SM-ECO-10060 · Spain
Spain · es-eco-10060
chapter es.chapter.v13 · supersedes es.chapter.v12 · as of 2026-10-31 · node es-cm-kg · https://es.eu-cm-kg.ai/book/
ECO · es.eco.v5 · supersedes es.eco.v4 · produced 2026-10-31T03:33:10Z · signed on the node door
The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.
jurisdiction_scopeTerritory, regime boundaries and cross-border applicability |
source http://www.cnmv.es/loultimo/ISGLOBALMIFIDII_EN.pdf · dated 2 January 2018 |
|---|---|
competent_authoritiesRegulators, competent authorities and allocation of responsibility | Comisión Nacional del Mercado de Valores (CNMV) source https://www.cnmv.es/portal/home · dated not found |
duty_mapApplicable product-governance and suitability duties by activity and actor |
source https://mcp.getissuer.ai/mcp · dated not found |
regulated_activitiesActivities requiring authorisation and their scope |
source http://www.cnmv.es/loultimo/ISGLOBALMIFIDII_EN.pdf · dated 16th November 2017 |
participant_categoriesIssuer, intermediary, investor and client categories |
source https://api.cnmv.es/docportal/Legislacion/FAQ/FAQ_MiFIDII_EN.pdf · dated 13 July 2018 |
product_categoriesInstrument classes, exclusions and special regimes |
source https://api.cnmv.es/docportal/Legislacion/FAQ/FAQ_MiFIDII_EN.pdf · dated 9 December 2025 |
issuer_and_listing_scopeDomicile, listing and issuer-status distinctions | not found |
exchanges_and_venuesVenue identities linked to AMP records |
source https://www.cnmv.es/portal/Consultas/Rectoras/ListadosIM · dated not found |
information_storesAuthoritative regulated-information repositories | CNMV 'Entidades emisoras: Información regulada' register (datos generales, información privilegiada, otra información relevante, informes financieros anuales, información financiera intermedia, etc.). The page does not itself use the label 'OAM'. source https://www.cnmv.es/portal/Consultas/Emisores-Informacion-Regulada · dated not found |
store_lookupDocumented lookup methods and identifier requirements | Search issuer by name on CNMV regulated-information page source https://www.cnmv.es/portal/Consultas/Emisores-Informacion-Regulada · dated not found |
periodic_reportingPeriodic duties, deadlines, triggering events and exceptions |
source https://www.boe.es/buscar/act.php?id=BOE-A-2023-7053 · dated not found |
ad_hoc_disclosureEvent-driven and inside-information disclosure obligations | EU MAR art. 17 — ESMA guidelines text (art. 17(7)): whenever confidentiality is no longer ensured the issuer shall disclose inside information to the public as soon as possible. CNMV register carries these as 'Información privilegiada'. source https://www.esma.europa.eu/sites/default/files/library/esma70-156-4966_mar_gls-delay_in_the_disclosure_of_inside_information.pdf · dated not found |
filing_formatsRequired formats, validation requirements and document types | ESEF: annual financial reports in XHTML with IFRS consolidated statements marked up in Inline XBRL (RTS on ESEF; ESMA). Periodic half-year reports submitted via CNMV electronic registry using CNMV models/taxonomy. source https://www.esma.europa.eu/issuer-disclosure/enforcement-corporate-reporting · dated not found |
filing_languagesRequired or accepted languages and translation conditions | Spanish (castellano) prevails; a half-year report may also be sent in a second language, which must be a faithful copy of the Spanish version, Spanish prevailing in case of discrepancy source https://www.cnmv.es/DocPortal/DocFaseConsulta/CNMV/CP_CircularIPP2026.pdf · dated not found |
takeover_regimeOffer rules, control triggers and shareholder treatment | not found |
ownership_reportingSignificant holdings, beneficial ownership and notification duties | not found |
short_sellingRestrictions, disclosure, locate or borrowing requirements, emergency measures | not found |
market_abuseInsider dealing, manipulation and related disclosure regimes |
source http://www.cnmv.es/loultimo/ISGLOBALMIFIDII_EN.pdf · dated 2 January 2018 |
trading_controlsMarket-wide trading constraints and intervention powers |
source http://www.cnmv.es/loultimo/ISGLOBALMIFIDII_EN.pdf · dated 2 January 2018 |
market_calendarAuthoritative calendars and exceptional closures | BME Calendario Bolsa (session calendar 2026) source https://www.bolsasymercados.es/es/bme-exchange/negociar/calendario-del-mercado.html · dated not found |
identifiersSecurity and entity identifier conventions and validation sources |
source http://www.cnmv.es/loultimo/ISGLOBALMIFIDII_EN.pdf · dated 2 January 2018 |
isin_prefixISIN prefix information and its limits as a jurisdiction indicator | ES — Agencia Nacional de Codificación de Valores (ANCV), part of CNMV source https://www.cnmv.es/portal/ANCV/ConsultaISIN · dated not found |
lei_requirementsLegal Entity Identifier requirements and authoritative lookup references |
source http://www.cnmv.es/loultimo/ISGLOBALMIFIDII_EN.pdf · dated 2 January 2018 |
settlementSettlement cycles by instrument and venue, exceptions and transition dates | not found |
clearing_and_custodyClearing, depository, custody and asset-protection frameworks | not found |
corporate_actionsRights, elections, notices and procedural deadlines | not found |
retail_accessRetail distribution limits, access restrictions and safeguards |
source https://www.cnmv.es/webservices/verdocumento/ver?t=%7B4040fb43-bfc5-4bba-84be-980e50de144e%7D · dated 11 October 2023 |
cross_border_accessForeign participation and cross-border offering or service restrictions | not found |
tax_at_sourceWithholding regimes by income, instrument and recipient category; relief conditions | not found |
fees_and_leviesTransaction taxes, statutory levies and relevant charges | not found |
conduct_and_conflictsConduct, inducement and conflict-management duties relevant to distribution |
source https://api.cnmv.es/docportal/Legislacion/FAQ/FAQ_MiFIDII_EN.pdf · dated 18 June 2026 |
recordkeepingRetention, evidence, format and reconstruction requirements |
source https://www.cnmv.es/webservices/verdocumento/ver?t=%7B4040fb43-bfc5-4bba-84be-980e50de144e%7D · dated 11 October 2023 |
complaints_and_redressComplaint, escalation and redress routes | not found |
effective_changesEnacted, proposed and transitional changes, kept distinguishable |
source https://www.cnmv.es/webservices/verdocumento/ver?t=%7B4040fb43-bfc5-4bba-84be-980e50de144e%7D · dated 11 October 2023 |
additional_duty_fieldsFurther sourceable duty-relevant fields, introduced through a versioned catalogue extension | not found |
ACM · es.acm.v3 · supersedes es.acm.v2 · produced 2026-10-31T01:47:58Z · signed on the node door
The register revision is incorporated by reference to ACM-68000 (Agent Clearance Manifest) canonical text v1.0 §8.1 and is not redrawn here. These are chapter attachment fields connecting the chapter to that register; they never redefine rule_version, signal meanings or revision internals.
register_revision_refExact immutable revision governed by ACM-68000 §8.1 |
source https://www.cnmv.es/docportal/Legislacion/FAQ/FAQ_MiFIDII_EN.pdf · dated 18 June 2026 |
|---|---|
register_schema_refAuthoritative register-revision schema and its version | ACM-68000 canonical text v1.0 §8.1 — a register revision source https://acm-68000.org/ · dated 2026-10-30 |
chapter_evidence_refImmutable chapter version and section from which the revision was produced |
source https://mcp.getissuer.ai/mcp · dated 2026-10-31 |
rule_applicabilityMarket-specific applicability evidence for the referenced revision |
source https://www.cnmv.es/webservices/verdocumento/ver?t=%7B4040fb43-bfc5-4bba-84be-980e50de144e%7D · dated 11 October 2023 |
shared_revision_refShared-family revisions produced by the apex, where applicable |
source https://www.esma.europa.eu/sites/default/files/2023-08/ESMA35-43-3448_Guidelines_on_product_governance.pdf · dated 03/08/2023 |
national_overlay_refSeparately versioned national additions or exceptions | not found |
revision_change_evidenceSources supporting selection or succession of the referenced revision |
source https://www.cnmv.es/docportal/Legislacion/FAQ/FAQ_MiFIDII_EN.pdf · dated 18 June 2026 |
standard AIO-10060 · AI Orderability
AIO · es.aio.v5 · supersedes es.aio.v4 · produced 2026-10-31T22:31:49Z · signed on the node door
The chapter describes the source-backed determination framework. A product-specific orderability result requires the product record, the client category, the relevant evidence and the applicable rule revision; this section never manufactures that result from market membership alone. It adds no field to the deployed receipt.
duty_revision_refApplicable immutable ACM rule revision | not found |
|---|---|
product_scopeProducts and instrument categories covered by the target-market regime |
source https://www.cnmv.es/webservices/verdocumento/ver?t=%7Be885ad77-b855-4b69-bf94-e470f1238343%7D · dated 12 December 2017 |
client_categoriesClient classifications and source-backed qualification criteria | not found |
target_marketPositive target-market criteria and their applicability |
source https://www.cnmv.es/webservices/verdocumento/ver?t=%7Be885ad77-b855-4b69-bf94-e470f1238343%7D · dated 12 December 2017 |
negative_target_marketExplicit exclusions or incompatible client characteristics |
source https://www.cnmv.es/webservices/verdocumento/ver?t=%7Be885ad77-b855-4b69-bf94-e470f1238343%7D · dated 12 December 2017 |
distribution_conditionsPermitted distribution methods and constraints |
source https://www.cnmv.es/webservices/verdocumento/ver?t=%7Be885ad77-b855-4b69-bf94-e470f1238343%7D · dated 12 December 2017 |
required_assessmentsSuitability, appropriateness or other assessment requirements and triggers |
source https://www.cnmv.es/webservices/verdocumento/ver?t=%7Be885ad77-b855-4b69-bf94-e470f1238343%7D · dated 12 December 2017 |
product_documentationRequired product, risk and target-market documents |
source https://www.cnmv.es/webservices/verdocumento/ver?t=%7B4040fb43-bfc5-4bba-84be-980e50de144e%7D · dated 11 October 2023 |
manufacturer_distributor_rolesResponsibilities and information exchange between actors |
source https://www.cnmv.es/docportal/Legislacion/FAQ/FAQ_MiFIDII_EN.pdf · dated 13 July 2018 |
review_triggersRequired review events and periodic review conditions |
source https://www.cnmv.es/docportal/Legislacion/FAQ/FAQ_MiFIDII_EN.pdf · dated 30 October 2017 |
evidence_requirementsEvidence needed to support a scoped outcome |
source https://www.cnmv.es/webservices/verdocumento/ver?t=%7B4040fb43-bfc5-4bba-84be-980e50de144e%7D · dated 11 October 2023 |
exceptionsSource-backed exceptions with conditions and boundaries |
source https://www.cnmv.es/webservices/verdocumento/ver?t=%7B4040fb43-bfc5-4bba-84be-980e50de144e%7D · dated 11 October 2023 |
orderability_profile_refSchema for the product, market and client-class outcome produced under these rules | not found |
sourcesSupporting documents and provenance not attached to a specific field |
source https://www.cnmv.es/webservices/verdocumento/ver?t=%7B4040fb43-bfc5-4bba-84be-980e50de144e%7D · dated 11 October 2023 |
standard AMP-10060 · Agentic Market Protocol
AMP · es.amp.v2 · supersedes es.amp.v1 · produced 2026-10-31T02:35:48Z · signed on the node door
Each venue record is keyed by its evidenced Market Identifier Code (MIC). Where an activity has no applicable code, the gap is preserved with a separately typed reference; no code is invented. This section supplies reference information only; it establishes no entitlement, permission to route or order placement. A later permission profile requires its own actor, instrument, action and endpoint evidence.
source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20050627
venue_identityVenue name, operator and authoritative identity evidence |
source https://www.bolsasymercados.es/dam/descargas/regulacion/renta-variable/bolsa-madrid/instruccion-operativa/2026/instruccion-operativa-fusion-bme-srbvm-ingles.pdf · dated January 5, 2026 |
|---|---|
venue_scopeOperating or segment scope, products and jurisdiction bindings | not found |
rules_pageAuthoritative venue rule source | Madrid Stock Exchange Rule Book source https://www.bolsasymercados.es/dam/descargas/regulacion/renta-variable/bolsa-madrid/reglamento/2017/rule-book-madrid-stock-exchange.pdf · dated 2025-08-30 |
haltsOfficial halt information and applicability scope |
source https://www.cnmv.es/webservices/verdocumento/ver?t=%7B100ee275-3a6a-4bed-a2f5-1987caeb3ce0%7D · dated 19 January of 2026 |
calendarSessions, holidays and exceptional closures |
source https://www.bolsasymercados.es/dam/descargas/regulacion/renta-variable/sociedad-de-bolsas/instrucciones-operativas/2025/2025-65-io-calendario-de-sesiones-2026.pdf · dated 20 de noviembre de 2025 |
clearing_houseClearing relationships by instrument and service |
source https://www.bolsasymercados.es/dam/descargas/regulacion/renta-variable/bolsa-madrid/reglamento/2017/rule-book-madrid-stock-exchange.pdf · dated 2025-08-30 |
participant_rolesDefined participant categories and responsibilities |
source https://www.bolsasymercados.es/dam/descargas/regulacion/renta-variable/bolsa-madrid/reglamento/2017/rule-book-madrid-stock-exchange.pdf · dated 2025-08-30 |
market_maker_obligationsSource-backed obligations and exemptions for market makers | not found |
reference_endpointsPublic reference locations with purpose and source |
source https://www.bolsasymercados.es/dam/descargas/regulacion/renta-variable/bolsa-madrid/circular/2025/circular-3-2025-admision-bolsa-de-madrid-bme-easy-access.pdf · dated 19 de marzo de 2025 |
settlement_linksRelated market or venue settlement records |
source https://www.bolsasymercados.es/dam/descargas/regulacion/renta-variable/bolsa-madrid/reglamento/2017/rule-book-madrid-stock-exchange.pdf · dated 2025-08-30 |
change_noticesVersioned rules changes and operational notices |
source https://www.bolsasymercados.es/dam/descargas/regulacion/renta-variable/bolsa-madrid/instruccion-operativa/2026/instruccion-operativa-fusion-bme-srbvm-ingles.pdf · dated January 5, 2026 |
sourcesAdditional source-backed venue evidence | not found |
source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20240624
venue_identityVenue name, operator and authoritative identity evidence |
source https://www.bolsasymercados.es/dam/descargas/regulacion/mtf-equity/circular/2026/20260428-circular-3-2026-asesor-registrado-bme-growth-esp.pdf · dated 27 de abril de 2026 |
|---|---|
venue_scopeOperating or segment scope, products and jurisdiction bindings |
source https://www.bmegrowth.es/docs/normativa/esp/circulares/2025/Circular-3-2025_Normas-de-contratacion-BME-GROWTH.pdf · dated 28 de octubre de 2025 |
rules_pageAuthoritative venue rule source |
source https://www.bmegrowth.es/docs/normativa/esp/circulares/2025/Circular-3-2025_Normas-de-contratacion-BME-GROWTH.pdf · dated 28 de octubre de 2025 |
clearing_houseClearing relationships by instrument and service | not found |
participant_rolesDefined participant categories and responsibilities |
source https://www.bolsasymercados.es/dam/descargas/regulacion/mtf-equity/circular/2026/20260428-circular-3-2026-asesor-registrado-bme-growth-esp.pdf · dated 27 de abril de 2026 |
market_maker_obligationsSource-backed obligations and exemptions for market makers | not found |
gatesDocumented entry, membership and access prerequisites |
source https://www.bolsasymercados.es/dam/descargas/regulacion/mtf-equity/circular/2026/20260428-circular-3-2026-asesor-registrado-bme-growth-esp.pdf · dated 27 de abril de 2026 |
reference_endpointsPublic reference locations with purpose and source |
source https://www.bolsasymercados.es/dam/descargas/regulacion/mtf-equity/circular/2026/20260428-circular-3-2026-asesor-registrado-bme-growth-esp.pdf · dated 27 de abril de 2026 |
settlement_linksRelated market or venue settlement records | not found |
change_noticesVersioned rules changes and operational notices |
source https://www.bolsasymercados.es/dam/descargas/regulacion/mtf-equity/circular/2026/20260428-circular-3-2026-asesor-registrado-bme-growth-esp.pdf · dated 27 de abril de 2026 |
sourcesAdditional source-backed venue evidence |
source https://www.bmegrowth.es/docs/normativa/esp/circulares/2025/Circular-3-2025_Normas-de-contratacion-BME-GROWTH.pdf · dated 28 de octubre de 2025 |
standard ESG-10060 · Sustainability Disclosure
ESG · es.esg.v2 · supersedes es.esg.v1 · produced 2026-10-31T02:56:33Z · signed on the node door
Sustainability disclosure remains a specialised ECO record with its rules in ACM. A jurisdiction's adoption of a framework is distinct from the framework's application to a particular issuer or period; the schema preserves that distinction and never turns disclosure availability into a sustainability rating.
regimeNamed sustainability-disclosure regime and its scope | not found |
|---|---|
authorityResponsible issuing or supervisory authorities | not found |
applicabilityCovered entities, products, thresholds and exemptions | not found |
adoption_stageProposal, adoption, commencement and transitional operation, distinguished | not found |
effective_datesEffective intervals and staged commencement conditions | not found |
disclosure_dutiesRequired disclosures, reporting periods and filing obligations | not found |
reporting_standardsReferenced disclosure standards and applicable editions | not found |
taxonomyClassification frameworks, criteria and binding status | not found |
climate_requirementsSource-backed climate disclosure requirements and scope | not found |
assuranceRequired assurance, qualifications and transition conditions | not found |
filing_store_and_formatAuthoritative destination and required filing format | not found |
interoperabilityRecognised equivalence, mapping or substituted-compliance provisions |
source https://www.sec.gov/files/substituted-compliance-application-cnmv-spain-final108748_1.pdf · dated August 20, 2021 |
rule_revision_refApplicable immutable ACM disclosure-rule revisions | not found |