SM-ECO-10060 · United Arab Emirates

SM-ECO-10060sm-eco-10060.org/market/ae/

United Arab Emirates · ae-eco-10060

chapter ae.chapter.v12 · supersedes ae.chapter.v11 · as of 2026-10-31 · node ae-cm-kg · https://mcp.ae-cm-kg.ai/book/

7.2 The field element (every catalogue entry below is one of these)

Ask get_orderability with: Ordinary Investor · Professional investor by nature · Professional investor (based on the service) — the client categories the chapter names, in the regime's own words (AIO client_categories, ae.aio.v4) · https://mcp.ae-cm-kg.ai/book/aio.json. The other category lists below are the chapter's ECO and ACM fields, not the identifiers the door takes.

Appendix A · ECO market section

ECO · ae.eco.v4 · supersedes ae.eco.v3 · produced 2026-10-31T01:55:20Z · signed on the node door

The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.

`competent_authorities`Regulators, competent authorities and allocation of responsibility	Capital Market Authority (CMA), formerly the Securities and Commodities Authority (SCA) source https://www.uaecma.gov.ae/en/home.aspx · dated not found
`duty_map`Applicable product-governance and suitability duties by activity and actor	duty SCA (now CMA) suitability — Rulebook (Manual of the Financial Activities, Chairman Resolution No. 13/Chairman of 2021), Section Three, Ch. 2, Art. 8 (onshore); DFSA Rulebook COB 3.4 Suitability (DIFC) source https://legislation.uaecma.gov.ae/en/article-8-meeting-clients-suitability-and-appropriateness-standards · dated not found
`issuer_and_listing_scope`Domicile, listing and issuer-status distinctions	not found
`exchanges_and_venues`Venue identities linked to AMP records	name Dubai Financial Market PJSC (DFM) listings_page https://www.dfm.ae/the-exchange/news-disclosures/disclosures name Abu Dhabi Securities Exchange (ADX) listings_page not found source https://www.dfm.ae/ · dated not found
`information_stores`Authoritative regulated-information repositories	DFM Disclosures page (price-sensitive information such as quarterly/annual financial statements); ADX equivalent not retrievable source https://www.dfm.ae/the-exchange/news-disclosures/disclosures · dated not found
`store_lookup`Documented lookup methods and identifier requirements	DFM Disclosures page - filter by Type, 'Select Companies', date range, keyword source https://www.dfm.ae/the-exchange/news-disclosures/disclosures · dated not found
`periodic_reporting`Periodic duties, deadlines, triggering events and exceptions	report DFM Local Company: interim (unaudited but reviewed) quarterly financial statements deadline within forty-five (45) days from the end of the quarter report DFM Local Company: summary of preliminary year-end financial statements (unaudited, not reviewed) deadline within forty-five (45) days of the end of the financial year report DFM Local Company: board report incl. audited year-end financial statements and external auditor's report deadline within ninety (90) days of the end of its financial year report ADX Local Company (Art. 9): integrated annual report (board report, audited financial statements, auditor's report, sustainability and governance reports) deadline within (90) days of the end of its fiscal year, or, at least, ten days before the convening of its general assembly, whichever comes first report ADX Local Company (Art. 9): comparative quarterly report with financial statements audited by its auditor deadline within (45) days of the end date of the relevant quarter report ADX Local Company (Art. 9): summary of final accounts (preliminary, unaudited nor reviewed) deadline within (45) days of the end of the fiscal year source https://assets.dfm.ae/docs/default-source/market-rules/dfm-listing-rules-module-english.pdf?sfvrsn=82811f81_10 · dated not found
`ad_hoc_disclosure`Event-driven and inside-information disclosure obligations	DFM Listing Rules 1.10(b): an Issuer shall provide information and reports to the Market immediately following the occurrence of the event to which they relate, save where an alternative timeframe is stipulated; Rule 1.11 inside information must be published, with delay permitted only if conditions are met and the Market is immediately informed. ADX Art. 9(1): information, reports and decisions that may affect the price of its securities as soon as the company becomes aware of this information or as soon as the relevant reports and decisions are issued source https://assets.dfm.ae/docs/default-source/market-rules/dfm-listing-rules-module-english.pdf?sfvrsn=82811f81_10 · dated not found
`filing_formats`Required formats, validation requirements and document types	requirement The Market may request an Issuer to provide information and reports through the electronic systems determined by the Market. market DFM source https://assets.dfm.ae/docs/default-source/market-rules/dfm-listing-rules-module-english.pdf?sfvrsn=82811f81_10 · dated 2025
`filing_languages`Required or accepted languages and translation conditions	DFM: information and reports in Arabic unless the Market directs or permits otherwise (Rule 1.10(e)(ii)). ADX rules refer to announcements in Arabic and English and notices in newspapers with at least one in Arabic; no single filing-language rule for periodic reports read source https://assets.dfm.ae/docs/default-source/market-rules/dfm-listing-rules-module-english.pdf?sfvrsn=82811f81_10 · dated not found
`prospectus_regime`Offering and admission requirements, exemptions and thresholds	requirement Listing prospectus according to the form approved by the Market. context enclosure to application for listing by a Local Company (ADX Article 6) source https://www.adx.ae/-/media/adx/related-documents/market-rules/adx-rules-book-english.pdf · dated 2025-01-16
`product_disclosures`Product documents and pre-contract information duties	document Prospectus requirement making available to the Investors a Prospectus that complies with the requirements of the Collective Investment Law 2010 and CIR context condition for offering a Unit of a Fund under Article 50 of the Collective Investment Law 2010 (DIFC) source https://www.dfsa.ae/application/files/2915/8554/6898/MASClearsightLimited_4.pdf · dated 2020-03-30
`takeover_regime`Offer rules, control triggers and shareholder treatment	not found
`ownership_reporting`Significant holdings, beneficial ownership and notification duties	not found
`short_selling`Restrictions, disclosure, locate or borrowing requirements, emergency measures	not found
`market_abuse`Insider dealing, manipulation and related disclosure regimes	not found
`trading_controls`Market-wide trading constraints and intervention powers	not found
`market_calendar`Authoritative calendars and exceptional closures	DFM Settlement and Trading Calendar page (dates did not render in fetch) source https://www.dfm.ae/the-exchange/news-disclosures/settlement-trading-calendar · dated not found
`halts_sources`Official halt and suspension sources with scope	DFM Listing Rules 1.12 'Suspensions of trading' (rule text); no live halts page found on DFM homepage or ADX source https://assets.dfm.ae/docs/default-source/market-rules/dfm-listing-rules-module-english.pdf?sfvrsn=82811f81_10 · dated not found
`identifiers`Security and entity identifier conventions and validation sources	not found
`isin_prefix`ISIN prefix information and its limits as a jurisdiction indicator	AE - ANNA lists three entries under the AE prefix: Capital Markets Authority (CMA) for the United Arab Emirates; Nasdaq Dubai Ltd. for UAE-DIFC; Abu Dhabi Global Markets (ADGM) as Other source https://www.anna-web.org/home/anna-members/ · dated not found
`lei_requirements`Legal Entity Identifier requirements and authoritative lookup references	not found
`settlement`Settlement cycles by instrument and venue, exceptions and transition dates	not found
`clearing_and_custody`Clearing, depository, custody and asset-protection frameworks	not found
`corporate_actions`Rights, elections, notices and procedural deadlines	not found
`retail_access`Retail distribution limits, access restrictions and safeguards	venue DIFC (DFSA) safeguard Suitability: a firm is not permitted to recommend a financial product or service to a Client unless it has a reasonable basis for considering the recommendation to be suitable; must assess the Client's needs and objectives, financial situation and, to the extent relevant, risk tolerance, knowledge, experience and understanding of the risks involved exception For Professional Clients, the firm may limit the extent to which it considers suitability if it gives a written warning notice and the Professional Client gives express consent by signing that notice source https://www.dfsa.ae/application/files/2915/8554/6898/MASClearsightLimited_4.pdf · dated 2020-03-30
`cross_border_access`Foreign participation and cross-border offering or service restrictions	venue DIFC (DFSA) restriction Under Article 50 of the Collective Investment Law 2010, a person is prohibited from offering to existing or prospective investors a Unit of a Fund unless conditions are met, including making available a compliant Prospectus, being a Fund Manager or authorised under its Licence to offer Units of a Fund, and making the Offer in accordance with the Collective Investment Law 2010 and CIR; marketing of Foreign Funds governed by CIR 15.1.3 source https://www.dfsa.ae/application/files/2915/8554/6898/MASClearsightLimited_4.pdf · dated 2020-03-30
`tax_at_source`Withholding regimes by income, instrument and recipient category; relief conditions	not found
`fees_and_levies`Transaction taxes, statutory levies and relevant charges	not found
`recordkeeping`Retention, evidence, format and reconstruction requirements	not found
`complaints_and_redress`Complaint, escalation and redress routes	route DFSA direction to effect restitution or compensation under Article 90(2)(c) of the Regulatory Law (DIFC) detail may make a direction requiring the person to effect restitution or compensate any other person in respect of the contravention within such period and on such terms as the DFSA may direct source https://www.dfsa.ae/application/files/2915/8554/6898/MASClearsightLimited_4.pdf · dated 2020-03-30
`effective_changes`Enacted, proposed and transitional changes, kept distinguishable	not found
`additional_duty_fields`Further sourceable duty-relevant fields, introduced through a versioned catalogue extension	not found

Appendix B · ACM register section

ACM · ae.acm.v4 · supersedes ae.acm.v3 · produced 2026-10-31T03:05:13Z · signed on the node door

The register revision is incorporated by reference to ACM-68000 (Agent Clearance Manifest) canonical text v1.0 §8.1 and is not redrawn here. These are chapter attachment fields connecting the chapter to that register; they never redefine rule_version, signal meanings or revision internals.

`register_revision_ref`Exact immutable revision governed by ACM-68000 §8.1	rule_version acm-68000/ae/sca-now-cma-suitability-rulebook-manual-of-the-financial-act/r1 path register/ae/acm-68000-ae-sca-now-cma-suitability-rulebook-manua-f42f1f3c.json content_hash sha256:df40563466abbd7ddf7704c130b431569bca03c84f0a0c061cd7a5ac12311728 source https://dfsaen.thomsonreuters.com/rulebook/cob-342 · dated Jan 01 2020
`register_schema_ref`Authoritative register-revision schema and its version	ACM-68000 canonical text v1.0 §8.1 — a register revision source https://acm-68000.org/ · dated 2026-10-30
`chapter_evidence_ref`Immutable chapter version and section from which the revision was produced	chapter ae.chapter.v9 chapter_sha256 sha256:4723bc0bf2820dde04e286253907e2f6bb03ef9d59b9ceabaff60b23ca98eaa0 sections family ECO version ae.eco.v4 field duty_map sha256 sha256:b8d546c1d024e2880490e221eadb1a7647ef58e60d77f9c6a55f0d3c750a6a7a family ACM version ae.acm.v3 sha256 sha256:5a272559a41060f7537b3151be4345da79dc4ec7308b8809e28cd57dc3f2d81a source https://legislation.uaecma.gov.ae/en/article-8-meeting-clients-suitability-and-appropriateness-standards · dated 2026-10-31
`rule_applicability`Market-specific applicability evidence for the referenced revision	field actor_classes value Authorised Firm source_url https://dfsaen.thomsonreuters.com/rulebook/cob-342 source_date Jan 01 2020 field client_classes value Retail Client Professional Client Market Counterparty source_url https://dfsaen.thomsonreuters.com/rulebook/client source_date 10th February 2011 source https://dfsaen.thomsonreuters.com/rulebook/cob-342 · dated Jan 01 2020
`shared_revision_ref`Shared-family revisions produced by the apex, where applicable	not found
`national_overlay_ref`Separately versioned national additions or exceptions	not found
`revision_change_evidence`Sources supporting selection or succession of the referenced revision	field legal_reference value instrument DFSA Rulebook (COB) provision COB 3.4.2 authority Dubai Financial Services Authority (DFSA) source_url https://dfsaen.thomsonreuters.com/rulebook/cob-342 source_date Jan 01 2020 field instrument_published value 2020-01-01 source_url https://dfsaen.thomsonreuters.com/rulebook/cob-342 source_date Jan 01 2020 field legal_reference value instrument DFSA Rulebook (COB), as amended by DFSA RMI259/2019 provision COB 3.4.2 authority Dubai Financial Services Authority (DFSA) source_url https://dfsaen.thomsonreuters.com/rulebook/cob-342 source_date 1st January 2020 field instrument_published value 2020-01-01 source_url https://dfsaen.thomsonreuters.com/rulebook/cob-342 source_date 1st January 2020 source https://dfsaen.thomsonreuters.com/rulebook/cob-342 · dated Jan 01 2020

Appendix C · AIO orderability section

standard AIO-10060 · AI Orderability

AIO · ae.aio.v4 · supersedes ae.aio.v3 · produced 2026-10-31T20:03:00Z · signed on the node door

The chapter describes the source-backed determination framework. A product-specific orderability result requires the product record, the client category, the relevant evidence and the applicable rule revision; this section never manufactures that result from market membership alone. It adds no field to the deployed receipt.

`duty_revision_ref`Applicable immutable ACM rule revision	not found
`client_categories`Client classifications and source-backed qualification criteria	identifier Ordinary Investor criteria Any natural or legal person who is not a Professional investor or counterparty. rule Section 3, Chapter Two, Article (4) source_url https://www.uaecma.gov.ae/assets/download/d296f5be/3-section-3-business-practice-2-6-2026.aspx source_date 14/6/2025 read_at 2026-10-31T20:01:36Z identifier Professional investor by nature criteria International bodies and organizations whose members are states, central banks, or national monetary authorities; Capital market institutions licensed by the Authority or a similar supervisory authority; Financial institutions; A regulated financial institution, a domestic or foreign investment fund, a regulated pension fund management company, or an organized pension fund; Any body whose main activity is the investment in financial instruments, asset securitization, or financial transactions; Any company whose shares are listed or accepted to being traded in any market of an IOSCO state member; A Trustee of trust with assets of not less than AED 35 million; same family office license holder with assets of not less than AED 15 million; Joint ventures or civil establishments with net assets of not less than AED 25 million; A large undertaking person meeting at least two of: total assets not less than AED (75) million, annual net income not less than AED (150) million, cash and investments or authorized minus paid-up capital not less than AED (7) million rule Section 3, Chapter Two, Article (5) First source_url https://www.uaecma.gov.ae/assets/download/d296f5be/3-section-3-business-practice-2-6-2026.aspx source_date 14/6/2025 read_at 2026-10-31T20:01:36Z identifier Professional investor (based on the service) criteria Practicing an activity involving the provision of credit facilities for commercial purposes for: an undertaking person; the controlling body of the undertaking person; any member of the group to which the undertaking person belongs; any joint investment venture that participates in the undertaking person; A person who practices the service of arranging credit facilities and investment deals related to structuring, financing and companies rule Section 3, Chapter Two, Article (5) Second source_url https://www.uaecma.gov.ae/assets/download/d296f5be/3-section-3-business-practice-2-6-2026.aspx source_date 14/6/2025 read_at 2026-10-31T20:01:36Z source https://www.uaecma.gov.ae/assets/download/d296f5be/3-section-3-business-practice-2-6-2026.aspx · dated 14/6/2025
`target_market`Positive target-market criteria and their applicability	not found
`negative_target_market`Explicit exclusions or incompatible client characteristics	not found
`distribution_conditions`Permitted distribution methods and constraints	condition Client classification party licensed body discharged_by classification record for each client that includes sufficient information about those procedures and supporting documents rule Section 3, Chapter Two, Article (3)(1) source_url https://www.uaecma.gov.ae/assets/download/d296f5be/3-section-3-business-practice-2-6-2026.aspx source_date 14/6/2025 read_at 2026-10-31T20:01:36Z condition Concluding an agreement with the client party licensed body discharged_by agreement with the client written in Arabic or in both Arabic and English, including at a minimum the information stipulated in Annex No. (1), signed by the legal representative of the licensed body or the authorized signatory rule Section 3, Chapter Two, Article (7)(1) source_url https://www.uaecma.gov.ae/assets/download/d296f5be/3-section-3-business-practice-2-6-2026.aspx source_date 14/6/2025 read_at 2026-10-31T20:01:36Z condition Refrain from making any recommendation or execution on a complex financial product to the client in the event that it does not receive sufficient information therefrom to enable it to assess its suitability party licensed body discharged_by client is notified thereof rule Section 3, Chapter Two, Article (8) Third (2) source_url https://www.uaecma.gov.ae/assets/download/d296f5be/3-section-3-business-practice-2-6-2026.aspx source_date 14/6/2025 read_at 2026-10-31T20:01:36Z condition Notify the client about the suitability or unsuitability of the investment or the complex financial product party licensed body discharged_by preserving such notice rule Section 3, Chapter Two, Article (8) Third (4) source_url https://www.uaecma.gov.ae/assets/download/d296f5be/3-section-3-business-practice-2-6-2026.aspx source_date 14/6/2025 read_at 2026-10-31T20:01:36Z source https://www.uaecma.gov.ae/assets/download/d296f5be/3-section-3-business-practice-2-6-2026.aspx · dated 14/6/2025
`required_assessments`Suitability, appropriateness or other assessment requirements and triggers	assessment Suitability standards trigger makes a recommendation to the client or executes a client’s order on a complex financial product party licensed body discharged_by suitability report rule Section 3, Chapter Two, Article (8) First and Second source_url https://www.uaecma.gov.ae/assets/download/d296f5be/3-section-3-business-practice-2-6-2026.aspx source_date 14/6/2025 read_at 2026-10-31T20:01:36Z source https://www.uaecma.gov.ae/assets/download/d296f5be/3-section-3-business-practice-2-6-2026.aspx · dated 14/6/2025
`review_triggers`Required review events and periodic review conditions	not found
`exceptions`Source-backed exceptions with conditions and boundaries	exception in relation to Professional Clients, may limit the extent to which it will consider suitability condition written warning in the form of a notice; the Professional Client has given his express consent by signing that notice provision COB Rules regarding suitability source_url https://www.dfsa.ae/application/files/2915/8554/6898/MASClearsightLimited_4.pdf source_date 2020-03-30 read_at 2026-10-31T18:30:37Z source https://www.dfsa.ae/application/files/2915/8554/6898/MASClearsightLimited_4.pdf · dated 2020-03-30
`orderability_profile_ref`Schema for the product, market and client-class outcome produced under these rules	not found
`sources`Supporting documents and provenance not attached to a specific field	document DFSA Notice regarding MAS Clearsight Limited (redacted published version) references Collective Investment Law (DIFC Law No 2 of 2010) DFSA Rulebook, Collective Investment Rules Module VER 13/07-10 DFSA Rulebook, Conduct of Business Module VER 19/07-10 Regulatory Law (DIFC Law No 1 of 2004) source https://www.dfsa.ae/application/files/2915/8554/6898/MASClearsightLimited_4.pdf · dated 2020-03-30

Appendix D · AMP venue section

standard AMP-10060 · Agentic Market Protocol

AMP · ae.amp.v2 · supersedes ae.amp.v1 · produced 2026-10-31T02:31:04Z · signed on the node door

Each venue record is keyed by its evidenced Market Identifier Code (MIC). Where an activity has no applicable code, the gap is preserved with a separately typed reference; no code is invented. This section supplies reference information only; it establishes no entitlement, permission to route or order placement. A later permission profile requires its own actor, instrument, action and endpoint evidence.

venue_mic · XDFM
source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20050627

`venue_identity`Venue name, operator and authoritative identity evidence	not found
`venue_scope`Operating or segment scope, products and jurisdiction bindings	segment Main Market scope the segment of the Market for listing and trading Shares issued by a Local Company, Free Zone Company and Foreign Company that in each case take the form of a Public Joint Stock Company or an equivalent form outside the State source https://assets.dfm.ae/docs/default-source/market-rules/dfm-glossary-rules-english.pdf?sfvrsn=9e811f81_17 · dated 2026
`rules_page`Authoritative venue rule source	DFM Glossary Rules (2026) - Rules of the Market, including the Membership, Trading and Derivatives Rules source https://assets.dfm.ae/docs/default-source/market-rules/dfm-glossary-rules-english.pdf?sfvrsn=9e811f81_17 · dated 2026
`halts`Official halt information and applicability scope	circular 03/2026 - Market Closure date Mar 01, 2026 issuer Dubai Financial Market circular 05/2026 - Resumption of Trading date Mar 03, 2026 issuer Dubai Financial Market source https://www.dfm.ae/the-exchange/regulation/circulars · dated Mar 01, 2026
`calendar`Sessions, holidays and exceptional closures	not found
`clearing_house`Clearing relationships by instrument and service	role CCP entity Dubai Clear LLC scope the entity that conducts clearing for all Orders executed on the Market in accordance with the relevant decisions of the Authority source https://assets.dfm.ae/docs/default-source/market-rules/dfm-glossary-rules-english.pdf?sfvrsn=9e811f81_17 · dated 2026
`participant_roles`Defined participant categories and responsibilities	category Member definition a person that has been admitted as such by the Market, including a Trading Member, a Clearing Member and a Derivatives Member category Trading Member category Clearing Member category Derivatives Member source https://assets.dfm.ae/docs/default-source/market-rules/dfm-glossary-rules-english.pdf?sfvrsn=9e811f81_17 · dated 2026
`market_maker_obligations`Source-backed obligations and exemptions for market makers	obligation continuously offering prices for the purchase and sale of one or more Securities with a view to increasing the liquidity for such Securities, in accordance with a Market Maker Agreement source https://assets.dfm.ae/docs/default-source/market-rules/dfm-glossary-rules-english.pdf?sfvrsn=9e811f81_17 · dated 2026
`gates`Documented entry, membership and access prerequisites	gate Requirements for all Members clause 3.1 document Module Three Membership, Trading, And Derivatives Rules source https://assets.dfm.ae/docs/default-source/market-rules/dfm---membership-trading-and-derivatives-rules-module---english.pdf?sfvrsn=80821f81_18 · dated 2026
`reference_endpoints`Public reference locations with purpose and source	not found
`settlement_links`Related market or venue settlement records	not found
`change_notices`Versioned rules changes and operational notices	number 10/2026 title Amendment to Glossary Module and Module Three – Membership, Trading, and Derivatives Rules related to Margin Trading date Jun 19, 2026 issuer Dubai Financial Market source https://www.dfm.ae/the-exchange/regulation/circulars · dated Jun 19, 2026
`sources`Additional source-backed venue evidence	not found

venue_mic · DIFX
source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20170227

`venue_identity`Venue name, operator and authoritative identity evidence	not found
`venue_scope`Operating or segment scope, products and jurisdiction bindings	not found
`rules_page`Authoritative venue rule source	not found
`halts`Official halt information and applicability scope	not found
`calendar`Sessions, holidays and exceptional closures	not found
`clearing_house`Clearing relationships by instrument and service	not found
`participant_roles`Defined participant categories and responsibilities	not found
`market_maker_obligations`Source-backed obligations and exemptions for market makers	not found
`gates`Documented entry, membership and access prerequisites	not found
`reference_endpoints`Public reference locations with purpose and source	not found
`settlement_links`Related market or venue settlement records	not found
`change_notices`Versioned rules changes and operational notices	not found
`sources`Additional source-backed venue evidence	not found

venue_mic · XADS
source https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv · dated 20110627

`venue_scope`Operating or segment scope, products and jurisdiction bindings	not found
`rules_page`Authoritative venue rule source	title Abu Dhabi Securities Exchange (ADX) Operational Rules Booklet url https://www.adx.ae/-/media/adx/related-documents/market-rules/adx-rules-book.pdf issued_by ADX Board Members decision No (4/2/2022) on 3rd March 2022 source https://www.adx.ae/-/media/adx/related-documents/market-rules/adx-rules-book.pdf · dated 3rd March 2022
`halts`Official halt information and applicability scope	type Suspension of trade in the shares of the listed Local Company applicability shares of the listed Local Company grounds_include By a decision of the Authority in accordance with applicable legislation. The date of the General Assembly meeting is to coincide with trading hours, starting from the beginning of the trading session and until the Market is provided with the decisions taken at the meeting. source_article Article (10) source https://www.adx.ae/-/media/adx/related-documents/market-rules/adx-rules-book.pdf · dated 3rd March 2022
`calendar`Sessions, holidays and exceptional closures	event Eid Al-Adha holiday closure venues ADX DFM closed_from Tuesday, Dhul - Hijjah 9 (May 26) closed_until Friday, Dhul - Hijjah 12 (May 29) trading_resumes Monday, June 1 year 2026 source https://www.uaecma.gov.ae/en/media-center/news/22/5/2026/%D8%B9%D8%B7%D9%84%D8%A9-%D8%A7%D9%84%D8%A3%D8%B3%D9%88%D8%A7%D9%82-%D8%A7%D9%84%D9%85%D8%A7%D9%84%D9%8A%D8%A9-%D8%A8%D9%85%D9%86%D8%A7%D8%B3%D8%A8%D8%A9-%D8%B9%D9%8A%D8%AF-%D8%A7%D9%84%D8%A3%D8%B6%D8%AD%D9%89 · dated Friday, 22 May 2026
`clearing_house`Clearing relationships by instrument and service	not found
`participant_roles`Defined participant categories and responsibilities	not found
`market_maker_obligations`Source-backed obligations and exemptions for market makers	context Liquidity Provider Membership Requirements requirement A copy of the Market Maker approval letter issued by Abu Dhabi Securities Exchange. context Liquidity Provider Membership Requirements requirement The market maker has the technical and administrative capabilities necessary to provide the service. context Liquidity provider agreement with issuer must include requirement Minimum bid sizes that the liquidity provider is committed to maintaining. source https://www.adx.ae/-/media/adx/related-documents/market-maker/liquidity-provider-requirements.pdf · dated 2024-05-14
`gates`Documented entry, membership and access prerequisites	gate Registration with the Authority before listing text No security may be listed on the Market without registration with the Authority. gate Listing in first category of the First Market text The net equity of the company shall not be less than (100%) of its paid-up capital.; The number of the shareholders of the company shall not be less than (100) shareholders.; The percentage of the free float in the company to its capital shall not be less than (20%). gate Listing of foreign company shares text The foreign company shall be subject to the supervision of a regulator like the Authority.; The foreign company's capital shall be fully paid and not less than (AED 40 million) or currency equivalent. source https://www.adx.ae/-/media/adx/related-documents/market-rules/adx-rules-book-english.pdf · dated 2025-01-16
`reference_endpoints`Public reference locations with purpose and source	not found
`settlement_links`Related market or venue settlement records	not found
`change_notices`Versioned rules changes and operational notices	not found
`sources`Additional source-backed venue evidence	not found

Appendix E · ESG disclosure section

standard ESG-10060 · Sustainability Disclosure

ESG · ae.esg.v2 · supersedes ae.esg.v1 · produced 2026-10-31T02:55:02Z · signed on the node door

Sustainability disclosure remains a specialised ECO record with its rules in ACM. A jurisdiction's adoption of a framework is distinct from the framework's application to a particular issuer or period; the schema preserves that distinction and never turns disclosure availability into a sustainability rating.

`regime`Named sustainability-disclosure regime and its scope	not found
`authority`Responsible issuing or supervisory authorities	not found
`applicability`Covered entities, products, thresholds and exemptions	not found
`adoption_stage`Proposal, adoption, commencement and transitional operation, distinguished	not found
`effective_dates`Effective intervals and staged commencement conditions	not found
`disclosure_duties`Required disclosures, reporting periods and filing obligations	not found
`reporting_standards`Referenced disclosure standards and applicable editions	not found
`climate_requirements`Source-backed climate disclosure requirements and scope	not found
`assurance`Required assurance, qualifications and transition conditions	not found
`filing_store_and_format`Authoritative destination and required filing format	not found
`interoperability`Recognised equivalence, mapping or substituted-compliance provisions	not found
`rule_revision_ref`Applicable immutable ACM disclosure-rule revisions	not found
`sources`Supporting regime and disclosure evidence	regulator Securities and Commodities Authority (SCA) document Capital market sustainability plan content encouraging high-quality disclosures about sustainability-related matters source https://www.sca.gov.ae/en/media-center/news/16/1/2019/sca-launches-its-capital-market-sustainability-plan-at-the-abu-dhabi-sustainable-finance-forum-follo.aspx · dated Wednesday, 16 January 2019