Standard held by Allooloo Technologies Corp. · Open standard, MIT licence.

SM-ECO-10060 · Australia

SM-ECO-10060sm-eco-10060.org/market/au/

Australia · au-eco-10060

chapter au.chapter.v15 · supersedes au.chapter.v14 · as of 2026-11-01 · node au-cm-kg · https://mcp.au-cm-kg.ai/book/

7.2 The field element (every catalogue entry below is one of these)

Ask get_orderability with: the chapter names no client category yet (AIO client_categories not found), so no outcome can be concluded here · https://mcp.au-cm-kg.ai/book/aio.json

Appendix A · ECO market section

ECO · au.eco.v4 · supersedes au.eco.v3 · produced 2026-11-01T00:35:35Z · signed on the node door

The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.

jurisdiction_scopeTerritory, regime boundaries and cross-border applicability
territory
Australia
regime
Design and distribution obligations in Pt 7.8A of the Corporations Act
applicability
issuers and distributors of financial products that are available for acquisition by issue or by regulated sale in Australia

source https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf · dated September 2024

competent_authoritiesRegulators, competent authorities and allocation of responsibilityAustralian Securities and Investments Commission (ASIC) - "Australia's integrated corporate, markets, financial services and consumer credit regulator"

source https://asic.gov.au/about-asic/what-we-do/ · dated not found

duty_mapApplicable product-governance and suitability duties by activity and actor

source https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf · dated September 2024

participant_categoriesIssuer, intermediary, investor and client categoriesnot found
product_categoriesInstrument classes, exclusions and special regimesnot found
issuer_and_listing_scopeDomicile, listing and issuer-status distinctions
primary_vs_secondary
The DDO regime applies to primary or initial offerings of financial products to retail clients; it does not apply to trading of products on secondary markets

source https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf · dated 2019-09-10

exchanges_and_venuesVenue identities linked to AMP records

source https://www.asx.com.au/markets/trade-our-cash-market/directory · dated not found

information_storesAuthoritative regulated-information repositoriesASX market announcements (Market Announcements Office / platform; today's and historical announcements). Periodic disclosure is 'made to ASX's market announcements office'

source https://www.asx.com.au/markets/trade-our-cash-market/announcements · dated not found

store_lookupDocumented lookup methods and identifier requirementsASX Historical announcements search page (under Markets > Trade our cash market); page text does not confirm search-by-code or a per-company URL pattern

source https://www.asx.com.au/markets/trade-our-cash-market/historical-announcements · dated not found

periodic_reportingPeriodic duties, deadlines, triggering events and exceptions
  • report
    Half-year (Appendix 4D with half-year accounts, LR 4.2A)
    deadline
    no later than 2 months (75 days for a mining exploration entity or oil and gas exploration entity) after the end of the half year
  • report
    Preliminary final report (Appendix 4E, LR 4.3A/4.3B)
    deadline
    no later than two months after the end of the accounting period
  • report
    Annual report (LR 4.5)
    deadline
    when lodged with ASIC and in any event no later than three months after the end of the accounting period

source https://www.asx.com.au/documents/rules/Chapter04.pdf · dated not found

ad_hoc_disclosureEvent-driven and inside-information disclosure obligationsASX Listing Rule 3.1: "Once an entity is or becomes aware of any information concerning it that a reasonable person would expect to have a material effect on the price or value of the entity's securities, the entity must immediately tell ASX that information." Exceptions in LR 3.1A; guidance in Guidance Note 8

source https://www.asx.com.au/documents/rules/Chapter03.pdf · dated not found

filing_formatsRequired formats, validation requirements and document types
  • document
    Half-year information under rule 4.2A (Appendix 4D)
    format
    documents must be merged into one pdf file to be eLodged
  • document
    Preliminary final report under rule 4.3A (Appendix 4E)
    format
    documents must be merged into one pdf file to be eLodged

source https://www.asx.com.au/documents/rules/Chapter04.pdf · dated 1 December 2019

filing_languagesRequired or accepted languages and translation conditionsDocuments given to ASX that are not in English must be accompanied by an English translation (Guidance Note 8 s4.19, re overseas-exchange documents)

source https://www.asx.com.au/content/dam/asx/rules-guidance-notes-waivers/asx-listing-rules/guidance-notes/gn08-continuous-disclosure.pdf · dated not found

takeover_regimeOffer rules, control triggers and shareholder treatment
  • rule
    Section 606 of the Corporations Act 2001 (control prohibition); ASIC may grant relief from section 606 to facilitate a downstream acquisition
    detail
    Relief granted subject to a standstill condition and a voting condition that allowed the upstream acquirer to vote up to 20% of the downstream relevant interest; exemption in item 14 of section 611 unavailable where upstream company unlisted
    policy
    Regulatory Guide 71 Downstream acquisitions (RG 71)

source https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-7 · dated December 2021

short_sellingRestrictions, disclosure, locate or borrowing requirements, emergency measures
  • instrument
    ASIC Corporations (Short Selling) Instrument 2018/745
    measure
    Section 11 provides relief for deferred settlement trading of ASX quoted products following certain corporate actions such as IPOs and rights issues
    expiry
    continue until ASIC Instrument 2018/745 sunsets on 1 October 2028

source https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-7 · dated December 2021

market_abuseInsider dealing, manipulation and related disclosure regimesnot found
trading_controlsMarket-wide trading constraints and intervention powersnot found
market_calendarAuthoritative calendars and exceptional closuresASX trading hours and calendars hub: ASX Trade calendar (cash market and derivatives), expiry calendar, 2026 settlement calendar (PDF), 2026 reporting dates calendar for listed entities (PDF)

source https://www.asx.com.au/markets/market-resources/trading-hours-calendar · dated not found

halts_sourcesOfficial halt and suspension sources with scopeTrading halts per Listing Rule 17.1 ("A trading halt can only be granted for a maximum period of two trading days" - Guidance Note 16); suspension for late periodic reports per LR 17.5. No live halts-list page found on asx.com.au.

source https://www.asx.com.au/documents/rules/gn16_trading_halts.pdf · dated not found

identifiersSecurity and entity identifier conventions and validation sources
company_identifier
ACN (ASIC gives company ACN on registration, Corporations Act 2001 s118)

source https://www.legislation.gov.au/C2004A00818/latest · dated 19 September 2026

isin_prefixISIN prefix information and its limits as a jurisdiction indicatorAU - "ASX is the National Numbering Agency (NNA) for Australia"; APIR Systems Limited allocates for Australian unlisted collective investment products on ASX's behalf

source https://www.asx.com.au/markets/market-resources/isin-services · dated not found

lei_requirementsLegal Entity Identifier requirements and authoritative lookup referencesLEI issued by any GLEIF-accredited LEI issuer accredited for the entity's jurisdiction; "Legal entities are not limited to using an LEI Issuer domiciled in its own country". No Australia-specific issuer name read on an official page.

source https://www.gleif.org/en/about-lei/get-an-lei-find-lei-issuing-organizations · dated not found

settlementSettlement cycles by instrument and venue, exceptions and transition dates
  • instrument
    ASX quoted securities (new issues)
    cycle
    normal T+2 basis
    note
    First settlement date of trades conducted on a deferred settlement basis and on a normal T+2 basis is two business days after trading starts on a normal T+2 basis (3 business days after the issue date)

source https://www.asx.com.au/content/dam/asx/documents/unlinked-docs/compliance/updated-appendix-3b.pdf · dated 5 June 2021

clearing_and_custodyClearing, depository, custody and asset-protection frameworksnot found
corporate_actionsRights, elections, notices and procedural deadlines
  • event
    bonus issue
    rule
    record date must be at least 4 business days from the announcement date (day 0); ex date is one business day before the record date
  • event
    standard pro rata issue
    rule
    record date must be at least 3 business days from the announcement date (day 0)
  • event
    entitlement offer closing
    rule
    Offers close at 5pm on this day. The date must be at least 7 business days after the entity announces that the offer documents have been sent to holders.
  • event
    extension of offer closing date
    rule
    At least 3 business days' notice must be given; notification before noon (Sydney time)
  • event
    renounceable issue rights trading
    rule
    rights trading ends at the close of trading 5 business days before the applications closing date
  • event
    non-renounceable offer
    rule
    Listing rule 7.11.3 requires that non-renounceable offers must not exceed a ratio of 1:1

source https://www.asx.com.au/content/dam/asx/documents/unlinked-docs/compliance/updated-appendix-3b.pdf · dated 5 June 2021

tax_at_sourceWithholding regimes by income, instrument and recipient category; relief conditionsnot found
fees_and_leviesTransaction taxes, statutory levies and relevant chargesnot found
conduct_and_conflictsConduct, inducement and conflict-management duties relevant to distributionnot found
recordkeepingRetention, evidence, format and reconstruction requirements
  • obligation
    A distributor must keep complete and accurate records of distribution information
    includes
    • the number of complaints received about a product
    • information specified by the issuer in the TMD
    legal_basis
    s994F(3)

source https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf · dated September 2024

complaints_and_redressComplaint, escalation and redress routesnot found
effective_changesEnacted, proposed and transitional changes, kept distinguishablenot found
additional_duty_fieldsFurther sourceable duty-relevant fields, introduced through a versioned catalogue extensionnot found

Appendix B · ACM register section

ACM · au.acm.v3 · supersedes au.acm.v2 · produced 2026-10-31T01:46:52Z · signed on the node door

The register revision is incorporated by reference to ACM-68000 (Agent Clearance Manifest) canonical text v1.0 §8.1 and is not redrawn here. These are chapter attachment fields connecting the chapter to that register; they never redefine rule_version, signal meanings or revision internals.

register_revision_refExact immutable revision governed by ACM-68000 §8.1
rule_version
acm-68000/au/ddo-design-and-distribution-obligations/r1
path
register/au/acm-68000-au-ddo-design-and-distribution-obligations-r1.json
content_hash
sha256:84cd4c3e45d8dcdb393c904c35cadb7aca304617ddf6ad4297592f45e5d36c83

source https://www.corrs.com.au/insights/asic-begins-enforcement-of-design-and-distribution-obligations · dated 04 August 2022

register_schema_refAuthoritative register-revision schema and its versionACM-68000 canonical text v1.0 §8.1 — a register revision

source https://acm-68000.org/ · dated 2026-10-30

chapter_evidence_refImmutable chapter version and section from which the revision was produced
chapter
au.chapter.v3
chapter_sha256
sha256:1e2b2de80de5799569f0df789980546e0f5e55bd13548cba1070139cf3b19750
sections
  • family
    ECO
    version
    au.eco.v2
    field
    duty_map
    sha256
    sha256:6fdf5890219fa5a088e019b472c088d6e9f553340a0b4a14a14f690cb7f7d2a2
  • family
    ACM
    version
    au.acm.v2
    sha256
    sha256:1a46a44a2083a8320287f08829a3b60fae4829e81d853279fe2c84259a0c1667

source https://mcp.getissuer.ai/mcp · dated 2026-10-31

rule_applicabilityMarket-specific applicability evidence for the referenced revision

source https://www.corrs.com.au/insights/asic-begins-enforcement-of-design-and-distribution-obligations · dated 04 August 2022

shared_revision_refShared-family revisions produced by the apex, where applicablenot found
national_overlay_refSeparately versioned national additions or exceptionsnot found
revision_change_evidenceSources supporting selection or succession of the referenced revision

source https://www.corrs.com.au/insights/asic-begins-enforcement-of-design-and-distribution-obligations · dated 04 August 2022

Appendix C · AIO orderability section

standard AIO-10060 · AI Orderability

AIO · au.aio.v7 · supersedes au.aio.v6 · produced 2026-11-01T20:03:11Z · signed on the node door

The chapter describes the source-backed determination framework. A product-specific orderability result requires the product record, the client category, the relevant evidence and the applicable rule revision; this section never manufactures that result from market membership alone. It adds no field to the deployed receipt.

duty_revision_refApplicable immutable ACM rule revisionnot found
product_scopeProducts and instrument categories covered by the target-market regime

source https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf · dated 2019-09-10

target_marketPositive target-market criteria and their applicabilitynot found
negative_target_marketExplicit exclusions or incompatible client characteristicsnot found
distribution_conditionsPermitted distribution methods and constraints

source https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf · dated September 2024

required_assessmentsSuitability, appropriateness or other assessment requirements and triggers

source https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf · dated September 2024

manufacturer_distributor_rolesResponsibilities and information exchange between actors

source https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf · dated 2019-09-10

review_triggersRequired review events and periodic review conditions

source https://www.allens.com.au/insights-news/insights/2020/12/asic-publishes-final-version-of-regulatory-guide-on-ddo/ · dated 14 December 2020

evidence_requirementsEvidence needed to support a scoped outcomenot found
manufacturer_evidence_acceptednot found
exceptionsSource-backed exceptions with conditions and boundaries

source https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf · dated 2019-09-10

orderability_profile_refSchema for the product, market and client-class outcome produced under these rulesnot found
sourcesSupporting documents and provenance not attached to a specific fieldnot found

Appendix D · AMP venue section

standard AMP-10060 · Agentic Market Protocol

AMP · au.amp.v3 · supersedes au.amp.v2 · produced 2026-11-01T00:29:20Z · signed on the node door

Each venue record is keyed by its evidenced Market Identifier Code (MIC). Where an activity has no applicable code, the gap is preserved with a separately typed reference; no code is invented. This section supplies reference information only; it establishes no entitlement, permission to route or order placement. A later permission profile requires its own actor, instrument, action and endpoint evidence.

venue_mic · XASX

source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20240422

venue_identityVenue name, operator and authoritative identity evidencenot found
venue_scopeOperating or segment scope, products and jurisdiction bindingsnot found
rules_pageAuthoritative venue rule source
title
ASX Operating Rules
url
https://www.asx.com.au/content/dam/asx/rules-guidance-notes-waivers/asx-operating-rules/rules/asx_or_section_06.pdf

source https://www.asx.com.au/content/dam/asx/rules-guidance-notes-waivers/asx-operating-rules/rules/asx_or_section_06.pdf · dated 1 August 2010

calendarSessions, holidays and exceptional closuresnot found
clearing_houseClearing relationships by instrument and servicenot found
participant_rolesDefined participant categories and responsibilities
  • role
    Trading Participant
    responsibility
    responsible for the accuracy of details, the integrity and bona fides of all Trading Messages that are submitted containing their unique identifier

source https://www.asx.com.au/content/dam/asx/rules-guidance-notes-waivers/asx-operating-rules/rules/asx_or_section_03.pdf · dated 1 September 2025

market_maker_obligationsSource-backed obligations and exemptions for market makers
  • scope
    Derivatives Market Contracts
    provision
    ASX may register a Trading Participant as a Market Maker in accordance with the Procedures; registration may be subject to any conditions which ASX considers appropriate

source https://www.asx.com.au/content/dam/asx/rules-guidance-notes-waivers/asx-operating-rules/rules/asx_or_section_03.pdf · dated 1 September 2025

settlement_linksRelated market or venue settlement recordsnot found
sourcesAdditional source-backed venue evidencenot found

venue_mic · not found

venue_scopeOperating or segment scope, products and jurisdiction bindingsnot found
rules_pageAuthoritative venue rule source
title
NSX Market Business Rules - Effective Date 23 November 2020
url
https://www.nsx.com.au/regulation/brokers/business-rules/

source https://www.nsx.com.au/regulation/brokers/business-rules/ · dated 23 November 2020

haltsOfficial halt information and applicability scopenot found
calendarSessions, holidays and exceptional closuresnot found
participant_rolesDefined participant categories and responsibilities
  • role
    sponsor
    definition
    a participant of the Exchange which is on the approved list of sponsors maintained by the Exchange
    responsibility
    sponsors a new applicant for listing

source https://www.nsx.com.au/documents/listing_rules/NSX-Listing-Rules.pdf · dated 2020-11-17

market_maker_obligationsSource-backed obligations and exemptions for market makersnot found
reference_endpointsPublic reference locations with purpose and source

source https://www.nsx.com.au/regulation/companies/listing-rules/ · dated 4 July 2018

settlement_linksRelated market or venue settlement records

source https://www.nsx.com.au/documents/practice_notes/PN11-ForeignIssuers.pdf · dated 2025-03-11

change_noticesVersioned rules changes and operational notices
  • document
    NSX Market Listing Rules
    effective_date
    4 July 2018
  • document
    Operating Rule Definitions
    effective_date
    23 November 2020

source https://www.nsx.com.au/regulation/companies/listing-rules/ · dated 4 July 2018

sourcesAdditional source-backed venue evidence
  • fact
    Settlement cycle
    value
    BR DA 1.A.2 – TAS approved products T+2 or second Business Day after the Trade Day. Batch Settlement cut off time is 11.30am
  • fact
    Non-TAS settlement
    value
    BR DB 17.1 – non-TAS approved products T+5 or the fifth Business Day after the Trade Day.

source https://www.nsx.com.au/documents/practice_notes/PN18-Timetables.pdf · dated 2025-02-06

venue_mic · not found

venue_identityVenue name, operator and authoritative identity evidence
venue_name
TMX Australia Exchange
former_names
  • Cboe Australia
  • Chi-X Australia
operator_parent
TMX Group
launched
October 2011
acquisition_completed
1 August 2026

source https://www.tmxaustralia.com/ · dated 1 August 2026

venue_scopeOperating or segment scope, products and jurisdiction bindingsnot found
haltsOfficial halt information and applicability scopenot found
clearing_houseClearing relationships by instrument and servicenot found
participant_rolesDefined participant categories and responsibilitiesnot found
market_maker_obligationsSource-backed obligations and exemptions for market makersnot found
gatesDocumented entry, membership and access prerequisitesnot found
settlement_linksRelated market or venue settlement recordsnot found
change_noticesVersioned rules changes and operational noticesnot found
sourcesAdditional source-backed venue evidencenot found

Appendix E · ESG disclosure section

standard ESG-10060 · Sustainability Disclosure

ESG · au.esg.v2 · supersedes au.esg.v1 · produced 2026-10-31T02:55:03Z · signed on the node door

Sustainability disclosure remains a specialised ECO record with its rules in ACM. A jurisdiction's adoption of a framework is distinct from the framework's application to a particular issuer or period; the schema preserves that distinction and never turns disclosure availability into a sustainability rating.

regimeNamed sustainability-disclosure regime and its scope
name
mandatory climate reporting requirements contained in the Treasury Laws Amendment (Financial Market Infrastructure and Other Measures) Act 2024
scope
sustainability reporting requirements in the Corporations Act 2001; annual sustainability report containing mandatory climate-related financial disclosures

source https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-19 · dated October 2024

authorityResponsible issuing or supervisory authorities
  • name
    ASIC
    role
    responsible for administering the sustainability reporting requirements in the Corporations Act 2001

source https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-19 · dated October 2024

applicabilityCovered entities, products, thresholds and exemptions
  • entities
    many large Australian businesses and financial institutions

source https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-19 · dated October 2024

effective_datesEffective intervals and staged commencement conditions
  • from
    1 January 2025
    applies_to
    many large Australian businesses and financial institutions

source https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-19 · dated October 2024

disclosure_dutiesRequired disclosures, reporting periods and filing obligations
  • disclosure
    annual sustainability report containing mandatory climate-related financial disclosures
    filing
    required as part of an entity's annual reporting obligations, in addition to financial, directors' and auditor's reports

source https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-19 · dated October 2024

reporting_standardsReferenced disclosure standards and applicable editionsnot found
taxonomyClassification frameworks, criteria and binding statusnot found
assuranceRequired assurance, qualifications and transition conditionsnot found
filing_store_and_formatAuthoritative destination and required filing formatnot found
interoperabilityRecognised equivalence, mapping or substituted-compliance provisionsnot found
rule_revision_refApplicable immutable ACM disclosure-rule revisionsnot found
sourcesSupporting regime and disclosure evidence

source https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-19 · dated October 2024