regime and its scope
name
Business Responsibility and Sustainability Report (BRSR)
legal_basis
Regulation 34(2)(f) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
scope
for the top one thousand listed entities based on market capitalization, a Business Responsibility and Sustainability Report on the environmental, social and governance disclosures

source https://www.sebi.gov.in/sebi_data/commondocs/may-2024/BRSR%20Recommendations%20by%20Expert%20Committee%20for%20Facilitating%20Ease%20of%20Doing%20..._p.pdf · dated 2024-05-22

authorityResponsible issuing or supervisory authorities
  • name
    Securities and Exchange Board of India (SEBI)
    role
    mandated the top 1,000 listed companies to make ESG disclosures as per the BRSR

source https://www.sebi.gov.in/sebi_data/meetingfiles/apr-2023/1681703013916_1.pdf · dated 2023-04-17

effective_datesEffective intervals and staged commencement conditions
  • scope
    top 1000 listed entities (by market capitalization)
    voluntary
    FY 2021 – 22
    mandatory_from
    FY 2022 – 23

source https://www.sebi.gov.in/sebi_data/meetingfiles/apr-2021/1619067265752_1.pdf · dated 2021-06-13

reporting_standardsReferenced disclosure standards and applicable editions
  • standard
    National Guidelines on Responsible Business Conduct (NGRBCs)
    edition
    March 2019
    note
    BRSR structured around disclosures on the nine principles laid down by the NGRBCs

source https://www.sebi.gov.in/sebi_data/meetingfiles/apr-2021/1619067265752_1.pdf · dated 2021-06-13

taxonomyClassification frameworks, criteria and binding statusnot found
assuranceRequired assurance, qualifications and transition conditions
  • requirement
    Listed entities shall mandatorily undertake assessment or assurance of the BRSR Core, as per the glide path
    glide_path
    2023 – 24
    Top 150 listed entities
    2024 – 25
    Top 250 listed entities
    2025 – 26
    Top 500 listed entities
    2026 – 27
    Top 1000 listed entities
  • definition
    “assessment” refers to third-party assessment undertaken as per the standards developed by the Industry Standards Forum (ISF) in consultation with SEBI
  • provider_qualification
    The Board of the listed entity shall ensure that the assessment or assurance provider of the BRSR Core has the necessary expertise
  • independence
    no conflict of interest with the assessment or assurance provider; provider or associates do not sell products or provide any non-audit / non-assessment / non-assurance related service including consulting services
  • value_chain
    The assessment or assurance of value chain disclosures shall be applicable on a voluntary basis from FY 2026-27

source https://www.sebi.gov.in/sebi_data/attachdocs/mar-2025/1743159419610.pdf · dated March 28, 2025

filing_store_and_formatAuthoritative destination and required filing format
  • destination
    Annual Report
    detail
    Disclosures for value chain shall be made by the listed company as per BRSR Core, as part of its Annual Report
  • format
    The filing of BRSR shall be in the manner and form as specified under the provisions of LODR Regulations

source https://www.sebi.gov.in/sebi_data/attachdocs/mar-2025/1743159419610.pdf · dated March 28, 2025

interoperabilityRecognised equivalence, mapping or substituted-compliance provisions
  • provision
    Inter-operability of reporting
    detail
    entities which prepare sustainability reports based on internationally accepted reporting frameworks may provide a cross-referencing of the disclosures so made under such framework while making the relevant disclosures sought under the BRSR format

source https://www.sebi.gov.in/sebi_data/meetingfiles/apr-2021/1619067265752_1.pdf · dated 2021-06-13

rule_revision_refApplicable immutable ACM disclosure-rule revisionsnot found
sourcesSupporting regime and disclosure evidence

source https://www.sebi.gov.in/sebi_data/attachdocs/jul-2023/1689166456465.pdf · dated July 12, 2023