SM-ECO-10060 · Finland
Finland · fi-eco-10060
chapter fi.chapter.v10 · supersedes fi.chapter.v9 · as of 2026-10-31 · node fi-cm-kg · https://fi.eu-cm-kg.ai/book/
ECO · fi.eco.v3 · supersedes fi.eco.v2 · produced 2026-10-31T02:01:21Z · signed on the node door
The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.
jurisdiction_scopeTerritory, regime boundaries and cross-border applicability | not found |
|---|---|
competent_authoritiesRegulators, competent authorities and allocation of responsibility | Financial Supervisory Authority (FIN-FSA / Finanssivalvonta) source https://www.finanssivalvonta.fi/en/ · dated not found |
duty_mapApplicable product-governance and suitability duties by activity and actor |
source https://mcp.getissuer.ai/mcp · dated not found |
regulated_activitiesActivities requiring authorisation and their scope |
source https://www.finanssivalvonta.fi/en/ · dated 30 June 2026 |
participant_categoriesIssuer, intermediary, investor and client categories | not found |
product_categoriesInstrument classes, exclusions and special regimes | not found |
issuer_and_listing_scopeDomicile, listing and issuer-status distinctions | not found |
exchanges_and_venuesVenue identities linked to AMP records |
source https://www.finanssivalvonta.fi/en/financial-market-participants/capital-markets/issuers-and-investors/disclosure-obligation/ · dated not found |
information_storesAuthoritative regulated-information repositories | Nasdaq Helsinki acts as maintainer of the central storage facility (Officially Appointed Mechanism, OAM); issuers submit regulated information to the OAM, FIN-FSA and the market operator source https://www.finanssivalvonta.fi/en/financial-market-participants/capital-markets/issuers-and-investors/esef-xbrl/ · dated not found |
store_lookupDocumented lookup methods and identifier requirements | not found |
periodic_reportingPeriodic duties, deadlines, triggering events and exceptions |
source https://www.finlex.fi/api/media/statute-foreign-language-translation/898383/mainPdf/main.pdf · dated not found |
ad_hoc_disclosureEvent-driven and inside-information disclosure obligations | EU MAR art. 17 — 'Issuers must inform the public as soon as possible of inside information'; delay allowed on three conditions with notification to FIN-FSA after disclosure via its e-services source https://www.finanssivalvonta.fi/en/financial-market-participants/capital-markets/issuers-and-investors/inside-information/public-disclosure-and-the-delay-of-disclosure-of-inside-information/ · dated not found |
filing_formatsRequired formats, validation requirements and document types | ESEF: entire annual financial report as XHTML; IFRS consolidated financial statements tagged with XBRL; applies from financial statements for 2021; annual financial statements made public per Commission Delegated Regulation (EU) 2019/815 source https://www.finanssivalvonta.fi/en/financial-market-participants/capital-markets/issuers-and-investors/esef-xbrl/ · dated not found |
filing_languagesRequired or accepted languages and translation conditions | Regulated information shall be disclosed either in Finnish or in Swedish; FIN-FSA may permit another language (Securities Markets Act, 'Language of the regulated information') source https://www.finlex.fi/api/media/statute-foreign-language-translation/898383/mainPdf/main.pdf · dated not found |
prospectus_regimeOffering and admission requirements, exemptions and thresholds | not found |
product_disclosuresProduct documents and pre-contract information duties | not found |
takeover_regimeOffer rules, control triggers and shareholder treatment | not found |
ownership_reportingSignificant holdings, beneficial ownership and notification duties | not found |
short_sellingRestrictions, disclosure, locate or borrowing requirements, emergency measures | not found |
market_abuseInsider dealing, manipulation and related disclosure regimes | not found |
trading_controlsMarket-wide trading constraints and intervention powers | not found |
market_calendarAuthoritative calendars and exceptional closures | not found |
halts_sourcesOfficial halt and suspension sources with scope | not found |
identifiersSecurity and entity identifier conventions and validation sources | not found |
isin_prefixISIN prefix information and its limits as a jurisdiction indicator | FI — Euroclear Finland is the National Numbering Agency in Finland (example FI0000123456, ISO 6166) source https://cf.euroclear.com/finland/en/services/ISIN-code-assignment.html · dated not found |
lei_requirementsLegal Entity Identifier requirements and authoritative lookup references | not found |
settlementSettlement cycles by instrument and venue, exceptions and transition dates | not found |
clearing_and_custodyClearing, depository, custody and asset-protection frameworks | not found |
corporate_actionsRights, elections, notices and procedural deadlines | not found |
cross_border_accessForeign participation and cross-border offering or service restrictions | not found |
tax_at_sourceWithholding regimes by income, instrument and recipient category; relief conditions | not found |
fees_and_leviesTransaction taxes, statutory levies and relevant charges | not found |
conduct_and_conflictsConduct, inducement and conflict-management duties relevant to distribution | not found |
recordkeepingRetention, evidence, format and reconstruction requirements | not found |
complaints_and_redressComplaint, escalation and redress routes | not found |
additional_duty_fieldsFurther sourceable duty-relevant fields, introduced through a versioned catalogue extension | not found |
ACM · fi.acm.v3 · supersedes fi.acm.v2 · produced 2026-10-31T01:48:24Z · signed on the node door
The register revision is incorporated by reference to ACM-68000 (Agent Clearance Manifest) canonical text v1.0 §8.1 and is not redrawn here. These are chapter attachment fields connecting the chapter to that register; they never redefine rule_version, signal meanings or revision internals.
register_revision_refExact immutable revision governed by ACM-68000 §8.1 |
source https://www.finanssivalvonta.fi/en/publications-and-press-releases/supervision-releases/2023/revision-to-fin-fsa-regulations-and-guidelines-72018-concerning-mifid-ii-product-governance-requirements/ · dated 4 October 2023 |
|---|---|
register_schema_refAuthoritative register-revision schema and its version | ACM-68000 canonical text v1.0 §8.1 — a register revision source https://acm-68000.org/ · dated 2026-10-30 |
chapter_evidence_refImmutable chapter version and section from which the revision was produced |
source https://mcp.getissuer.ai/mcp · dated 2026-10-31 |
rule_applicabilityMarket-specific applicability evidence for the referenced revision | not found |
shared_revision_refShared-family revisions produced by the apex, where applicable |
source https://www.esma.europa.eu/sites/default/files/2023-08/ESMA35-43-3448_Guidelines_on_product_governance.pdf · dated 03/08/2023 |
national_overlay_refSeparately versioned national additions or exceptions | not found |
revision_change_evidenceSources supporting selection or succession of the referenced revision |
source https://www.finanssivalvonta.fi/en/publications-and-press-releases/supervision-releases/2023/revision-to-fin-fsa-regulations-and-guidelines-72018-concerning-mifid-ii-product-governance-requirements/ · dated 4 October 2023 |
standard AIO-10060 · AI Orderability
AIO · fi.aio.v4 · supersedes fi.aio.v3 · produced 2026-10-31T20:04:09Z · signed on the node door
The chapter describes the source-backed determination framework. A product-specific orderability result requires the product record, the client category, the relevant evidence and the applicable rule revision; this section never manufactures that result from market membership alone. It adds no field to the deployed receipt.
client_categoriesClient classifications and source-backed qualification criteria | not found |
|---|---|
target_marketPositive target-market criteria and their applicability | not found |
negative_target_marketExplicit exclusions or incompatible client characteristics | not found |
distribution_conditionsPermitted distribution methods and constraints | not found |
required_assessmentsSuitability, appropriateness or other assessment requirements and triggers | not found |
product_documentationRequired product, risk and target-market documents | not found |
review_triggersRequired review events and periodic review conditions | not found |
evidence_requirementsEvidence needed to support a scoped outcome | not found |
orderability_profile_refSchema for the product, market and client-class outcome produced under these rules | not found |
sourcesSupporting documents and provenance not attached to a specific field |
source https://www.finanssivalvonta.fi/en/publications-and-press-releases/supervision-releases/2023/revision-to-fin-fsa-regulations-and-guidelines-72018-concerning-mifid-ii-product-governance-requirements/ · dated 4 October 2023 |
standard AMP-10060 · Agentic Market Protocol
AMP · fi.amp.v2 · supersedes fi.amp.v1 · produced 2026-10-31T02:35:30Z · signed on the node door
Each venue record is keyed by its evidenced Market Identifier Code (MIC). Where an activity has no applicable code, the gap is preserved with a separately typed reference; no code is invented. This section supplies reference information only; it establishes no entitlement, permission to route or order placement. A later permission profile requires its own actor, instrument, action and endpoint evidence.
source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20230925
venue_identityVenue name, operator and authoritative identity evidence | not found |
|---|---|
venue_scopeOperating or segment scope, products and jurisdiction bindings | not found |
rules_pageAuthoritative venue rule source | not found |
haltsOfficial halt information and applicability scope | not found |
clearing_houseClearing relationships by instrument and service | not found |
participant_rolesDefined participant categories and responsibilities | not found |
market_maker_obligationsSource-backed obligations and exemptions for market makers | not found |
gatesDocumented entry, membership and access prerequisites | not found |
reference_endpointsPublic reference locations with purpose and source | not found |
settlement_linksRelated market or venue settlement records | not found |
change_noticesVersioned rules changes and operational notices | not found |
sourcesAdditional source-backed venue evidence | not found |
source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20230925
venue_identityVenue name, operator and authoritative identity evidence |
source https://www.juliusbaer.com/fileadmin/legal/20250723-bjb-mifid-ii-execution-venue-list.pdf · dated July 2025 |
|---|---|
venue_scopeOperating or segment scope, products and jurisdiction bindings | not found |
rules_pageAuthoritative venue rule source | not found |
haltsOfficial halt information and applicability scope | not found |
calendarSessions, holidays and exceptional closures | not found |
clearing_houseClearing relationships by instrument and service | not found |
participant_rolesDefined participant categories and responsibilities | not found |
market_maker_obligationsSource-backed obligations and exemptions for market makers | not found |
gatesDocumented entry, membership and access prerequisites | not found |
reference_endpointsPublic reference locations with purpose and source | not found |
settlement_linksRelated market or venue settlement records | not found |
change_noticesVersioned rules changes and operational notices | not found |
sourcesAdditional source-backed venue evidence | not found |
standard ESG-10060 · Sustainability Disclosure
ESG · fi.esg.v2 · supersedes fi.esg.v1 · produced 2026-10-31T02:56:24Z · signed on the node door
Sustainability disclosure remains a specialised ECO record with its rules in ACM. A jurisdiction's adoption of a framework is distinct from the framework's application to a particular issuer or period; the schema preserves that distinction and never turns disclosure availability into a sustainability rating.
regimeNamed sustainability-disclosure regime and its scope | not found |
|---|---|
authorityResponsible issuing or supervisory authorities | not found |
applicabilityCovered entities, products, thresholds and exemptions | not found |
adoption_stageProposal, adoption, commencement and transitional operation, distinguished | not found |
effective_datesEffective intervals and staged commencement conditions | not found |
disclosure_dutiesRequired disclosures, reporting periods and filing obligations | not found |
reporting_standardsReferenced disclosure standards and applicable editions | not found |
taxonomyClassification frameworks, criteria and binding status | not found |
climate_requirementsSource-backed climate disclosure requirements and scope | not found |
assuranceRequired assurance, qualifications and transition conditions | not found |
filing_store_and_formatAuthoritative destination and required filing format | not found |
interoperabilityRecognised equivalence, mapping or substituted-compliance provisions | not found |
rule_revision_refApplicable immutable ACM disclosure-rule revisions | not found |
sourcesSupporting regime and disclosure evidence | not found |