Standard held by Allooloo Technologies Corp. · Open standard, MIT licence.

SM-ECO-10060 · Austria

SM-ECO-10060sm-eco-10060.org/market/at/

Austria · at-eco-10060

chapter at.chapter.v10 · supersedes at.chapter.v9 · as of 2026-10-31 · node at-cm-kg · https://at.eu-cm-kg.ai/book/

7.2 The field element (every catalogue entry below is one of these)

Ask get_orderability with: the chapter names no client category yet (AIO client_categories not found), so no outcome can be concluded here · https://at.eu-cm-kg.ai/book/aio.json

Appendix A · ECO market section

ECO · at.eco.v3 · supersedes at.eco.v2 · produced 2026-10-31T01:54:47Z · signed on the node door

The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.

jurisdiction_scopeTerritory, regime boundaries and cross-border applicabilitynot found
competent_authoritiesRegulators, competent authorities and allocation of responsibilityFinanzmarktaufsicht (FMA) — Financial Market Authority Austria

source https://www.fma.gv.at/en/ · dated not found

duty_mapApplicable product-governance and suitability duties by activity and actor
  • duty
    MiFID II product governance

source https://mcp.getissuer.ai/mcp · dated not found

regulated_activitiesActivities requiring authorisation and their scope
  • activity
    investment advice regarding financial instruments
    note
    FMA sanctioned a natural person for unauthorised investment advice

source https://www.fma.gv.at/en/ · dated 12.10.2026

participant_categoriesIssuer, intermediary, investor and client categoriesnot found
product_categoriesInstrument classes, exclusions and special regimesnot found
issuer_and_listing_scopeDomicile, listing and issuer-status distinctionsnot found
exchanges_and_venuesVenue identities linked to AMP records

source https://www.wienerborse.at/en/listing/shares/companies-list/ · dated not found

information_storesAuthoritative regulated-information repositoriesOeKB (Oesterreichische Kontrollbank) — Officially Appointed Mechanism (OAM) 'OAM Issuer Info' for central storage of issuer information under Directive 2004/109/EC; issuers must also send prescribed information to FMA and Wiener Börse AG (§ 123 BörseG)

source https://www.oekb.at/kapitalmarkt-services/meldungen-und-hinterlegungen-von-dokumenten/meldung-boersenotierter-unternehmen-oam.html · dated not found

periodic_reportingPeriodic duties, deadlines, triggering events and exceptions
  • report
    Annual financial report / ESEF report (§ 124 BörseG 2018)
    deadline
    Veröffentlichung des ESEF-Berichtes innerhalb von vier Monaten nach Abschlussstichtag (as stated by FMA)
  • report
    Half-year financial report (§ 125 BörseG 2018)
    deadline
    not stated on any readable official page (RIS returned HTTP 503)
  • report
    Quarterly reports
    deadline
    obligation to publish quarterly reports lapsed from 26 Nov 2015; § 126 BörseG lets the exchange require them from the highest-requirement market segment under conditions (per FMA)

source https://www.fma.gv.at/kapitalmaerkte/emittentenaufsicht/publizitaetsverpflichtungen-der-emittenten/regelpublizitaet/ · dated not found

ad_hoc_disclosureEvent-driven and inside-information disclosure obligationsIssuers must disclose inside information directly concerning them 'unverzüglich' to the public (MAR art. 17(1)); OeKB OAM lists 'Insiderinformationen; Art 17 Abs 1 MAR' as prescribed information

source https://www.fma.gv.at/kapitalmaerkte/emittentenaufsicht/publizitaetsverpflichtungen-der-emittenten/ad-hoc-meldungen/ · dated not found

filing_formatsRequired formats, validation requirements and document typesESEF for annual financial reports (financial years from 1 Jan 2020; PDF alone no longer sufficient; XBRL/iXBRL tagging); half-year reports not required in ESEF but recommended

source https://www.fma.gv.at/kapitalmaerkte/emittentenaufsicht/publizitaetsverpflichtungen-der-emittenten/regelpublizitaet/ · dated not found

prospectus_regimeOffering and admission requirements, exemptions and thresholdsnot found
product_disclosuresProduct documents and pre-contract information dutiesnot found
takeover_regimeOffer rules, control triggers and shareholder treatmentnot found
ownership_reportingSignificant holdings, beneficial ownership and notification dutiesnot found
short_sellingRestrictions, disclosure, locate or borrowing requirements, emergency measuresnot found
market_abuseInsider dealing, manipulation and related disclosure regimesnot found
trading_controlsMarket-wide trading constraints and intervention powersnot found
market_calendarAuthoritative calendars and exceptional closuresVienna Stock Exchange trading calendar and exchange holidays (2026 and 2027 PDFs; 26 Oct 2026 no trading)

source https://www.wienerborse.at/en/trading/trading-information/trading-calendar/ · dated not found

halts_sourcesOfficial halt and suspension sources with scopeWiener Börse volatility interruption (automatic trading interruption) page; no separate suspension list page found

source https://www.wienerborse.at/en/trading/trading-information/volatility-interruption/ · dated not found

identifiersSecurity and entity identifier conventions and validation sourcesnot found
isin_prefixISIN prefix information and its limits as a jurisdiction indicatorAT — OeKB assigns ISINs in Austria ('In Österreich werden ISIN von der OeKB vergeben')

source https://www.oekb.at/kapitalmarkt-services/isin-vergabe.html · dated not found

lei_requirementsLegal Entity Identifier requirements and authoritative lookup referencesnot found
settlementSettlement cycles by instrument and venue, exceptions and transition datesnot found
clearing_and_custodyClearing, depository, custody and asset-protection frameworks
  • framework
    Clearing System for Erste Group Bank AG notes (global note)
    entity
    OeKB CSD GmbH, Strauchgasse 1-3, 1010 Vienna, Austria
    custody
    The Global Note shall be kept in custody by or on behalf of a Clearing System

source https://www.erstemarket.hu/fajl/1242d7a8ea7b1615fe60ec2d8751567ec6586ffe-675c69745c8c2357D658D-ECA6-4383-89AD-64C220E31689 · dated 24.10.2022

corporate_actionsRights, elections, notices and procedural deadlinesnot found
retail_accessRetail distribution limits, access restrictions and safeguardsnot found
cross_border_accessForeign participation and cross-border offering or service restrictionsnot found
tax_at_sourceWithholding regimes by income, instrument and recipient category; relief conditionsnot found
fees_and_leviesTransaction taxes, statutory levies and relevant chargesnot found
conduct_and_conflictsConduct, inducement and conflict-management duties relevant to distributionnot found
recordkeepingRetention, evidence, format and reconstruction requirementsnot found
complaints_and_redressComplaint, escalation and redress routesnot found
effective_changesEnacted, proposed and transitional changes, kept distinguishablenot found
additional_duty_fieldsFurther sourceable duty-relevant fields, introduced through a versioned catalogue extensionnot found

Appendix B · ACM register section

ACM · at.acm.v3 · supersedes at.acm.v2 · produced 2026-10-31T01:46:20Z · signed on the node door

The register revision is incorporated by reference to ACM-68000 (Agent Clearance Manifest) canonical text v1.0 §8.1 and is not redrawn here. These are chapter attachment fields connecting the chapter to that register; they never redefine rule_version, signal meanings or revision internals.

register_schema_refAuthoritative register-revision schema and its versionACM-68000 canonical text v1.0 §8.1 — a register revision

source https://acm-68000.org/ · dated 2026-10-30

chapter_evidence_refImmutable chapter version and section from which the revision was produced
chapter
at.chapter.v3
chapter_sha256
sha256:a31aac6a814597319524afcc6ea9f3bbe6588799a1039efa9ee025d91685a870
sections
  • family
    ECO
    version
    at.eco.v2
    field
    duty_map
    sha256
    sha256:8fb1236b46fe2f357d7263aafc7f7d5d07d3af5b4dffd9942d8d07ec5057ff7e
  • family
    ACM
    version
    at.acm.v2
    sha256
    sha256:5cf466b05517ffea98908fd003eb8b5e87e01277313753a7a4909f88e1882cbf

source https://mcp.getissuer.ai/mcp · dated 2026-10-31

rule_applicabilityMarket-specific applicability evidence for the referenced revisionnot found
shared_revision_refShared-family revisions produced by the apex, where applicable
  • rule_version
    acm-68000/eu/mifid-ii-product-governance/r1
    path
    register/eu/acm-68000-eu-mifid-ii-product-governance-r1.json
    content_hash
    sha256:00fb9967096a93cc500e409b0e1521a207f3c57c7ebea1035f8c986cd387f44d

source https://www.esma.europa.eu/sites/default/files/2023-08/ESMA35-43-3448_Guidelines_on_product_governance.pdf · dated 03/08/2023

national_overlay_refSeparately versioned national additions or exceptionsnot found
revision_change_evidenceSources supporting selection or succession of the referenced revisionnot found

Appendix C · AIO orderability section

standard AIO-10060 · AI Orderability

AIO · at.aio.v4 · supersedes at.aio.v3 · produced 2026-10-31T20:02:39Z · signed on the node door

The chapter describes the source-backed determination framework. A product-specific orderability result requires the product record, the client category, the relevant evidence and the applicable rule revision; this section never manufactures that result from market membership alone. It adds no field to the deployed receipt.

duty_revision_refApplicable immutable ACM rule revisionnot found
client_categoriesClient classifications and source-backed qualification criterianot found
target_marketPositive target-market criteria and their applicabilitynot found
negative_target_marketExplicit exclusions or incompatible client characteristicsnot found
evidence_requirementsEvidence needed to support a scoped outcomenot found
orderability_profile_refSchema for the product, market and client-class outcome produced under these rulesnot found
sourcesSupporting documents and provenance not attached to a specific field
  • document
    ESMA Guidelines compliance table - Guidelines on MiFID II product governance (2023 revised version) [ESMA35-43-3448]
    member_state
    AT Austria
    competent_authority
    Finanzmarktaufsicht (FMA)
    complies_or_intends_to_comply
    Yes

source https://www.esma.europa.eu/sites/default/files/2023-11/ESMA35-335435667-4520_Compliance_table_on_ESMA_Guidelines_on_MiFID_II_product_governance__2023_.pdf · dated 25 October 2024

Appendix D · AMP venue section

standard AMP-10060 · Agentic Market Protocol

AMP · at.amp.v2 · supersedes at.amp.v1 · produced 2026-10-31T02:30:17Z · signed on the node door

Each venue record is keyed by its evidenced Market Identifier Code (MIC). Where an activity has no applicable code, the gap is preserved with a separately typed reference; no code is invented. This section supplies reference information only; it establishes no entitlement, permission to route or order placement. A later permission profile requires its own actor, instrument, action and endpoint evidence.

venue_mic · WBAH

source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20070723

venue_identityVenue name, operator and authoritative identity evidencenot found
venue_scopeOperating or segment scope, products and jurisdiction bindingsnot found
rules_pageAuthoritative venue rule sourcenot found
haltsOfficial halt information and applicability scopenot found
clearing_houseClearing relationships by instrument and servicenot found
participant_rolesDefined participant categories and responsibilities
  • role
    Market Maker
  • role
    BBO Market Maker
  • role
    Liquidity Provider

source https://www.wienerborse.at/uploads/u/cms/files/trading/market-segmentation.pdf · dated 07.10.2026

market_maker_obligationsSource-backed obligations and exemptions for market makersnot found
gatesDocumented entry, membership and access prerequisitesnot found
reference_endpointsPublic reference locations with purpose and sourcenot found
settlement_linksRelated market or venue settlement recordsnot found
sourcesAdditional source-backed venue evidencenot found

venue_mic · WBDM

source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20220425

venue_identityVenue name, operator and authoritative identity evidencenot found
venue_scopeOperating or segment scope, products and jurisdiction bindingsnot found
rules_pageAuthoritative venue rule sourcenot found
haltsOfficial halt information and applicability scopenot found
calendarSessions, holidays and exceptional closuresnot found
clearing_houseClearing relationships by instrument and servicenot found
participant_rolesDefined participant categories and responsibilitiesnot found
market_maker_obligationsSource-backed obligations and exemptions for market makersnot found
gatesDocumented entry, membership and access prerequisitesnot found
reference_endpointsPublic reference locations with purpose and sourcenot found
settlement_linksRelated market or venue settlement recordsnot found
change_noticesVersioned rules changes and operational notices
  • change
    Amendment to the Stock Exchange Act (Federal Law Gazette I No. 60 of 31 July 2007) differentiating regulated markets and MTFs
    effective
    1 November 2007
  • change
    Stock Exchange Act 2018 entered into force; the Second Regulated Market (Geregelter Freiverkehr) was abolished
    effective
    3 January 2018
  • change
    The MTF "Third Market" was renamed "Vienna MTF"
    effective
    1 July 2019

source https://www.wienerborse.at/en/legal/mifid/markets-operated-by-wiener-boerse-ag/ · dated 1 November 2007

sourcesAdditional source-backed venue evidencenot found

Appendix E · ESG disclosure section

standard ESG-10060 · Sustainability Disclosure

ESG · at.esg.v2 · supersedes at.esg.v1 · produced 2026-10-31T02:54:17Z · signed on the node door

Sustainability disclosure remains a specialised ECO record with its rules in ACM. A jurisdiction's adoption of a framework is distinct from the framework's application to a particular issuer or period; the schema preserves that distinction and never turns disclosure availability into a sustainability rating.

regimeNamed sustainability-disclosure regime and its scopenot found
authorityResponsible issuing or supervisory authoritiesnot found
applicabilityCovered entities, products, thresholds and exemptionsnot found
adoption_stageProposal, adoption, commencement and transitional operation, distinguishednot found
effective_datesEffective intervals and staged commencement conditionsnot found
disclosure_dutiesRequired disclosures, reporting periods and filing obligationsnot found
reporting_standardsReferenced disclosure standards and applicable editionsnot found
taxonomyClassification frameworks, criteria and binding statusnot found
climate_requirementsSource-backed climate disclosure requirements and scopenot found
assuranceRequired assurance, qualifications and transition conditionsnot found
filing_store_and_formatAuthoritative destination and required filing formatnot found
interoperabilityRecognised equivalence, mapping or substituted-compliance provisionsnot found
rule_revision_refApplicable immutable ACM disclosure-rule revisionsnot found
sourcesSupporting regime and disclosure evidencenot found